In Re Norfolk Southern Corporation Bond/Note Securities Litigation

Justia Dockets & Filings Second Circuit New York Southern District In Re Norfolk Southern Corporation Bond/Note Securities Litigation

In Re Norfolk Southern Corporation Bond/Note Securities Litigation

Plaintiff:	Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees Retirement System
Defendant:	Norfolk Southern Corporation, Alan H. Shaw, James A. Squires, Mark R. George, Clyde H. Allison, Jr., Thomas D. Bell, Jr., Mitchell E. Daniels, Jr., Marcela D. Donadio, John C. Huffard, Christopher T. Jones, Thomas C. Kelleher, Steven F. Leer, Michael D. Lockhart, Amy E. Miles, Claude Mongeau, Jennifer F. Scanlon, John R. Thompson, BofA Securities, Inc., Morgan Stanley & Co. LLC, Wells Fargo Securities LLC, Capital One Securities, Inc., Fifth Third Securities, Inc., MUFG Securities America, Inc., PNC Capital Markets LLC, Siebert Williams Shank & Co., LLC, SMBC Nikko Securities America, Inc., Citigroup Global Markets, Inc., Goldman Sachs & Co. LLC, U.S. Bancorp Investments, Inc. and Claude Mongeua
Case Number:	1:2023cv04068
Filed:	May 16, 2023
Court:	US District Court for the Southern District of New York
Presiding Judge:	Sarah L Cave
Referring Judge:	Lewis A Kaplan
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 77 Securities Fraud
Jury Demanded By:	Plaintiff

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Docket Report

This docket was last retrieved on October 6, 2023. A more recent docket listing may be available from PACER.

Date Filed	Document Text
October 6, 2023	Filing 104 STIPULATION AND ORDER REGARDING SCHEDULING, IT IS HEREBY STIPULATED AND AGREED among the undersigned parties, and respectfully submitted for the Court's approval, as follows: 1. The caption for this Action is amended as set forth above; 2. Plaintiffs shall have until December 4, 2023 to file an amended complaint or designate the Complaint as the operative complaint and inform the Court accordingly; 3. Defendants shall have until February 2, 2024 to file and serve their motions, answers, or other responses to the operative complaint; 4. Plaintiffs shall have until April 2, 2024 to file and serve any opposition(s) to any motion(s) filed by Defendants regarding the operative complaint; 5. Defendants shall have until May 2, 2024 to file and serve their reply or replies to any such opposition(s); IT IS SO ORDERED. ( Amended Pleadings due by 12/4/2023., Motions due by 2/2/2024., Replies due by 5/2/2024., Responses due by 4/2/2024) (Signed by Magistrate Judge Sarah L Cave on 10/6/23) (yv)
October 5, 2023	Filing 103 PROPOSED STIPULATION AND ORDER. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(Fatale, Alfred)
October 5, 2023	Filing 102 NOTICE OF APPEARANCE by Charles Stiene on behalf of City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(Stiene, Charles)
October 5, 2023	Filing 101 NOTICE OF APPEARANCE by Charles Wood on behalf of City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(Wood, Charles)
October 5, 2023	Filing 100 NOTICE OF APPEARANCE by Guillaume Buell on behalf of City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(Buell, Guillaume)
October 5, 2023	Filing 99 NOTICE OF APPEARANCE by Alfred Louis Fatale, III on behalf of City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(Fatale, Alfred)
September 22, 2023	Filing 98 ORDER FOR ADMISSION PRO HAC VICE granting #96 MOTION for Thad Behrens to Appear Pro Hac Vice. The motion of Thad Behrens for admission to practice pro hac vice in the above-captioned action is granted. The Clerk of Court is respectfully directed to close ECF No. 96. (Signed by Magistrate Judge Sarah L Cave on 9/22/2023) (jca)
September 21, 2023	Filing 97 OPINION AND ORDER re: #84 MOTION to Appoint Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel . filed by Ohio Carpenters Pension Fund, City of Pontiac Reestablished General Employees Retirement System, #88 LETTER MOTION for Oral Argument regarding Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System's Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel addre filed by Ohio Carpenters Pension Fund, City of Pontiac Reestablished General Employees Retirement System. For the reasons set forth above, Plaintiffs' Motion (ECF No. 84) is GRANTED. Ohio Carpenters and Pontiac General are appointed lead plaintiffs, and Labaton Sucharow is appointed as lead counsel. Plaintiffs' Request for oral argument (ECF No. 88) is DENIED as moot. Pursuant to the Stipulation, the parties shall promptly meet and confer and, by October 5, 2023, file a proposed schedule for (a) the filing of an amended complaint or the designation of the initial Complaint as the operative complaint, (b) and Defendants' response thereto, and (c) in the event Defendants file motions to dismiss the operative complaint, a date by which Lead Plaintiffs shall file opposition papers and Defendants shall file reply papers. (ECF No. 91 4). The Clerk of Court is respectfully directed to close ECF Nos. 84 and 88. (Signed by Magistrate Judge Sarah L Cave on 9/21/2023) (ne)
