Sullivan v. Hwang et al
| Brendan Sullivan |
| Sung Kook ("Bill") Hwang, Archegos Capital Management, LP, Archegos Capital Management, LLC, The Grace and Mercy Foundation, Inc., Archegos Fund LP, EWM LLC d/b/a EWM Global, Andy Mills, Diana Pae, Brian Jones, Scott Becker, Patrick Halligan, Sung Kook Hwang and EWM LLC doing business as EWM Global |
| 1:2022cv05675 |
| July 5, 2022 |
| US District Court for the Southern District of New York |
| Paul G Gardephe |
| Labor: E.R.I.S.A. |
| 28 U.S.C. § 1331 Fed. Question |
| Plaintiff |
Docket Report
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This docket was last retrieved on February 7, 2024. A more recent docket listing may be available from PACER.
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Filing 62
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE OF THOMAS R. VALEN, ESQ. granting #55 Motion for Thomas R. Valen to Appear Pro Hac Vice. IT IS, on this 1st day of September, 2022, ORDERED, that Thomas R. Valen, Esq. hereby is permitted, pro hac vice, pursuant to Rule 1.3(c) of the Local Rules, to appear in the captioned matter in the same manner as an attorney of this State admitted to this Court; and IT IS FURTHER ORDERED, that a copy of the within Order be sent to all counsel of record by defendants counsel within 7 days from the date hereof. (Signed by Judge Paul G. Gardephe on 9/1/22) (yv)
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Filing 61
ORDER FOR ADMISSION PRO HAC VICE granting #59 Motion for Adam J. Reinhart to Appear Pro Hac Vice. The motion of Adam J. Reinhart for admission to practice Pro Hac Vice in the above captioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Paul G. Gardephe on 9/1/22) (yv)
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Filing 60
ORDER FOR ADMISSION PRO HAC VICE granting #46 Motion for David Tetrick to Appear Pro Hac Vice. The motion of David Tetrick, Jr., for admission to practice Pro Hac Vice in the above captioned action, is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Paul G. Gardephe on 9/1/22) (yv)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #59 MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26598512. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| Filing 59 MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26598512. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Andy Mills. (Attachments: #1 Affidavit Affidavit of Adam J. Reinhart, #2 Exhibit Certificate of Good Standing - Supreme Court of Texas, #3 Exhibit Certificate of Good Standing - District of Columbia, #4 Text of Proposed Order for Admission Pro Hac Vice).(Reinhart, Adam) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #58 MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26598512. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas 512-463-1312; Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (sgz) |
| Filing 58 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26598512. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Andy Mills. (Attachments: #1 Affidavit of Adam J. Reinhart, #2 Exhibit Certificate of Good Standing - Supreme Court of Texas, #3 Exhibit Certificate of Good Standing - District of Columbia, #4 Text of Proposed Order for Admission Pro Hac Vice).(Reinhart, Adam) Modified on 8/29/2022 (sgz). |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE re: Document No. #56 MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas; the filing fee was not paid; Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. Pay the filing fee using the event Pro Hac Vice Fee Payment found under the event list Other Documents. (sgz) |
| Pro Hac Vice Fee Due: for #56 MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff...(sgz) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #55 MOTION for Thomas R. Valen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26592993. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| Filing 57 PROPOSED STIPULATION AND ORDER. Document filed by Archegos Capital Management, LP, Archegos Fund LP..(Chattin, Danielle) |
