Oklahoma Firefighters Pension and Retirement System v. Deutsche Bank Aktiengesellschaft et al
| Oklahoma Firefighters Pension and Retirement System |
| Deutsche Bank Aktiengesellschaft, Deutsche Bank Securities Inc., Citigroup Global Markets Limited, Citigroup Global Markets Inc, RBC Europe Limited, RBC Capital Markets LLC, HSBC Bank PLC, HSBC Securities (USA) Inc., Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC and Deutsche Bank AG |
| 1:2023cv05095 |
| June 16, 2023 |
| US District Court for the Southern District of New York |
| John G Koeltl |
| Anti-Trust |
| 15 U.S.C. § 1 Antitrust Litigation (Monopolizing Trade) |
| Plaintiff |
Docket Report
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Filing 52
ORDER: The plaintiff should respond to the defendants' letter request for a pre-motion conference (ECF No. 51) by August 21, 2023. The parties are directed to appear, by phone, for a pre-motion conference in connection with the anticipated motions to dismiss on September 14, 2023, at 11:00 a.m. Dial-in: 888-363-4749, with access code 8140049. ( Telephone Conference set for 9/14/2023 at 11:00 AM before Judge John G. Koeltl.) (Signed by Judge John G. Koeltl on 8/14/2023) (ate)
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| Filing 51 LETTER addressed to Judge John G. Koeltl from Katrina M. Robson dated August 11, 2023 re: request for pre-motion conference in connection with Defendants' anticipated motions to dismiss Plaintiff's class-action complaint. Document filed by HSBC Bank PLC, HSBC Securities (USA) Inc...(Robson, Katrina) |
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Filing 50
ORDER granting #11 Motion for Daniel J. Brockwell to Appear Pro Hac Vice. (Signed by Judge John G. Koeltl on 8/10/2023) (ate)
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| Filing 49 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Europe Finance Limited, Other Affiliate Citigroup Global Markets Holdings Bahamas Limited, Other Affiliate Citigroup Global Markets (International) Finance GmbH, Other Affiliate Citigroup Global Markets Switzerland Holding GmbH, Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products Inc. for Citigroup Global Markets Limited; Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products Inc. for Citigroup Global Markets Inc. Document filed by Citigroup Global Markets Inc, Citigroup Global Markets Limited..(Bershteyn, Boris) |
| Filing 48 NOTICE OF APPEARANCE by Zachary Charles David Siegler on behalf of Citigroup Global Markets Inc, Citigroup Global Markets Limited..(Siegler, Zachary) |
| Filing 47 NOTICE OF APPEARANCE by Lara A. Flath on behalf of Citigroup Global Markets Inc, Citigroup Global Markets Limited..(Flath, Lara) |
| Filing 46 NOTICE OF APPEARANCE by Boris Bershteyn on behalf of Citigroup Global Markets Inc, Citigroup Global Markets Limited..(Bershteyn, Boris) |
| Filing 45 NOTICE OF APPEARANCE by Katrina Marie Robson on behalf of HSBC Bank PLC, HSBC Securities (USA) Inc...(Robson, Katrina) |
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Filing 44
ORDER GRANTING ADMISSION PRO HAC VICE granting #43 Motion for Katrina M. Robson to Appear Pro Hac Vice. (Signed by Judge John G. Koeltl on 7/19/2023) (rro)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #43 MOTION for Katrina Marie Robson to Appear Pro Hac Vice (CORRECTED). Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va) |
| Filing 43 MOTION for Katrina Marie Robson to Appear Pro Hac Vice (CORRECTED). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit - Affidavit of Katrina M. Robson in Support of Motion for Admission Pro Hac Vice, #2 Exhibit - Certificate of Good Standing (District of Columbia), #3 Exhibit - Certificate of Good Standing (California), #4 Text of Proposed Order - Proposed Order Granting Motion for Admission Pro Hac Vice).(Robson, Katrina) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #42 MOTION for Katrina M. Robson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28005016. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from The Supreme Court of California;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (dsh) |
