Northwest Biotherapeutics, Inc v. Canaccord Genuity LLC et al
Plaintiff: Northwest Biotherpeutics, Inc and Northwest Biotherapeutics, Inc.
Defendant: Canaccord Genuity LLC, Citadel Securities LLC, G1 Execution Services LLC, GTS Securities LLC, Instinet LLC, Lime Trading Corp., SUSQUEHANNA INTERNATIONAL GROUP LLP, Virtu Americas LLC and Susquehanna International Group, LLP
Case Number: 1:2022cv10185
Filed: December 1, 2022
Court: US District Court for the Southern District of New York
Presiding Judge: Gabriel W Gorenstein
Referring Judge: Gregory H Woods
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on May 8, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 1, 2022 Filing 11 NOTICE OF APPEARANCE by Ji Eun Kim on behalf of Northwest Biotherpeutics, Inc..(Kim, Ji Eun)
December 1, 2022 Filing 10 NOTICE OF APPEARANCE by Michael Benjamin Eisenkraft on behalf of Northwest Biotherpeutics, Inc..(Eisenkraft, Michael)
December 1, 2022 Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Virtu Americas LLC, re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Lime Trading Corp., re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Instinet LLC, re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to GTS Securities LLC, re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to G1 Execution Services LLC, re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Citadel Securities LLC, re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Canaccord Genuity LLC, re: #1 Complaint,. Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)
December 1, 2022 Filing 2 CIVIL COVER SHEET filed..(Posner, Laura)
December 1, 2022 Filing 1 COMPLAINT against Canaccord Genuity LLC, Citadel Securities LLC, G1 Execution Services LLC, GTS Securities LLC, Instinet LLC, Lime Trading Corp., SUSQUEHANNA INTERNATIONAL GROUP LLP, Virtu Americas LLC. (Filing Fee $ 402.00, Receipt Number ANYSDC-27024350)Document filed by Northwest Biotherpeutics, Inc..(Posner, Laura)

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Plaintiff: Northwest Biotherpeutics, Inc
Represented By: Ji Eun Kim
Represented By: Michael Benjamin Eisenkraft
Represented By: Laura Helen Posner
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Plaintiff: Northwest Biotherapeutics, Inc.
Represented By: Michael Benjamin Eisenkraft
Represented By: Laura Helen Posner
Represented By: Ji Eun Kim
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Defendant: Canaccord Genuity LLC
Represented By: Eric Lawson
Represented By: Anthony S. Fiotto, Jr.
Represented By: Julia Catherine Koch
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Defendant: Citadel Securities LLC
Represented By: Daniel R. Koffmann
Represented By: Brendan Thomas Carroll
Represented By: Christopher Daniel Kercher
Represented By: Leigha Empson
Represented By: William Anthony Burck
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Defendant: G1 Execution Services LLC
Represented By: Marjorie Joan Peerce
Represented By: John Chesley Burruss
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Defendant: GTS Securities LLC
Represented By: Peter Ginewicz Wilson
Represented By: Christian T. Kemnitz
Represented By: Hannah Olivia Koesterer
Represented By: Leigh Brissenden
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Defendant: Instinet LLC
Represented By: Daniel Post Filor
Represented By: Nicholas Barnes
Represented By: Richard Aframe Edlin
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Defendant: Lime Trading Corp.
Represented By: Stephen Young
Represented By: Elizabeth H. Lindh
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Defendant: SUSQUEHANNA INTERNATIONAL GROUP LLP
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Defendant: Virtu Americas LLC
Represented By: Andrew Garry Gordon
Represented By: Audra Jan Soloway
Represented By: Jessica Sombat Carey
Represented By: Daniel Shiah Sinnreich
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Defendant: Susquehanna International Group, LLP
Represented By: Marjorie Joan Peerce
Represented By: John Chesley Burruss
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