August 4, 2023	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #96 MOTION for Thad Behrens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)
August 3, 2023	Filing 96 MOTION for Thad Behrens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Goldman Sachs & Co. LLC, MUFG Securities America, Inc., Morgan Stanley & Co. LLC, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Siebert Williams Shank & Co., LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC. (Attachments: #1 Affidavit / DECLARATION OF RICHARD THADDEUS BEHRENS, #2 Exhibit 1, #3 Exhibit 2, #4 Proposed Order for Admission Pro Hac Vice).(Behrens, Richard)
July 31, 2023	Filing 95 NOTICE of OHIO CARPENTERS PENSION FUND AND CITY OF PONTIAC REESTABLISHED GENERAL EMPLOYEES RETIREMENT SYSTEM that their Motion FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL IS UNOPPOSED re: #84 MOTION to Appoint Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
July 25, 2023	>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #94 MOTION for Thad Behrens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California and Supreme Court of Texas. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (sgz)
July 24, 2023	Filing 94 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Thad Behrens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Goldman Sachs & Co. LLC, MUFG Securities America, Inc., Morgan Stanley & Co. LLC, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Siebert Williams Shank & Co., LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC. (Attachments: #1 Affidavit DECLARATION OF R. THADDEUS BEHRENS, #2 Exhibit 1, #3 Exhibit 2, #4 Proposed Order FOR ADMISSION PRO HAC VICE).(Behrens, Richard) Modified on 7/25/2023 (sgz).
July 19, 2023	Filing 93 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group for Goldman Sachs & Co. LLC; Corporate Parent PNC Holding LLC, Corporate Parent The PNC Financial Services Group, Inc. for PNC Capital Markets LLC; Corporate Parent Sumitomo Mitsui Financial Group, Inc., Corporate Parent Sumitomo Mitsui Banking Corporation, Other Affiliate SMBC Nikko Securities Inc., Other Affiliate SMBC Americas Holdings, Inc. for SMBC Nikko Securities America, Inc.; Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley & Co. LLC; Corporate Parent MUFG Americas Holdings Corporation, Corporate Parent MUFG Bank, Ltd., Corporate Parent Mitsubishi UFJ Financial Group, Inc. for MUFG Securities America, Inc.; Corporate Parent Capital One Financial Corporation for Capital One Securities, Inc.; Corporate Parent Wells Fargo & Company, Corporate Parent WFC Holdings, LLC, Corporate Parent EVEREN Capital Corporation for Wells Fargo Securities LLC; Corporate Parent CitiGroup Inc. for Citigroup Global Markets, Inc.; Corporate Parent Shank Williams Cisneros, LLC for Siebert Williams Shank & Co., LLC; Corporate Parent U.S. Bank National Association, Corporate Parent U.S. Bancorp for U.S. Bancorp Investments, Inc.; Corporate Parent Fifth Third Financial Corporation, Corporate Parent Fifth Third Bank, Corporate Parent Fifth Third Bancorp, Other Affiliate The Vanguard Group, Inc. for Fifth Third Securities, Inc.; Corporate Parent Bank of America Corporation, Corporate Parent NB Holdings Corporation, Other Affiliate Berkshire Hathaway Inc. for BofA Securities, Inc.. Document filed by BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Goldman Sachs & Co. LLC, MUFG Securities America, Inc., Morgan Stanley & Co. LLC, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Siebert Williams Shank & Co., LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC..(Dunogue, Agnes)
July 18, 2023	Filing 92 NOTICE OF APPEARANCE by Benjamin Klebanoff on behalf of BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Goldman Sachs & Co. LLC, MUFG Securities America, Inc., Morgan Stanley & Co. LLC, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Siebert Williams Shank & Co., LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC..(Klebanoff, Benjamin)
