Sabby Volatility Warrant Master Fund Ltd., et al v. Kennedy et al
| Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd., and Walleye Opportunities Master Fund Ltd. |
| Kevin J. Kennedy, Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelly, Thomas M. Rohrs, Tianyue Yu and Lisa Kelley |
| 1:2023cv00601 |
| January 24, 2023 |
| US District Court for the Southern District of New York |
| John G Koeltl |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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Filing 65
ORDER: A pending motion to dismiss now fully-briefed, The conference for July 18, 2023, at 4:00pm, is canceled. SO ORDERED. (Signed by Judge John G. Koeltl on 7/12/2023) (ks) Modified on 7/12/2023 (ks).
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Filing 64
ORDER: The defendants are directed to submit courtesy copies of the pending fully briefed motion to dismiss. (Signed by Judge John G. Koeltl on 6/16/2023) (rro)
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| Filing 63 AMENDED REPLY MEMORANDUM OF LAW in Support re: #53 FIRST MOTION to Dismiss Complaint. . Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
| Filing 62 LETTER addressed to Judge John G. Koeltl from Thomas A. Zaccaro dated June 14, 2023 re: Sabby et al v. Kennedy et al.. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
| Filing 61 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE #63 REPLY MEMORANDUM) - REPLY MEMORANDUM OF LAW in Support re: #53 FIRST MOTION to Dismiss Complaint. Defendants' Reply Brief re Plaintiff's Memorandum of Law in Opposition to Defendants' Motion to Dismiss. Document filed by Patrick Archambault, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu. (Zaccaro, Thomas) Modified on 6/15/2023 (db). As per ECF-ERROR Email Correspondence received on 6/15/2023 @ 2:47pm. |
| Filing 60 MEMORANDUM OF LAW in Opposition re: #53 FIRST MOTION to Dismiss Complaint. Defendants' Reply Brief re Plaintiff's Memorandum of Law in Opposition to Defendants' Motion to Dismiss. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
| Filing 59 NOTICE OF APPEARANCE by Kerrin Teneyck Klein on behalf of Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Klein, Kerrin) |
| Filing 58 DECLARATION of ADRIENNE M. WARD in Opposition re: #53 FIRST MOTION to Dismiss Complaint.. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd.. (Attachments: #1 Exhibit A).(Ward, Adrienne) |
| Filing 57 MEMORANDUM OF LAW in Opposition re: #53 FIRST MOTION to Dismiss Complaint. . Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 56 NOTICE of Request for Judicial Notice in Support of Motion to Dismiss re: #53 FIRST MOTION to Dismiss Complaint.. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
| Filing 55 DECLARATION of Thomas A. Zaccaro in Support re: #53 FIRST MOTION to Dismiss Complaint.. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu. (Attachments: #1 Exhibit A, #2 Exhibit B).(Zaccaro, Thomas) |
| Filing 54 MEMORANDUM OF LAW in Support re: #53 FIRST MOTION to Dismiss Complaint. . Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
| Filing 53 FIRST MOTION to Dismiss Complaint. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
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Filing 52
STIPULATION AND ORDER, Plaintiffs Sabby Volatility Warrant Master Fund Ltd., SZOP Multistrat LP, Alto Opportunity Master Fund SPC-Segregated Master Portfolio B, Hudson Bay Master Fund Ltd., and Walleye Oppo1iunities Master Fund Ltd. ("Plaintiffs"), together with Defendants Kevin J. Kennedy, Patrick Archambault, Jim DiSanto, Karen Francis, Tamer Hassanein, Lisa Kelley, Thomas M. Rohrs, and Tianyue Yu ("Defendants"), by and through their respective counsel, hereby stipulate that: 1. Defendants shall file their Motion to Dismiss the Complaint ("Motion") on or before May 17, 2023. 2. In the event Plaintiffs intend to file an Amended Complaint, they shall do so on or before June 7, 2023. 3. If Plaintiffs do not file an Amended Complaint, their opposition to the Motion shall be filed on or before June 7, 2023. 4. Defendants' reply in support of their Motion shall be filed on or before June 14, 2023. 5. If Plaintiffs file an Amended Complaint by June 7, 2023, Defendants shall file their Second Motion to Dismiss the Complaint ("Second Motion") on or before July 7, 2023. 6. Plaintiffs' opposition to Defendants' Second Motion shall be filed on or before July 28, 2023. 7. Defendants' reply in support of their Second Motion shall be filed on August 4, 2023. SO ORDERED. (Amended Pleadings due by 6/7/2023., Motions due by 7/7/2023., Replies due by 8/4/2023., Responses due by 7/28/2023) (Signed by Judge John G. Koeltl on 4/20/2023) (kv)
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| Filing 51 PROPOSED STIPULATION AND ORDER. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Zaccaro, Thomas) |
| Minute Entry for proceedings held before Judge John G. Koeltl: Telephone Conference held on 4/17/2023. (Fletcher, Donnie) |
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Filing 50
ORDER. As discussed at the telephone conference held today, by Friday, April 21, 2023, the parties should submit a joint stipulation setting forth a proposed briefing schedule for the defendants' anticipated motion to dismiss, including a deadline 21 days after the filing of the motion to dismiss by which the plaintiff may respond to the motion or file an amended complaint. The stipulation should include deadlines for the filing of a second motion to dismiss in response to an amended complaint, as well as deadlines for the related responses and replies. SO ORDERED. (Signed by Judge John G. Koeltl on 4/17/23) (yv)