| Filing 42 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Katrina M. Robson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28005016. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit Affidavit of Katrina M. Robson in Support of Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of Good Standing - California, #3 Exhibit Certificate of Good Standing - DC, #4 Text of Proposed Order Proposed Order).(Robson, Katrina) Modified on 7/17/2023 (dsh). |
| Filing 41 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., Other Affiliate Morgan Stanley Domestic Holdings, Inc. for Morgan Stanley & Co. LLC; Corporate Parent Morgan Stanley Investments (UK), Corporate Parent Morgan Stanley International Limited, Corporate Parent Morgan Stanley International Holdings Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley & Co. International PLC. Document filed by Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC..(Paskin, Michael) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Notice to Attorney Michael A Paskin to RE-FILE Document No. #40 Rule 7.1 Corporate Disclosure Statement,. The filing is deficient for the following reason(s): not all corporate parents/other affiliates were added;. Re-file the document using the event type Rule 7.1 Corporate Disclosure Statement found under the event list Other Documents - select the correct filer/filers - attach the correct signed PDF - when prompted with the message "Are there any corporate parents or other affiliates?", select the Yes or No radio button - If Yes - enter the corporate parent/other affiliate, click the Search button - select the correct corporate parent/other affiliate name from the search results list or if no person found, create a new corporate parent/other affiliate - select the party to whom the corporate parent/other affiliate should be linked - add corporate parent/other affiliate names one at a time. (kj) |
| Filing 40 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC..(Paskin, Michael) Modified on 7/13/2023 (kj). |
| Filing 39 SUMMONS RETURNED EXECUTED. Citigroup Global Markets Inc served on 6/21/2023, answer due 9/15/2023. Service was accepted by Lorez M. Gill, Vice President. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 38 SUMMONS RETURNED EXECUTED. RBC Europe Limited served on 6/26/2023, answer due 9/15/2023. Service was accepted by Katherine Rosenberg, Paralegal. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 37 SUMMONS RETURNED EXECUTED. RBC Capital Markets LLC served on 6/21/2023, answer due 9/15/2023. Service was accepted by Kaitlyn Mannix, Service of Process Intake Clerk. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 36 SUMMONS RETURNED EXECUTED. Morgan Stanley & Co. International PLC served on 6/22/2023, answer due 9/15/2023. Service was accepted by Vincenza Cipriano, Service of Process Intake Clerk. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 35 SUMMONS RETURNED EXECUTED. Morgan Stanley & Co. LLC served on 6/21/2023, answer due 9/15/2023. Service was accepted by Mohamed Dansoko, Service of Process Intake Clerk. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 34 SUMMONS RETURNED EXECUTED. HSBC Securities (USA) Inc. served on 6/21/2023, answer due 9/15/2023. Service was accepted by Mohamed Dansoko, Service of Process Intake Clerk. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 33 SUMMONS RETURNED EXECUTED. HSBC Bank PLC served on 6/21/2023, answer due 9/15/2023. Service was accepted by Maria Cobbs Branch Service Manager. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 32 NOTICE OF APPEARANCE by Michael A Paskin on behalf of Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC..(Paskin, Michael) |
| Filing 31 SUMMONS RETURNED EXECUTED. Deutsche Bank Securities Inc. served on 6/21/2023, answer due 9/15/2023. Service was accepted by Mohamed Dansoko, Service of Process Intake Clerk. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 30 SUMMONS RETURNED EXECUTED. Deutsche Bank Aktiengesellschaft served on 6/21/2023, answer due 9/15/2023. Service was accepted by Kris Kwong, Paralegal. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 29 NOTICE OF APPEARANCE by Lauren Michelle Rosenberg on behalf of Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC..(Rosenberg, Lauren) |