| Filing 56 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Adam J. Reinhart to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Andy Mills. (Attachments: #1 Affidavit of Adam J. Reinhart, #2 Text of Proposed Order for Admission Pro Hac Vice).(Reinhart, Adam) Modified on 8/26/2022 (sgz). |
| Filing 55 MOTION for Thomas R. Valen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26592993. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Sung Kook Hwang. (Attachments: #1 Affidavit of Thomas R. Valen, #2 Text of Proposed Order for Admission Pro Hac Vice of Thomas R. Valen).(Valen, Thomas) |
| Filing 54 NOTICE OF APPEARANCE by Phoebe King on behalf of Scott Becker..(King, Phoebe) |
| Filing 53 NOTICE OF APPEARANCE by S. Jason Brown on behalf of Scott Becker..(Brown, S. Jason) |
| Filing 52 NOTICE OF APPEARANCE by Dielai Yang on behalf of Patrick Halligan..(Yang, Dielai) |
| Filing 51 NOTICE OF APPEARANCE by Anil Karim Vassanji on behalf of Patrick Halligan..(Vassanji, Anil) |
| Filing 50 NOTICE OF APPEARANCE by Bonnie Melissa Baker on behalf of Patrick Halligan..(Baker, Bonnie) |
| Filing 49 NOTICE OF APPEARANCE by Timothy Michael Haggerty on behalf of Patrick Halligan..(Haggerty, Timothy) |
| Filing 48 NOTICE OF APPEARANCE by Mary Elizabeth Mulligan on behalf of Patrick Halligan..(Mulligan, Mary) |
| Filing 47 NOTICE OF APPEARANCE by Tal Rachel Machnes on behalf of Andy Mills..(Machnes, Tal) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #46 MOTION for David Tetrick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26573905. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| Filing 46 MOTION for David Tetrick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26573905. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Archegos Capital Management, LP, Archegos Fund LP. (Attachments: #1 Affidavit of David Tetrick in Support of Motion for Admission Pro Hac Vice with Certificates of Good Standing, #2 Text of Proposed Order Proposed Order for Pro Hac Admission).(Tetrick, David) |
| Filing 45 AFFIDAVIT OF SERVICE of Summons and Complaint,. Scott Becker served on 8/5/2022, answer due 8/26/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 44 WAIVER OF SERVICE RETURNED EXECUTED. Brian Jones waiver sent on 7/18/2022, answer due 9/16/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 43 WAIVER OF SERVICE RETURNED EXECUTED. Patrick Halligan waiver sent on 7/15/2022, answer due 9/13/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 42 WAIVER OF SERVICE RETURNED EXECUTED. Diana Pae waiver sent on 7/15/2022, answer due 9/13/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 41 WAIVER OF SERVICE RETURNED EXECUTED. Andy Mills waiver sent on 7/18/2022, answer due 9/16/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 40 WAIVER OF SERVICE RETURNED EXECUTED. Archegos Fund LP waiver sent on 7/18/2022, answer due 9/16/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 39 WAIVER OF SERVICE RETURNED EXECUTED. The Grace and Mercy Foundation, Inc. waiver sent on 7/18/2022, answer due 9/16/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 38 WAIVER OF SERVICE RETURNED EXECUTED. Archegos Capital Management, LP waiver sent on 7/18/2022, answer due 9/16/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 37 WAIVER OF SERVICE RETURNED EXECUTED. Sung Kook Hwang waiver sent on 7/18/2022, answer due 9/16/2022. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 36 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Grace and Mercy Foundation, Inc...(Wild, Jeffrey) |
| Filing 35 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Archegos Capital Management, LP, Archegos Fund LP..(Chattin, Danielle) |
| Filing 34 NOTICE OF APPEARANCE by Danielle Chattin on behalf of Archegos Capital Management, LP, Archegos Fund LP..(Chattin, Danielle) |
| Filing 33 NOTICE OF APPEARANCE by Andrew James Marino on behalf of Sung Kook Hwang..(Marino, Andrew) |
| Filing 32 NOTICE OF APPEARANCE by Paul Anthony Saso on behalf of Sung Kook Hwang..(Saso, Paul) |
| Filing 31 NOTICE OF APPEARANCE by Lawrence S. Lustberg on behalf of Sung Kook Hwang..(Lustberg, Lawrence) |
| Filing 30 NOTICE OF APPEARANCE by Jeffrey Lance Nagel on behalf of Sung Kook Hwang..(Nagel, Jeffrey) |
