Corwin v. Y-mAbs Therapeutics, Inc. et al
| Robert Corwin |
| Y-mAbs Therapeutics, Inc., Thomas Gad, Claus Juan Moller San Pedro and Vignesh Rajah |
| 1:2023cv00431 |
| January 18, 2023 |
| US District Court for the Southern District of New York |
| Jesse M Furman |
| Securities/Commodities |
| Plaintiff |
Docket Report
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Filing 15
ORDER granting #14 Motion for Koji F. Fukumura to Appear Pro Hac Vice (HEREBY ORDERED by Judge Jesse M. Furman)(Text Only Order) (Furman, Jesse)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #14 MOTION for Koji F. Fukumura to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (sac)
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Filing 14
MOTION for Koji F. Fukumura to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc.. (Attachments: #1 Exhibit Declaration of Koji F. Fukumura in Support, #2 Exhibit Certificate of Good Standing - California, #3 Exhibit Certificate of Good Standing - Colorado, #4 Exhibit Certificate of Good Standing - Pennsylvania, #5 Text of Proposed Order [Proposed] Order for Admission Pro Hac Vice).(Fukumura, Koji)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #13 MOTION for Koji F. Fukumura to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27468682. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (sgz)
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Filing 13
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Koji F. Fukumura to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27468682. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc.. (Attachments: #1 Exhibit Declaration of Koji F. Fukumura in Support, #2 Exhibit California Certificate of Good Standing, #3 Exhibit Colorado Certificate of Good Standing, #4 Exhibit Pennsylvania Certificate of Good Standing, #5 Text of Proposed Order Proposed Order).(Fukumura, Koji) Modified on 3/15/2023 (sgz).
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Filing 12
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Y-mAbs Therapeutics, Inc...(Wu, Aric)
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Filing 11
STIPULATION AND ORDER, IT IS HEREBY STIPULATED AND AGREED by the Parties, by and through their undersigned counsel, and subject to Court approval, that: 1. Pursuant to Federal Rule of Civil Procedure 4(d), Defendants hereby waive service of the Complaint and the summons with respect to the Complaint. 2. Except as to the defense of insufficient service of process and insufficient process with respect to the Complaint and the summons with respect to the Complaint, by entering into this Stipulation, Defendants do not waive and expressly reserve all rights, claims, and defenses, including, but not limited to, all jurisdictional defenses; 3. Defendants need not answer, move, or otherwise respond to the Complaint; 4. Within fourteen (14) calendar days following entry of an order by the Court appointing a lead plaintiff and lead counsel, counsel for the lead plaintiff and Defendants shall confer and propose to the Court: the date by which the lead plaintiff shall serve and file an amended complaint superseding the current Complaint; ii. the date by which Defendants shall answer, move against, or otherwise respond to lead plaintiff's amended complaint; and iii. in the event Defendants file a motion to dismiss, the dates by which the lead plaintiff shall file opposition papers and Defendants shall file reply papers. IT IS SO ORDERED. Motions terminated: #10 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint addressed to Judge Jesse M. Furman from Aric H. Wu dated February 10, 2023. filed by Y-mAbs Therapeutics, Inc., Vignesh Rajah, Claus Juan Moller San Pedro, Thomas Gad. (Signed by Judge Jesse M. Furman on 2/13/23) (yv)
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Filing 10
LETTER MOTION for Extension of Time to File Answer re: #1 Complaint addressed to Judge Jesse M. Furman from Aric H. Wu dated February 10, 2023. Document filed by Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc.. (Attachments: #1 Text of Proposed Order and Stipulation).(Wu, Aric)
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Filing 9
NOTICE OF APPEARANCE by Sarah M. Topol on behalf of Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc...(Topol, Sarah)
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Filing 8
NOTICE OF APPEARANCE by Aric Hugo Wu on behalf of Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc...(Wu, Aric)
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Filing 7
