U.S Securities and Exchange Commission v. Saw
| U.S Securities and Exchange Commission |
| Clarice Saw |
| 1:2023cv06573 |
| July 28, 2023 |
| US District Court for the Southern District of New York |
| Paul G Gardephe |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Both |
Docket Report
RSS Track this Docket
This docket was last retrieved on February 14, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 9 ANSWER to #1 Complaint with JURY DEMAND. Document filed by Clarice Saw..(Barnett, Keith) |
| Filing 8 WAIVER OF SERVICE RETURNED EXECUTED. Clarice Saw waiver sent on 8/1/2023, answer due 10/2/2023. Document filed by U.S Securities and Exchange Commission..(Kaufman, Jack) |
| Filing 7 ELECTRONIC SUMMONS ISSUED as to Clarice Saw. (vf) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Clarice Saw, re: #1 Complaint. Document filed by U.S Securities and Exchange Commission..(Kaufman, Jack) |
Filing 5
NOTICE OF PRETRIAL CONFERENCE: Initial Conference set for 11/2/2023 at 11:15 AM in Courtroom 705, 40 Centre Street, New York, NY 10007 before Judge Paul G. Gardephe. SO ORDERED. (Signed by Judge Paul G. Gardephe on 7/31/2023) (jca)
|
| Case Designated ECF. (vf) |
| Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Paul G. Gardephe. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Antonia Marie Apps. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to Westchester. (vf) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Antonia Marie Apps. The party information for the following party/parties has been modified: U.S. SECURITIES AND EXCHANGE COMMISSION, CLARICE SAW. The information for the party/parties has been modified for the following reason/reasons: party name was entered in all caps. (vf) |
| Filing 4 NOTICE OF APPEARANCE by Sheldon Mui on behalf of U.S SECURITIES AND EXCHANGE COMMISSION..(Mui, Sheldon) |
| Filing 3 NOTICE OF APPEARANCE by Jack Kaufman on behalf of U.S SECURITIES AND EXCHANGE COMMISSION..(Kaufman, Jack) |
| Filing 2 CIVIL COVER SHEET filed..(Apps, Antonia) |
| Filing 1 COMPLAINT against CLARICE SAW. Document filed by U.S SECURITIES AND EXCHANGE COMMISSION..(Apps, Antonia) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
| Search for this case: U.S Securities and Exchange Commission v. Saw | |
|---|---|
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Web | [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ] |
| Plaintiff: U.S Securities and Exchange Commission | |
| Represented By: | Jack Kaufman |
| Represented By: | Sheldon Mui |
| Represented By: | Antonia Marie Apps |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
| Defendant: Clarice Saw | |
| Represented By: | Keith Scott Barnett |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