July 18, 2023	Filing 91 STIPULATION AND ORDER EXTENDING TIME TO ANSWER OR OTHERWISE PLEAD: IT IS HEREBY STIPULATED AND AGREED by the parties' undersigned counsel that: The undersigned attorneys for the Underwriter Defendants accept service of the summons and Complaint in this action on behalf of their clients as of the date of this stipulation, without waiver of, or prejudice to, any of their rights or defenses (other than improper service) including, but not limited to, with respect to personal jurisdiction; Defendants' time to respond is extended until after a Lead Plaintiff has been appointed and an operative complaint has been filed or so designated; Defendants shall not be required to answer or otherwise respond to the Complaint; Within fourteen days following entry of an order pursuant to the PSLRA selecting a Lead Plaintiff and appointing Lead Counsel, counsel for Defendants and Lead Counsel shall confer and submit a proposed schedule for (a) the filing of an amended complaint or the designation of the initial Complaint as the operative complaint, (b) and Defendants' response thereto, and (c) in the event Defendants file motions to dismiss the operative complaint, a date bywhich Lead Plaintiff shall file opposition papers and Defendants shall file reply papers to such motions; and Except as specifically set forth herein, all rights, claims and defenses of the parties are fully preserved. IT IS SO ORDERED. (Signed by Magistrate Judge Sarah L Cave on 7/18/2023) (ama)
July 18, 2023	Filing 90 NOTICE OF APPEARANCE by Agnes Dunogue on behalf of BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Goldman Sachs & Co. LLC, MUFG Securities America, Inc., Morgan Stanley & Co. LLC, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Siebert Williams Shank & Co., LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC..(Dunogue, Agnes)
July 18, 2023	Filing 89 NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Goldman Sachs & Co. LLC, MUFG Securities America, Inc., Morgan Stanley & Co. LLC, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Siebert Williams Shank & Co., LLC, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC..(Hakki, Adam)
July 18, 2023	***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #87 Proposed Order, was reviewed and approved as to form. (nd)
July 17, 2023	Filing 88 LETTER MOTION for Oral Argument regarding Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System's Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel addressed to Magistrate Judge Sarah L. Cave from Francis P. McConville dated July 17, 2023. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
July 17, 2023	Filing 87 PROPOSED ORDER. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund. Related Document Number: [Dkt 84]..(McConville, Francis) Proposed Order to be reviewed by Clerk's Office staff.
July 17, 2023	Filing 86 DECLARATION of Francis P. McConville in Support re: #84 MOTION to Appoint Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund. (Attachments: #1 Exhibit A - Certifications, #2 Exhibit B - Loss Analysis, #3 Exhibit C - Joint Declaration, #4 Exhibit D - Notice, #5 Exhibit E - Labaton Sucharow Firm Resume).(McConville, Francis)
July 17, 2023	Filing 85 MEMORANDUM OF LAW in Support re: #84 MOTION to Appoint Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
July 17, 2023	Filing 84 MOTION to Appoint Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees' Retirement System to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
July 17, 2023	Filing 83 PROPOSED STIPULATION AND ORDER. Document filed by Clyde H. Allison, Jr., Thomas D. Bell, Jr., Claude Mongeua, Mitchell E. Daniels, Jr., Marcela D. Donadio, Mark R. George, John C. Huffard, Christopher T. Jones, Thomas C. Kelleher, Steven F. Leer, Michael D. Lockhart, Amy E. Miles, Norfolk Southern Corporation, Jennifer F. Scanlon, Alan H. Shaw, James A. Squires, John R. Thompson..(Bongiorno, Michael)
July 17, 2023	Filing 82 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Norfolk Southern Corporation..(Bongiorno, Michael)
July 17, 2023	Filing 81 NOTICE OF APPEARANCE by Tamar Batya Kaplan-Marans on behalf of Clyde H. Allison, Jr., Thomas D. Bell, Jr., Claude Mongeua, Mitchell E. Daniels, Jr., Marcela D. Donadio, Mark R. George, John C. Huffard, Christopher T. Jones, Thomas C. Kelleher, Steven F. Leer, Michael D. Lockhart, Amy E. Miles, Norfolk Southern Corporation, Jennifer F. Scanlon, Alan H. Shaw, James A. Squires, John R. Thompson..(Kaplan-Marans, Tamar)
