CIBC Private Wealth Advisors, Inc. v. Dickes et al
| CIBC Private Wealth Advisors, Inc. |
| Erin Dickes and Evy Stein-Keller |
| 1:2022cv06436 |
| July 28, 2022 |
| US District Court for the Southern District of New York |
| John G Koeltl |
| Contract: Other |
| 28 U.S.C. § 1332 bc Diversity-Breach of Contract |
| Plaintiff |
Docket Report
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This docket was last retrieved on August 5, 2022. A more recent docket listing may be available from PACER.
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #18 FIRST MOTION for Matthew B. Henneman to Appear Pro Hac Vice Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
Filing 20
NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO F.R.C.P. 41(a)(1)(A)(i): Pursuant to Rule 41 (a)(1)(A)(i) of the Federal Rules of Civil Procedure, plaintiff; through its undersigned counsel, hereby gives notice that the above-captioned action is voluntarily dismissed, without prejudice, against defendants. SO ORDERED. (Signed by Judge John G. Koeltl on 8/4/2022) (ks)
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| Filing 19 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice and without costs against the defendant(s) CIBC Private Wealth Advisors, Inc.. Document filed by CIBC Private Wealth Advisors, Inc.. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Grenert, Michael) |
| Filing 18 FIRST MOTION for Matthew B. Henneman to Appear Pro Hac Vice Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Erin Dickes, Evy Stein-Keller. Return Date set for 8/4/2022 at 05:00 PM. (Attachments: #1 Exhibit Certificate of Good Standing, #2 Text of Proposed Order Order for Admission Pro Hac Vice, #3 Affidavit Declaration of Matthew B. Henneman).(Smith, Scott) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #17 FIRST MOTION for Matthew B. Henneman to Appear Pro Hac Vice Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): Missing Notarized Affidavit/ Declaration;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (sgz) |
| Filing 17 FILING ERROR - DEFICIENT DOCKET ENTRY - FIRST MOTION for Matthew B. Henneman to Appear Pro Hac Vice Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Erin Dickes, Evy Stein-Keller. Return Date set for 8/4/2022 at 05:00 PM. (Attachments: #1 Exhibit Certificate of Good Standing, #2 Text of Proposed Order Order for Admission Pro Hac Vice).(Smith, Scott) Modified on 8/4/2022 (sgz). |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #15 FIRST MOTION for Matthew B. Henneman to Appear Pro Hac Vice Motion to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-26496764. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas; Ink Signature Needed on Motion; Proposed Order Filed Separately, All Documents Must Be Filed Together;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (sgz) |
| Filing 16 FILING ERROR - DEFICIENT DOCKET ENTRY - PROPOSED ORDER. Document filed by Erin Dickes, Evy Stein-Keller. Related Document Number: #15 ..(Smith, Scott) Proposed Order to be reviewed by Clerk's Office staff. Modified on 8/3/2022 (sgz). |
| Filing 15 FILING ERROR - DEFICIENT DOCKET ENTRY - FIRST MOTION for Matthew B. Henneman to Appear Pro Hac Vice Motion to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-26496764. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Erin Dickes, Evy Stein-Keller. Return Date set for 8/4/2022 at 05:00 PM. (Attachments: #1 Affidavit Declaration of Matthew B. Henneman).(Smith, Scott) Modified on 8/3/2022 (sgz). |
| Filing 14 DECLARATION of Scott D. Smith in Support re: #12 FIRST MOTION to Dismiss for Lack of Jurisdiction Notice of Motion.. Document filed by Erin Dickes, Evy Stein-Keller. (Attachments: #1 Exhibit Original Petition, Application for Temporary Injunction in Aid of Arbitration & Application for Declaratory Judgment, #2 Exhibit Dickes Broker Check Report, #3 Exhibit Stein-Keller Broker Check Report, #4 Exhibit Dickes Employment Agreement, #5 Exhibit Stein-Keller Employment Letter, #6 Exhibit Dickes Affidavit, #7 Exhibit Stein-Keller Affidavit).(Smith, Scott) |
| Filing 13 FIRST MEMORANDUM OF LAW in Support re: #12 FIRST MOTION to Dismiss for Lack of Jurisdiction Notice of Motion. Memorandum of Law. Document filed by Erin Dickes, Evy Stein-Keller..(Smith, Scott) |
| Filing 12 FIRST MOTION to Dismiss for Lack of Jurisdiction Notice of Motion. Document filed by Erin Dickes, Evy Stein-Keller. Responses due by 8/5/2022.(Smith, Scott) |
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Filing 11