ORDER, Plaintiff's counsel notified the Court that the required notice was published on January 18, 2023. See ECF No. 6. Members of the purported class therefore have until March 20, 2023, to move the Court to serve as lead plaintiffs. It is further ORDERED that opposition to any motion for appointment of lead plaintiff shall be served and filed by April 3, 2023. No replies may be filed absent prior leave of Court. Finally, it is hereby ORDERED that a conference shall be held on April 18, at 3:00 p.m. to consider any motions for appointment of lead plaintiff and lead counsel and for consolidation. The conference will be held remotely by telephone in accordance with Rule 3(B) of the Court's Individual Rules and Practices in Civil Cases, available at https://nysd.uscourts.gov/hon-jesse-m-furman. All others counsel who will not have speaking roles and members of the public may listen to the conference by calling the Court's dedicated conference call line at (888) 363-4749 and using access code 542-1540 followed by the pound (#) key. It is further ORDERED that the named plaintiffs shall promptly serve a copy of this Order on each of the Defendants. SO ORDERED. ( Motions due by 3/20/2023., Responses due by 4/3/2023, Telephone Conference set for 4/18/2023 at 03:00 PM before Judge Jesse M. Furman.) (Signed by Judge Jesse M. Furman on 1/23/23) (yv)
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Filing 6
LETTER addressed to Judge Jesse M. Furman from Joshua W. Ruthizer dated January 20, 2023 re: Response to Order Dated January 19, 2023 (ECF No. 5). Document filed by Robert Corwin..(Ruthizer, Joshua)
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Filing 5
ORDER REGARDING NOTICE TO PURPORTED PLAINTIFF CLASS MEMBERS: On January 18, 2023, Plaintiff filed a putative class action on behalf of "all persons or entities who purchased shares of Y-mAbs common stock on the open market, or pursuant to Registration Statements filed with the SEC, during the Class Period October 6, 2020 through October 28, 2022, inclusive, and suffered damages caused by Defendants' violations of the federal securities laws," but excluding the Defendants herein, officers and directors of Y-mAbs ('Excluded D&Os'), members of the Defendants' and the Excluded D&A's immediate families, affiliates of Y-mAbs, and any entity in which a Defendant or an Excluded D&O has a controlling interest. Docket No. 1. ("Compl."), Paragraph 15. The Complaint alleges violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder. Section 78u-4(a)(3)(A) of the Private Securities Litigation Reform Act ("PSLRA"), 15 U.S.C. 78u-4(a)(3)(A), requires that "[n]ot later than 20 days after the date on which the complaint is filed, the plaintiff or plaintiffs shall cause to be published, in a widely circulated national business-oriented publication or wire service, a notice advising members of the purported plaintiff class... of the pendency of the action, the claims asserted therein, and the purported class period." 15 U.S.C. 78u-4(a)(3)(A)(i) (emphasis added). It is hereby ORDERED that no later than February 9, 2023, Plaintiff shall advise the Court in writing of the date and manner in which it published this notice. SO ORDERED. (Signed by Judge Jesse M. Furman on 1/19/2023) (vfr) Modified on 1/19/2023 (vfr).
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Filing 4
ELECTRONIC SUMMONS ISSUED as to Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc...(pc)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Jesse M. Furman. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc)
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Magistrate Judge Jennifer Willis is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Robert Craig Finkel. The party information for the following party/parties has been modified: Robert Corwin. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (pc)
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Case Designated ECF. (pc)
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Filing 3
CIVIL COVER SHEET filed..(Finkel, Robert)
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Filing 2
REQUEST FOR ISSUANCE OF SUMMONS as to Y-mAbs Therepeutics, Inc., Thomas Gad, Claus Juan Moller San Pedro & Vignesh Rajah, re: #1 Complaint. Document filed by Robert Corwin..(Finkel, Robert)
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Filing 1
COMPLAINT against Thomas Gad, Claus Juan Moller San Pedro, Vignesh Rajah, Y-mAbs Therapeutics, Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-27217297)Document filed by Robert Corwin..(Finkel, Robert)
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