July 17, 2023	Filing 80 NOTICE OF APPEARANCE by Michael G. Bongiorno on behalf of Clyde H. Allison, Jr., Thomas D. Bell, Jr., Claude Mongeua, Mitchell E. Daniels, Jr., Marcela D. Donadio, Mark R. George, John C. Huffard, Christopher T. Jones, Thomas C. Kelleher, Steven F. Leer, Michael D. Lockhart, Amy E. Miles, Norfolk Southern Corporation, Jennifer F. Scanlon, Alan H. Shaw, James A. Squires, John R. Thompson..(Bongiorno, Michael)
June 22, 2023	Filing 79 NOTICE of Filing Corrected Certifications re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
June 8, 2023	Filing 78 WAIVER OF SERVICE RETURNED EXECUTED. Clyde H. Allison, Jr. waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 77 WAIVER OF SERVICE RETURNED EXECUTED. Thomas D. Bell, Jr. waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 76 WAIVER OF SERVICE RETURNED EXECUTED. Thomas C. Kelleher waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 75 WAIVER OF SERVICE RETURNED EXECUTED. Steven F. Leer waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 74 WAIVER OF SERVICE RETURNED EXECUTED. Norfolk Southern Corporation waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 73 WAIVER OF SERVICE RETURNED EXECUTED. Mitchell E. Daniels, Jr. waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 72 WAIVER OF SERVICE RETURNED EXECUTED. Michael D. Lockhart waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 71 WAIVER OF SERVICE RETURNED EXECUTED. Mark R. George waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 70 WAIVER OF SERVICE RETURNED EXECUTED. Marcela D. Donadio waiver sent on 5/16/2023, answer due 7/17/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 69 WAIVER OF SERVICE RETURNED EXECUTED. John R. Thompson waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 68 WAIVER OF SERVICE RETURNED EXECUTED. John C. Huffard waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 67 WAIVER OF SERVICE RETURNED EXECUTED. Jennifer F. Scanlon waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 66 WAIVER OF SERVICE RETURNED EXECUTED. James A. Squires waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 65 WAIVER OF SERVICE RETURNED EXECUTED. Claude Mongeua waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 64 WAIVER OF SERVICE RETURNED EXECUTED. Christopher T. Jones waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 63 WAIVER OF SERVICE RETURNED EXECUTED. Amy E. Miles waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
June 7, 2023	Filing 62 WAIVER OF SERVICE RETURNED EXECUTED. Alan H. Shaw waiver sent on 5/19/2023, answer due 7/18/2023. Document filed by City of Pontiac Reestablished General Employees Retirement System..(McConville, Francis)
May 18, 2023	Filing 61 ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Dispositive Motion (i.e., motion requiring a Report and Recommendation). All such motions. Referred to Magistrate Judge Sarah L Cave. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 5/18/23) (yv) Modified on 5/18/2023 (yv).
May 17, 2023	Filing 60 ELECTRONIC SUMMONS ISSUED as to U.S. Bancorp Investments, Inc.. (vf)
May 17, 2023	Filing 59 ELECTRONIC SUMMONS ISSUED as to Goldman Sachs & Co. LLC. (vf)
May 17, 2023	Filing 58 ELECTRONIC SUMMONS ISSUED as to Citigroup Global Markets, Inc.. (vf)
May 17, 2023	Filing 57 ELECTRONIC SUMMONS ISSUED as to SMBC Nikko Securities America, Inc.. (vf)
May 17, 2023	Filing 56 ELECTRONIC SUMMONS ISSUED as to Siebert Williams Shank & Co., LLC. (vf)
May 17, 2023	Filing 55 ELECTRONIC SUMMONS ISSUED as to PNC Capital Markets LLC. (vf)
May 17, 2023	Filing 54 ELECTRONIC SUMMONS ISSUED as to MUFG Securities America, Inc.. (vf)
May 17, 2023	Filing 53 ELECTRONIC SUMMONS ISSUED as to Fifth Third Securities, Inc.. (vf)
May 17, 2023	Filing 52 ELECTRONIC SUMMONS ISSUED as to Capital One Securities, Inc.. (vf)
May 17, 2023	Filing 51 ELECTRONIC SUMMONS ISSUED as to Wells Fargo Securities LLC. (vf)
May 17, 2023	Filing 50 ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC. (vf)
May 17, 2023	Filing 49 ELECTRONIC SUMMONS ISSUED as to BofA Securities, Inc.. (vf)
May 17, 2023	Filing 48 ELECTRONIC SUMMONS ISSUED as to John R. Thompson. (vf)
May 17, 2023	Filing 47 ELECTRONIC SUMMONS ISSUED as to Jennifer F. Scanlon. (vf)
May 17, 2023	Filing 46 ELECTRONIC SUMMONS ISSUED as to Claude Mongeua. (vf)
May 17, 2023	Filing 45 ELECTRONIC SUMMONS ISSUED as to Amy E. Miles. (vf)
May 17, 2023	Filing 44 ELECTRONIC SUMMONS ISSUED as to Michael D. Lockhart. (vf)
May 17, 2023	Filing 43 ELECTRONIC SUMMONS ISSUED as to Steven F. Leer. (vf)
May 17, 2023	Filing 42 ELECTRONIC SUMMONS ISSUED as to Thomas C. Kelleher. (vf)
May 17, 2023	Filing 41 ELECTRONIC SUMMONS ISSUED as to Christopher T. Jones. (vf)