ORDER, As discussed at the conference held today: The defendants may file a motion to dismiss by August 2, 2022; The defendants may respond to the plaintiff's motion for a temporary restraining order by August 4, 2022; The plaintiff may respond to the defendants' motion to dismiss by August 5, 2022; The plaintiff may file a reply in support of its motion for a temporary restraining order by August 8, 2022; The defendants may file a reply in support of their motion to dismiss by August 9, 2022; and A conference is scheduled for August 11, 2022, at 5:00 p.m. Dial-in: 888-363-4749, with access code 8140049. SO ORDERED. ( Motions due by 8/2/2022., Responses due by 8/5/2022, Replies due by 8/9/2022., Telephone Conference set for 8/11/2022 at 05:00 PM before Judge John G. Koeltl.) (Signed by Judge John G. Koeltl on 8/1/22) (yv)
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| Filing 10 LETTER addressed to Judge John G. Koeltl from Michael E. Grenert dated 08/01/2022 re: Response to Defendants' 07/29/2022 letter. Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) |
| Filing 9 CERTIFICATE OF SERVICE of ECF Notice of Conference served on Erin Dickes and Evy Stein-Keller on 07/29/2022. Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) |
| Filing 8 CERTIFICATE OF SERVICE of ECF Notice of Conference served on Erin Dickes and Evy Stein-Keller on 07/29/2022. Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) |
| Filing 7 MEMORANDUM OF LAW in Support re: #5 MOTION for Temporary Restraining Order . . Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) |
| Filing 6 LETTER addressed to Judge John G. Koeltl from Scott D. Smith dated July 29, 2022 re: Jurisdiction. Document filed by Erin Dickes, Evy Stein-Keller..(Smith, Scott) |
| Filing 5 MOTION for Temporary Restraining Order . Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) (Refer to ECF Rule 13.19(b) and (c) for directions regarding promptly alerting the court to this filing.) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge John G. Koeltl. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Michael Evan Grenert. The following case opening statistical information was erroneously selected/entered: Cause of Action code Civil Miscellaneous Case - Other County code New York;. The following correction(s) have been made to your case entry: the Cause of Action code has been modified to 28:1332bc Diversity-Breach of Contract; the County code has been modified to XX Out of State. (vf) |
| Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| Case Designated ECF. (vf) |
| Minute Entry for proceedings held before Judge John G. Koeltl: Conference set for 7/29/2022 at 05:00 PM before Judge John G. Koeltl. Counsel for the plaintiff shall notify all parties, in this action of this conference, as soon as possible, and shall file file proof of service on the ECF. Dial-in: 888 363-4749, with access code 8140049. (Fletcher, Donnie) |
| Minute Entry for proceedings held before Judge John G. Koeltl: Pretrial Conference set for 7/29/2022 adjourned to 8/1/2022 at 05:00 PM before Judge John G. Koeltl. Counsel for the plaintiff shall notify all parties, in this action of this conference, as soon as possible, and shall file file proof of service on the ECF. Dial-in: 888 363-4749, with access code 8140049. (Fletcher, Donnie) (Fletcher, Donnie) |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Canadian Imperial Bank of Commerce for CIBC Private Wealth Advisors, Inc.. Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) |
| Filing 3 CIVIL COVER SHEET filed..(Grenert, Michael) |
| Filing 2 COMPLAINT against Erin Dickes, Evy Stein-Keller. (Filing Fee $ 402.00, Receipt Number ANYSDC-26479251)Document filed by CIBC Private Wealth Advisors, Inc.. (Attachments: #1 Exhibit 2017 Dickes contract, #2 Exhibit 2017 Stein-Keller contract, #3 Exhibit 2017 Dickes Seller Member Agreement, #4 Exhibit 4/29/22 Dickes resignation notice, #5 Exhibit 4/29/22 Stein-Keller resignation notice, #6 Exhibit 4/29/22 Gerth resignation notice, #7 Exhibit 4/29/22 Dickes email to clients, #8 Exhibit 4/30/22 CIBC ltr to Dickes, #9 Exhibit 4/30/22 CIBC ltr to Stein-Keller, #10 Exhibit 5/1/22 CIBC ltr to Gerth, #11 Exhibit 5/1/22 CIBC ltr to Morgan Stanley, #12 Exhibit 5/2/22 Defendants' attorney ltr to CIBC, #13 Exhibit 3/20/22 Stein-Keller Facebook page, #14 Exhibit 4/9/22 Stein-Keller Facebook page, #15 Exhibit 5/2/22 Client email to Dickes, #16 Exhibit 5/3/22 CIBC attorney ltr to Dickes & Stein-Keller attorney, #17 Exhibit 5/4/22 5/2/22 Defendants' attorney ltr to CIBC, #18 Exhibit 7/21/22 Defendants' attorney ltr to CIBC, #19 Exhibit 7/27/22 CIBC attorney ltr to Dickes & Stein-Keller attorney, #20 Exhibit 7/28/22 Defendants' attorney ltr to CIBC).(Grenert, Michael) |
| Filing 1 FILING ERROR - DEFICIENT PLEADING - FILING ERROR - COMPLAINT against Erin Dickes, Evy Stein-Keller. (Filing Fee $ 402.00, Receipt Number ANYSDC-26479239)Document filed by CIBC Private Wealth Advisors, Inc...(Grenert, Michael) Modified on 7/29/2022 (vf). |
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