RBC Capital Markets, LLC v. Wurdemann
| RBC Capital Markets, LLC |
| Brian Wurdemann |
| 1:2023cv02031 |
| March 9, 2023 |
| US District Court for the Southern District of New York |
| Jed S Rakoff |
| Other Statutes: Arbitration |
| 9 U.S.C. ยง 9 Motion to Confirm Arbitration Award |
| None |
Docket Report
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This docket was last retrieved on April 28, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 13 CLERK'S JUDGMENT re: #12 Order in favor of RBC Capital Markets, LLC against Brian Wurdemann in the amount of $1,498,600.12. It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated April 28, 2023, the Award is confirmed pursuant to section 9 of the Federal Arbitration Act. See 9 U.S.C. 9. RBC is awarded: (1) $1,488,650.12, plus interest at the rate of 0.58% per annum from April 20, 2022, through and including the date the award is paid in full; (2) $7,500.00 in attorneys' fees; and (3) $2,450.00 to reimburse the non-refundable portion of a filing fee and other costs; accordingly, the case is closed. (Signed by Clerk of Court Ruby Krajick on 4/28/2023) (Attachments: #1 Appeal Package) (km) |
Filing 12
ORDER re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration filed by RBC Capital Markets, LLC. At a conference with the Court held on April 27, 2023, respondent Brian Wurdemann, appearing pro se, indicated that he had no legal objection to the Award. See Transcript, 4/27/2023. Additionally, on its own review of the Petition, the Court finds no grounds to set aside the Award. Accordingly, the Court hereby confirms the Award pursuant to section 9 of the Federal Arbitration Act. See 9 U.S.C. 9. The Clerk is respectfully directed to close the case. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/27/2023) (kv) Transmission to Orders and Judgments Clerk for processing.
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Filing 11
ORDER FOR ADMISSION OF MICHAEL ROWE PRO HAC VICE granting #10 Motion for Michael Rowe to Appear Pro Hac Vice.. (Signed by Judge Jed S. Rakoff on 4/27/2023) (kv)
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| Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 4/27/2023. Present were plaintiff's counsel Elizabeth Baksh and Michael Rowe and defendant pro se Brian Wurdemann.Court's decision : an order confirming the arbitration award will be issued. (Kotowski, Linda) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #10 MOTION for Michael Rowe to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27660952. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| Filing 10 MOTION for Michael Rowe to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27660952. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by RBC Capital Markets, LLC. (Attachments: #1 Affidavit of Michael Rowe in Support of Motion for Admission Pro Hac Vice, #2 Exhibit 1 - Certificate of Good Standing (Illinois), #3 Exhibit 2 - Certificate of Good Standing (Illinois), #4 Text of Proposed Order [Proposed] Order for Admission of Michael Rowe Pro Hac Vice).(Rowe, Michael) |
| Filing 9 LETTER from B. Wurdemann, dated 4/17/23 re: I am not represented by a lawyer. This is for two reasons. First, they wanted a $75k to be represented. Second, and more glaring, is the advice to file for bankruptcy. This is not who am. Let's create a payment plan etc. Document filed by Brian Wurdemann.(sc) |
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Filing 8
NOTICE OF COURT CONFERENCE: Judge Rakoff has ordered that counsel for all parties attend a telephonic conference, at the time fixed below, to report the status of this litigation and to consider other relevant matters. You are directed to furnish all attorneys in this action with copies of this notice and enclosures, and to furnish Chambers with a copy of any transmittal letter(s). If you are unaware of the identity of counsel for any of the parties, you should send a copy of the notice and rules to that party personally, informing the party that any unrepresented party is required to appear at the conference in person. Counsel are advised to review Judge Rakoff's Individual Rules of Practice, a copy of which is enclosed. DATE AND TIME OF CONFERENCE : APRIL 27, 2023 AT 11:15 a.m. Dial in information 888-363-4735, Access code 1086415. Telephone Conference set for 4/27/2023 at 11:15 AM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 4/3/2023) (kv)
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| Filing 7 AFFIDAVIT OF SERVICE of Summons, Petition and Notice of Petition served on Brian Wurdemann on March 13, 2023. Service was accepted by Brian Wurdemann. Document filed by RBC Capital Markets, LLC..(Baksh, Elizabeth) |
| Filing 6 ELECTRONIC SUMMONS ISSUED as to Brian Wurdemann..(pc) |
| Case Designated ECF. (pc) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Jed S. Rakoff. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc) |
| Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Brian Wurdemann, re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by RBC Capital Markets, LLC..(Baksh, Elizabeth) |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent RBC USA Holdco Corporation, Other Affiliate RBC U.S. Group Holdings LLC for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC..(Baksh, Elizabeth) |
| Filing 3 CIVIL COVER SHEET filed..(Baksh, Elizabeth) |
| Filing 2 NOTICE of Petition to Confirm Arbitration Award re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by RBC Capital Markets, LLC..(Baksh, Elizabeth) |
| Filing 1 PETITION TO Confirm ARBITRATION. (Filing Fee $ 402.00, Receipt Number ANYSDC-27449075).Document filed by RBC Capital Markets, LLC..(Baksh, Elizabeth) |
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| Petitioner: RBC Capital Markets, LLC | |
| Represented By: | Elizabeth Rozon Baksh |
| Represented By: | Michael E. Rowe, III |
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| Respondent: Brian Wurdemann | |
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