United States Securities and Exchange Commisison v. IRB Brasil Resseguros S.A.
| United States Securities and Exchange Commisison |
| IRB Brasil Resseguros S.A. |
| 1:2023cv03905 |
| May 9, 2023 |
| US District Court for the Southern District of New York |
| Gregory H Woods |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 15, 2023. A more recent docket listing may be available from PACER.
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Filing 10
NOTICE OF APPEARANCE by James McGovern on behalf of IRB Brasil Resseguros S.A...(McGovern, James)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #8 MOTION for Zachary T. Carlyle to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)
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Filing 9
FINAL JUDGMENT AS TO DEFENDANT IRB BRASIL RESSEGUROS S.A.: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section l0(b) of the Exchange Act [15 U.S.C. 78j(b)] and Rule lOb-5 promulgated thereunder [17 C.F.R. 240.1 0b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: (i) to employ any device, scheme, or artifice to defraud; (ii) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading; or (iii) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon another person. As further set forth in this Order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Defendant shall comply with all of the undertakings and agreements set forth therein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court may retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (Signed by Judge Gregory H. Woods on 5/12/2023) (ks)
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Filing 8
MOTION for Zachary T. Carlyle to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by United States Securities and Exchange Commisison. (Attachments: #1 Affidavit in Support of Motion for Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order Granting Motion for Pro Hac Vice).(Kasper, Gregory)
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Filing 7
JOINT LETTER addressed to Judge Gregory H. Woods from Gregory A. Kasper dated May 12, 2023 re: joint letter seeking approval of the parties settlement, per Court's Order Dkt No. 5. Document filed by United States Securities and Exchange Commisison..(Kasper, Gregory)
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Filing 6
NOTICE OF APPEARANCE by James McGovern on behalf of IRB Brasil Resseguros S.A...(McGovern, James)
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Filing 5
ORDER: The Court declines to consider the parties' proposed judgment at Dkt. No. 4. Plaintiff failed to follow the Court's Individual Rulesspecifically Rule 1(F), which requires, inter alia, that "immediately following the filing of any proposed order or stipulation, parties are directed to submit a joint letter to the Court." The Court's rule embodies the commonsense proposition that a court should not be expected to sign any proposed judgment filed on the docket without an accompanying application by a party and an explanation for the request. In this case, the Court expects that any letter and accompanying affidavits would provide the legal and factual basis for the Court to conclude that the proposed final judgment presented to the Court by the Securities and Exchange Commission is fair and reasonable, and that it would not disserve the public interest. See S.E.C. v. Citigroup Global Markets, Inc., 752 F.3d 285, 294 (2d Cir. 2014). The submission should specifically address the factors described in Citigroup. See id. at 294-95. Additionally, counsel for Defendant is directed to enter a notice of appearance in this case. Counsel for Plaintiff is directed to serve this order on Defendant and to retain proof of service. (Signed by Judge Gregory H. Woods on 5/11/2023) (rro)
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***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. #4 Proposed Judgment was reviewed and approved as to form. (km)
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Magistrate Judge Sarah Netburn is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vba)
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NOTICE OF CASE REASSIGNMENT to Judge Gregory H. Woods. Judge Unassigned is no longer assigned to the case. (vba)
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CASE ACCEPTED AS RELATED. Create association to 1:22-cv-03156-GHW. Notice of Assignment to follow. (vba)
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***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Gregory Alan Kasper. The following case opening statistical information was erroneously selected/entered: Jurisdiction code 3 (Federal Question); County code Albany;. The following correction(s) have been made to your case entry: the Jurisdiction code has been modified to 1 (U.S. Government Plaintiff); the County code has been modified to XX Out of State;. (jgo)
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Case Designated ECF. (jgo)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(jgo)
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CASE REFERRED TO Judge Gregory H. Woods as possibly related to 22-cv-3156. (jgo)
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Filing 4
PROPOSED JUDGMENT. Document filed by United States Securities and Exchange Commisison..(Kasper, Gregory) Proposed Judgment to be reviewed by Clerk's Office staff.
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Filing 3
STATEMENT OF RELATEDNESS re: that this action be filed as related to 22-cv-03156-GHW. Document filed by United States Securities and Exchange Commisison..(Kasper, Gregory)
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Filing 2
CIVIL COVER SHEET filed..(Kasper, Gregory)
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Filing 1
COMPLAINT against IRB Brasil Resseguros S.A.. Document filed by United States Securities and Exchange Commisison..(Kasper, Gregory)
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| Plaintiff: United States Securities and Exchange Commisison | |
| Represented By: | Gregory Alan Kasper |
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| Defendant: IRB Brasil Resseguros S.A. | |
| Represented By: | James McGovern |
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