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| Filing 49 NOTICE OF APPEARANCE by Daniel Martin Stone on behalf of Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Stone, Daniel) |
| Minute Entry for proceedings held before Judge John G. Koeltl: Pre-Motion Conference set for 4/18/2023 advanced to 4/17/2023 at 03:30 PM before Judge John G. Koeltl. Dial-in: 888 363-4749, with access code 8140049. (Fletcher, Donnie) |
| Filing 48 LETTER addressed to Judge John G. Koeltl from Thomas J. Fleming dated 04/10/2023 re: Response to the pre-motion conference letter of March 24, 2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 47 NOTICE OF APPEARANCE by Daniel Sheehan on behalf of Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Kevin J. Kennedy..(Sheehan, Daniel) |
| Filing 46 NOTICE OF APPEARANCE by Thomas A Zaccaro on behalf of Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Kevin J. Kennedy..(Zaccaro, Thomas) |
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Filing 45
MEMO ENDORSEMENT on re: #37 LETTER MOTION for Conference Pre-Motion Conference Requested addressed to Judge John G. Koeltl from Thomas J. Fleming dated 3/27/2023. filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Sabby Volatility Warrant Master Fund Ltd.,, Walleye Opportunities Master Fund Ltd., Hudson Bay Master Fund Ltd.,, Szop Multistrat LP. ENDORSEMENT: The pre-motion conference is ADJOURNED to Tuesday, April 18, 2023 at 2:30 pm. SO ORDERED. ( Pre-Motion Conference set for 4/18/2023 at 02:30 PM before Judge John G. Koeltl.) (Signed by Judge John G. Koeltl on 3/29/2023) (tg)
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Filing 44
ORDER FOR MOTION FOR ADMISSION PRO HAC VICE granting #42 Motion to Appear Pro Hac Vice. The motion of Daniel C. Sheehan, for admission to practice Pro Hac Vice in the above-captioned action is granted. As further set forth by this Order. (Signed by Judge John G. Koeltl on 3/29/2023) (tg)
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Filing 43
ORDER FOR MOTION FOR ADMISSION PRO HAC VICE granting #41 Motion to Appear Pro Hac Vice. The motion of Thomas A. Zaccaro, for admission to practice Pro Hac Vice in the above-captioned action is granted. As further set forth by this Order. (Signed by Judge John G. Koeltl on 3/29/2023) (tg)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #42 SECOND MOTION for Daniel C. Sheehan to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (dsh) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #41 SECOND MOTION for Thomas A. Zaccaro to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (dsh) |
| Filing 42 SECOND MOTION for Daniel C. Sheehan to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu. (Attachments: #1 Supplement Certificate of Good Standing for Daniel C. Sheehan).(Fidler, Samantha) |
| Filing 41 SECOND MOTION for Thomas A. Zaccaro to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu. (Attachments: #1 Supplement Certificate of Good Standing for Thomas A. Zaccaro).(Fidler, Samantha) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #39 FIRST MOTION for Daniel C. Sheehan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27525474. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of CALIFORNIA (Not State Bar);. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (aea) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #38 FIRST MOTION for Thomas A. Zaccaro to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27525431. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of CALIFORNIA (Not State Bar);. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (aea) |
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Filing 40
ORDER granting #36 Letter Motion for Conference re: #36 LETTER MOTION for Conference addressed to Judge John G. Koeltl from Thomas Zaccaro dated 03/24/2023., #37 LETTER MOTION for Conference Pre-Motion Conference Requested addressed to Judge John G. Koeltl from Thomas J. Fleming dated 3/27/2023. ; terminating #37 Letter Motion for Conference re: #36 LETTER MOTION for Conference addressed to Judge John G. Koeltl from Thomas Zaccaro dated 03/24/2023., #37 LETTER MOTION for Conference Pre-Motion Conference Requested addressed to Judge John G. Koeltl from Thomas J. Fleming dated 3/27/2023. A pre-motion conference will be held on Tuesday, April 4, 2023, at 12:00 PM. Pre-Motion Conference set for 4/4/2023 at 12:00 PM before Judge John G. Koeltl.. (Signed by Judge John G. Koeltl on 3/27/2023) (tro)
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| Filing 39 FILING ERROR - DEFICIENT DOCKET ENTRY - FIRST MOTION for Daniel C. Sheehan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27525474. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Fidler, Samantha) Modified on 3/28/2023 (aea). |
| Filing 38 FILING ERROR - DEFICIENT DOCKET ENTRY - FIRST MOTION for Thomas A. Zaccaro to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27525431. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Fidler, Samantha) Modified on 3/28/2023 (aea). |