| Filing 28 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings PLC, Other Affiliate HSBC Markets (USA) Inc., Other Affiliate HSBC Overseas Holdings (UK) Limited, Other Affiliate HSBC North America Holdings Inc. for HSBC Securities (USA) Inc.; Corporate Parent HSBC Holdings PLC for HSBC Bank PLC. Document filed by HSBC Bank PLC, HSBC Securities (USA) Inc...(Freimuth, Matthew) |
| Filing 27 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Europe Limited. Document filed by RBC Europe Limited..(Willscher, Alexander) |
| Filing 26 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets LLC. Document filed by RBC Capital Markets LLC..(Willscher, Alexander) |
| Filing 25 NOTICE OF APPEARANCE by Jonathan Sloan Carter on behalf of RBC Capital Markets LLC, RBC Europe Limited..(Carter, Jonathan) |
| Filing 24 NOTICE OF APPEARANCE by Matthew Joseph Porpora on behalf of RBC Capital Markets LLC, RBC Europe Limited..(Porpora, Matthew) |
| Filing 23 NOTICE OF APPEARANCE by Alexander John Willscher on behalf of RBC Capital Markets LLC, RBC Europe Limited..(Willscher, Alexander) |
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Filing 22
ORDER FOR ADMISSION PRO HAC VICE granting #19 MOTION for Jonathan Smallwood to Appear Pro Hac Vice. The Motion of Jonathan Smallwood for admission to practice pro hac vice in the above-captioned action is GRANTED. (Signed by Judge John G. Koeltl on 7/7/2023) (jca)
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| Filing 21 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB U.S. Financial Markets Holding Corporation, Other Affiliate DB USA Corporation for Deutsche Bank Securities Inc.; Other Affiliate DB USA Corporation for Deutsche Bank Aktiengesellschaft. Document filed by Deutsche Bank Aktiengesellschaft, Deutsche Bank Securities Inc...(Terzaken, John) |
| Filing 20 NOTICE OF APPEARANCE by John Terzaken on behalf of Deutsche Bank Aktiengesellschaft, Deutsche Bank Securities Inc...(Terzaken, John) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #19 MOTION for Jonathan Smallwood to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27960594. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (dsh) |
| Filing 19 MOTION for Jonathan Smallwood to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27960594. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Oklahoma Firefighters Pension and Retirement System. (Attachments: #1 Affidavit Smallwood Declaration, #2 Exhibit 1 - Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Smallwood, Jonathan) |
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Filing 18
ORDER GRANTING ADMISSION TO PRACTICE PRO HAC VICE granting #15 Motion for John F. Terzaken to Appear Pro Hac Vice. (Signed by Judge John G. Koeltl on 7/5/2023) (tro)
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Filing 17
ORDER granting #16 Letter Motion for Extension of Time to Answer re #16 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint, addressed to Judge John G. Koeltl from Matthew Freimuth dated June 30, 2023. APPLICATION GRANTED. Citigroup Global Markets Inc answer due 9/15/2023; Citigroup Global Markets Limited answer due 9/15/2023; Deutsche Bank Aktiengesellschaft answer due 9/15/2023; Deutsche Bank Securities Inc. answer due 9/15/2023; HSBC Bank PLC answer due 9/15/2023; HSBC Securities (USA) Inc. answer due 9/15/2023; Morgan Stanley & Co. International PLC answer due 9/15/2023; Morgan Stanley & Co. LLC answer due 9/15/2023; RBC Capital Markets LLC answer due 9/15/2023; RBC Europe Limited answer due 9/15/2023. (Signed by Judge John G. Koeltl on 7/5/2023) (tro)
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| Filing 16 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint, addressed to Judge John G. Koeltl from Matthew Freimuth dated June 30, 2023. Document filed by HSBC Bank PLC, HSBC Securities (USA) Inc...(Freimuth, Matthew) |
| Filing 15 MOTION for John F. Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27948765. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Aktiengesellschaft, Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of John F. Terzaken, #2 Text of Proposed Order Granting Pro Hac Vice Admission, #3 Exhibit COGS for DC, #4 Exhibit COGS for VA).(Terzaken, John) |
| Filing 14 NOTICE OF APPEARANCE by Matthew S. Freimuth on behalf of HSBC Bank PLC, HSBC Securities (USA) Inc...(Freimuth, Matthew) |