May 17, 2023	Filing 40 ELECTRONIC SUMMONS ISSUED as to John C. Huffard. (vf)
May 17, 2023	Filing 39 ELECTRONIC SUMMONS ISSUED as to Marcela D. Donadio. (vf)
May 17, 2023	Filing 38 ELECTRONIC SUMMONS ISSUED as to Mitchell E. Daniels, Jr.. (vf)
May 17, 2023	Filing 37 ELECTRONIC SUMMONS ISSUED as to Thomas D. Bell, Jr.. (vf)
May 17, 2023	Filing 36 ELECTRONIC SUMMONS ISSUED as to Clyde H. Allison, Jr. (vf)
May 17, 2023	Filing 35 ELECTRONIC SUMMONS ISSUED as to Mark R. George. (vf)
May 17, 2023	Filing 34 ELECTRONIC SUMMONS ISSUED as to James A. Squires. (vf)
May 17, 2023	Filing 33 ELECTRONIC SUMMONS ISSUED as to Alan H. Shaw. (vf)
May 17, 2023	Filing 32 ELECTRONIC SUMMONS ISSUED as to Norfolk Southern Corporation. (vf)
May 17, 2023	***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Francis Paul McConville. The party information for the following party/parties has been modified: Claude Mongeau. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error. (vf)
May 17, 2023	CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Lewis A. Kaplan. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf)
May 17, 2023	Case Designated ECF. (vf)
May 17, 2023	Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf)
May 16, 2023	Filing 31 REQUEST FOR ISSUANCE OF SUMMONS as to U.S. Bancorp Investments, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 30 REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs & Co. LLC, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 29 REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Global Markets, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 28 REQUEST FOR ISSUANCE OF SUMMONS as to SMBC Nikko Securities America, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 27 REQUEST FOR ISSUANCE OF SUMMONS as to Siebert Williams Shank & Co., LLC, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 26 REQUEST FOR ISSUANCE OF SUMMONS as to PNC Capital Markets LLC, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 25 REQUEST FOR ISSUANCE OF SUMMONS as to MUFG Securities America, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 24 REQUEST FOR ISSUANCE OF SUMMONS as to Fifth Third Securities, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 23 REQUEST FOR ISSUANCE OF SUMMONS as to Capital One Securities, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 22 REQUEST FOR ISSUANCE OF SUMMONS as to Wells Fargo Securities LLC, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 21 REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 20 REQUEST FOR ISSUANCE OF SUMMONS as to BOFA Securities, Inc., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 19 REQUEST FOR ISSUANCE OF SUMMONS as to John R. Thompson, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 18 REQUEST FOR ISSUANCE OF SUMMONS as to Jennifer F. Scanlon, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 17 REQUEST FOR ISSUANCE OF SUMMONS as to Claude Mongeau, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 16 REQUEST FOR ISSUANCE OF SUMMONS as to Amy E. Miles, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 15 REQUEST FOR ISSUANCE OF SUMMONS as to Michael D. Lockhart, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 14 REQUEST FOR ISSUANCE OF SUMMONS as to Steven F. Leer, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 13 REQUEST FOR ISSUANCE OF SUMMONS as to Thomas C. Kelleher, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to Christopher T. Jones, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to John C. Huffard, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to Marcela D. Donadio, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Mitchell E. Daniels, Jr., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Thomas D. Bell, Jr., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Clyde H. Allison, Jr., re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Mark R. George, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to James A. Squires, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Alan H. Shaw, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Norfolk Southern Corporation, re: #1 Complaint,,,. Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)
May 16, 2023	Filing 2 CIVIL COVER SHEET filed..(McConville, Francis)