| Filing 29 NOTICE OF APPEARANCE by Christopher Steven Porrino on behalf of The Grace and Mercy Foundation, Inc...(Porrino, Christopher) |
| Filing 28 NOTICE OF APPEARANCE by Jeffrey J. Wild on behalf of The Grace and Mercy Foundation, Inc...(Wild, Jeffrey) |
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Filing 27
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting #4 Motion for Meghan McCafferty to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 7/11/2022) (ks)
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| Filing 26 ELECTRONIC SUMMONS ISSUED as to Patrick Halligan. (vf) |
| Filing 25 ELECTRONIC SUMMONS ISSUED as to Scott Becker. (vf) |
| Filing 24 ELECTRONIC SUMMONS ISSUED as to Brian Jones. (vf) |
| Filing 23 ELECTRONIC SUMMONS ISSUED as to Diana Pae. (vf) |
| Filing 22 ELECTRONIC SUMMONS ISSUED as to Andy Mills. (vf) |
| Filing 21 ELECTRONIC SUMMONS ISSUED as to EWM LLC. (vf) |
| Filing 20 ELECTRONIC SUMMONS ISSUED as to Archegos Fund LP. (vf) |
| Filing 19 ELECTRONIC SUMMONS ISSUED as to The Grace and Mercy Foundation, Inc.. (vf) |
| Filing 18 ELECTRONIC SUMMONS ISSUED as to Archegos Capital Management, LLC. (vf) |
| Filing 17 ELECTRONIC SUMMONS ISSUED as to Archegos Capital Management, LP. (vf) |
| Filing 16 ELECTRONIC SUMMONS ISSUED as to Sung Kook Hwang. (vf) |
| Filing 15 REQUEST FOR ISSUANCE OF SUMMONS as to Patrick Halligan, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 14 REQUEST FOR ISSUANCE OF SUMMONS as to Scott Becker, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 13 REQUEST FOR ISSUANCE OF SUMMONS as to Brian Jones, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to Diana Pae, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to Andy Mills, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to EWM LLC, d/b/a EWM Global, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Archegos Fund, LP, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to The Grace and Mercy Foundation, Inc., re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Archegos Capital Management, LLC, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Archegos Capital Management, LP, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Sung Kook ("Bill") Hwang, re: #1 Complaint,. Document filed by Brendan Sullivan..(Bowe, Michael) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #4 MOTION for Meghan McCafferty to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26380581. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| Filing 4 MOTION for Meghan McCafferty to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26380581. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Brendan Sullivan. (Attachments: #1 Affidavit of Meghan McCafferty in support of Motion for Admission Pro Hac Vice, #2 Text of Proposed Order [Proposed] Order).(McCafferty, Meghan) |
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Filing 3
NOTICE OF PRETRIAL CONFERENCE: Initial Conference set for 10/6/2022 at 10:00 AM in Courtroom 705, 40 Centre Street, New York, NY 10007 before Judge Paul G. Gardephe. SO ORDERED. (Signed by Judge Paul G. Gardephe on 7/7/2022) (ks)
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| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Michael Joseph Bowe. The party information for the following party/parties has been modified: Sung Kook ("Bill") Hwang, EWM LLC d/b/a EWM Global. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error; party name was entered with quotation marks; alias party type was entered incorrectly. (sj) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Paul G. Gardephe. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(sj) |
| Case Designated ECF. (sj) |
| Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sj) |
| Filing 2 CIVIL COVER SHEET filed..(Bowe, Michael) |
| Filing 1 COMPLAINT against Archegos Capital Management, LLC, Archegos Capital Management, LP, Archegos Fund LP, Scott Becker, EWM LLC d/b/a EWM Global, Patrick Halligan, Sung Kook ("Bill") Hwang, Brian Jones, Andy Mills, Diana Pae, The Grace and Mercy Foundation, Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-26364950)Document filed by Brendan Sullivan..(Bowe, Michael) |
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