| Filing 13 NOTICE OF APPEARANCE by Wesley Railey Powell on behalf of HSBC Bank PLC, HSBC Securities (USA) Inc...(Powell, Wesley) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #15 MOTION for John F. Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27948765. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #12 MOTION for Carmen Medici to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-27937560. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #11 MOTION for Daniel J. Brockwell to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-27937416. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va) |
| Filing 12 MOTION for Carmen Medici to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27937560. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Oklahoma Firefighters Pension and Retirement System. (Attachments: #1 Affidavit Declaration of Carmen Medici In Support of Motion for Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Medici, Carmen) |
| Filing 11 MOTION for Daniel J. Brockwell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27937416. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Oklahoma Firefighters Pension and Retirement System. (Attachments: #1 Affidavit Declaration of Daniel J. Brockwell In Support of Motion for Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Brockwell, Daniel) |
| Minute Entry for proceedings held before Judge John G. Koeltl: Initial Conference set for 10/24/2023 at 02:30 PM before Judge John G. Koeltl. Dial-in: 888 363-4749, with access code 8140049. (Fletcher, Donnie) |
| Filing 10 NOTICE OF APPEARANCE by Patrick James Rodriguez on behalf of Oklahoma Firefighters Pension and Retirement System..(Rodriguez, Patrick) |
| NOTICE OF CASE REASSIGNMENT to Judge John G. Koeltl. Judge Edgardo Ramos is no longer assigned to the case. (sgz) |
| Filing 9 NOTICE OF APPEARANCE by Donald A Broggi on behalf of Oklahoma Firefighters Pension and Retirement System..(Broggi, Donald) |
| Filing 8 NOTICE OF APPEARANCE by Fatima G. Brizuela on behalf of Oklahoma Firefighters Pension and Retirement System..(Brizuela, Fatima) |
| Filing 7 NOTICE OF APPEARANCE by Kristen M. Anderson on behalf of Oklahoma Firefighters Pension and Retirement System..(Anderson, Kristen) |
| Filing 6 NOTICE OF APPEARANCE by Michelle Elizabeth Conston on behalf of Oklahoma Firefighters Pension and Retirement System..(Conston, Michelle) |
| Filing 5 NOTICE OF APPEARANCE by Amanda F. Lawrence on behalf of Oklahoma Firefighters Pension and Retirement System..(Lawrence, Amanda) |
| Filing 4 ELECTRONIC SUMMONS ISSUED as to Citigroup Global Markets Inc, Citigroup Global Markets Limited, Deutsche Bank Aktiengesellschaft, Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Securities (USA) Inc., Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, RBC Europe Limited. (vf) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Patrick Joseph Coughlin. The party information for the following party/parties has been modified: Oklahoma Firefighters Pension and Retirement System, Deutsche Bank Aktiengesellschaft. The information for the party/parties has been modified for the following reason/reasons: party text was omitted; alias party name was omitted. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| Magistrate Judge Robert W. Lehrburger is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| Case Designated ECF. (vf) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Deutsche Bank Aktiengesellschaft; Deutsche Bank Securities Inc., Citigroup Global Markets Limited; Citigroup Global Markets Inc; RBC Europe Limited; RBC Capital Markets LLC; HSBC Bank PLC; HSBC Securities (USA) Inc., Morgan Stanley & Co. International PLC; Morgan Stanley & Co. LLC, re: #1 Complaint,. Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
| Filing 2 CIVIL COVER SHEET filed..(Coughlin, Patrick) |
| Filing 1 COMPLAINT against Citigroup Global Markets Inc, Citigroup Global Markets Limited, Deutsche Bank Aktiengesellschaft, Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Securities (USA) Inc., Morgan Stanley & Co. International PLC, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, RBC Europe Limited. (Filing Fee $ 402.00, Receipt Number ANYSDC-27884623)Document filed by Oklahoma Firefighters Pension and Retirement System..(Coughlin, Patrick) |
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