May 16, 2023	Filing 1 COMPLAINT against Clyde H. Allison, Jr., Thomas D. Bell, Jr., BofA Securities, Inc., Capital One Securities, Inc., Citigroup Global Markets, Inc., Mitchell E. Daniels, Jr., Marcela D. Donadio, Fifth Third Securities, Inc., Mark R. George, Goldman Sachs & Co. LLC, John C. Huffard, Christopher T. Jones, Thomas C. Kelleher, Steven F. Leer, Michael D. Lockhart, MUFG Securities America, Inc., Amy E. Miles, Claude Mongeau, Morgan Stanley & Co. LLC, Norfolk Southern Corporation, PNC Capital Markets LLC, SMBC Nikko Securities America, Inc., Jennifer F. Scanlon, Alan H. Shaw, Siebert Williams Shank & Co., LLC, James A. Squires, John R. Thompson, U.S. Bancorp Investments, Inc., Wells Fargo Securities LLC. (Filing Fee $ 402.00, Receipt Number ANYSDC-27747383)Document filed by City of Pontiac Reestablished General Employees Retirement System, Ohio Carpenters Pension Fund..(McConville, Francis)

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Search for this case: In Re Norfolk Southern Corporation Bond/Note Securities Litigation
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Plaintiff: Ohio Carpenters Pension Fund
Represented By:	Francis Paul McConville
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Plaintiff: City of Pontiac Reestablished General Employees Retirement System
Represented By:	Francis Paul McConville
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Defendant: Norfolk Southern Corporation
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Alan H. Shaw
Represented By:	Tamar Batya Kaplan-Marans
Represented By:	Michael G. Bongiorno
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Defendant: James A. Squires
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Mark R. George
Represented By:	Michael G. Bongiorno
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Defendant: Clyde H. Allison, Jr.
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Thomas D. Bell, Jr.
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Mitchell E. Daniels, Jr.
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Marcela D. Donadio
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: John C. Huffard
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Christopher T. Jones
Represented By:	Tamar Batya Kaplan-Marans
Represented By:	Michael G. Bongiorno
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Defendant: Thomas C. Kelleher
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Steven F. Leer
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: Michael D. Lockhart
Represented By:	Tamar Batya Kaplan-Marans
Represented By:	Michael G. Bongiorno
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Defendant: Amy E. Miles
Represented By:	Tamar Batya Kaplan-Marans
Represented By:	Michael G. Bongiorno
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Defendant: Claude Mongeau
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Defendant: Jennifer F. Scanlon
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: John R. Thompson
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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Defendant: BofA Securities, Inc.
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: Morgan Stanley & Co. LLC
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Adam Selim Hakki
Represented By:	Richard Thaddeus Behrens
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Defendant: Wells Fargo Securities LLC
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: Capital One Securities, Inc.
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: Fifth Third Securities, Inc.
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: MUFG Securities America, Inc.
Represented By:	Adam Selim Hakki
Represented By:	Benjamin Klebanoff
Represented By:	Agnes Dunogue
Represented By:	Richard Thaddeus Behrens
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Defendant: PNC Capital Markets LLC
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: Siebert Williams Shank & Co., LLC
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: SMBC Nikko Securities America, Inc.
Represented By:	Benjamin Klebanoff
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Richard Thaddeus Behrens
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Defendant: Citigroup Global Markets, Inc.
Represented By:	Agnes Dunogue
Represented By:	Adam Selim Hakki
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: Goldman Sachs & Co. LLC
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: U.S. Bancorp Investments, Inc.
Represented By:	Adam Selim Hakki
Represented By:	Agnes Dunogue
Represented By:	Benjamin Klebanoff
Represented By:	Richard Thaddeus Behrens
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Defendant: Claude Mongeua
Represented By:	Michael G. Bongiorno
Represented By:	Tamar Batya Kaplan-Marans
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