| Filing 37 LETTER MOTION for Conference Pre-Motion Conference Requested addressed to Judge John G. Koeltl from Thomas J. Fleming dated 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 36 LETTER MOTION for Conference addressed to Judge John G. Koeltl from Thomas Zaccaro dated 03/24/2023. Document filed by Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Demas, Arianna) |
| Filing 35 NOTICE OF APPEARANCE by Arianna Marie Demas on behalf of Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Demas, Arianna) |
| Filing 34 NOTICE OF APPEARANCE by Samantha Leigh Fidler on behalf of Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelley, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu..(Fidler, Samantha) |
| Minute Entry for proceedings held before Judge John G. Koeltl: Initial Conference set for 7/18/2023 at 04:00 PM before Judge John G. Koeltl. Dial-in: 888 363-4749, with access code 8140049. (Fletcher, Donnie) |
| Filing 33 WAIVER OF SERVICE RETURNED EXECUTED. Tianyue Yu waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 32 WAIVER OF SERVICE RETURNED EXECUTED. Thomas M. Rohrs waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 31 WAIVER OF SERVICE RETURNED EXECUTED. Tamer Hassanein, waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 30 WAIVER OF SERVICE RETURNED EXECUTED. Patrick Archambault, waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 29 WAIVER OF SERVICE RETURNED EXECUTED. Lisa Kelley waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 28 WAIVER OF SERVICE RETURNED EXECUTED. Kevin J. Kennedy waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 27 WAIVER OF SERVICE RETURNED EXECUTED. Karen Francis waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 26 WAIVER OF SERVICE RETURNED EXECUTED. Jim Disanto waiver sent on 1/26/2023, answer due 3/27/2023. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,; Szop Multistrat LP,; Hudson Bay Master Fund Ltd.,; Sabby Volatility Warrant Master Fund Ltd.,; Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 25 ELECTRONIC SUMMONS ISSUED as to Lisa Kelley..(pc) |
| Filing 24 ELECTRONIC SUMMONS ISSUED as to Patrick Archambault,..(pc) |
| Filing 23 ELECTRONIC SUMMONS ISSUED as to Karen Francis..(pc) |
| Filing 22 ELECTRONIC SUMMONS ISSUED as to Kevin J. Kennedy..(pc) |
| Filing 21 ELECTRONIC SUMMONS ISSUED as to Tamer Hassanein,..(pc) |
| Filing 20 ELECTRONIC SUMMONS ISSUED as to Thomas M. Rohrs..(pc) |
| Filing 19 ELECTRONIC SUMMONS ISSUED as to Jim Disanto..(pc) |
| Filing 18 ELECTRONIC SUMMONS ISSUED as to Tianyue Yu..(pc) |
| Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc) |
| Case Designated ECF. (pc) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge John G. Koeltl. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Thomas James Fleming. The following case opening statistical information was erroneously selected/entered: Dollar Demand blank; County code New York;. The following correction(s) have been made to your case entry: the Dollar Demand has been modified to $8,000,000; the County code has been modified to XX Out of State;. (pc) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Thomas James Fleming. The party information for the following party/parties has been modified: Lisa Kelly. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error;. (pc) |
| Filing 17 NOTICE OF APPEARANCE by Adrienne Marie Ward on behalf of Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Ward, Adrienne) |
| Filing 16 REQUEST FOR ISSUANCE OF SUMMONS as to Tianyue Yu, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 15 REQUEST FOR ISSUANCE OF SUMMONS as to Thomas M. Rohrs, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 14 REQUEST FOR ISSUANCE OF SUMMONS as to Kevin J. Kennedy, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 13 REQUEST FOR ISSUANCE OF SUMMONS as to Lisa Kelly, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to Tamer Hassanein, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to Patrick Archambault, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 10 FILING ERROR - DUPLICATE DOCKET ENTRY -REQUEST FOR ISSUANCE OF SUMMONS as to Karen Francis,, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) Modified on 1/25/2023 (pc). |
| Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Karen Francis, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Jim Disanto, re: #1 Complaint,. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Szop Multistrat LP,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 7 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
| Filing 6 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Szop Multistrat LP,..(Fleming, Thomas) |
| Filing 5 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Sabby Volatility Warrant Master Fund Ltd.,..(Fleming, Thomas) |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Hudson Bay Master Fund Ltd.,..(Fleming, Thomas) |
| Filing 3 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,..(Fleming, Thomas) |
| Filing 2 CIVIL COVER SHEET filed..(Fleming, Thomas) |
| Filing 1 COMPLAINT against Patrick Archambault,, Jim Disanto, Karen Francis, Tamer Hassanein,, Lisa Kelly, Kevin J. Kennedy, Thomas M. Rohrs, Tianyue Yu. (Filing Fee $ 402.00, Receipt Number ANYSDC-27244362)Document filed by Alto Opportunity Master Fund-SPC-Segregated Master Portfolio B,, Szop Multistrat LP,, Hudson Bay Master Fund Ltd.,, Sabby Volatility Warrant Master Fund Ltd.,, Walleye Opportunities Master Fund Ltd...(Fleming, Thomas) |
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