Securities and Exchange Commission v. Vista Financial Advisors LLC et al
| Securities and Exchange Commission |
| VISTA FINANCIAL ADVISORS LLC and RUBEN CEDRICK WILLIAMS |
| 1:2023cv08432 |
| September 25, 2023 |
| US District Court for the Southern District of New York |
| Victor Marrero |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 22, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 10 WAIVER OF SERVICE RETURNED EXECUTED. Ruben Cedrick Williams waiver sent on 9/27/2023, answer due 11/27/2023. Document filed by Securities and Exchange Commission..(He, Zheng) |
| Filing 9 WAIVER OF SERVICE RETURNED EXECUTED. Vista Financial Advisors LLC waiver sent on 9/27/2023, answer due 11/27/2023. Document filed by Securities and Exchange Commission..(He, Zheng) |
| Filing 8 ELECTRONIC SUMMONS ISSUED as to Vista Financial Advisors LLC..(jgo) |
| Filing 7 ELECTRONIC SUMMONS ISSUED as to Ruben Cedrick Williams..(jgo) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Ruben Cedrick Williams, re: #1 Complaint. Document filed by Securities and Exchange Commission..(He, Zheng) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Vista Financial Advisors LLC, re: #1 Complaint. Document filed by Securities and Exchange Commission..(He, Zheng) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Antonia Marie Apps. The party information for the following party/parties has been modified: VISTA FINANCIAL ADVISORS LLC, RUBEN CEDRICK WILLIAMS. The information for the party/parties has been modified for the following reason/reasons: party name was entered in all caps;. (pc) |
| Case Designated ECF. (pc) |
| Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Victor Marrero. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc) |
| Filing 4 NOTICE OF APPEARANCE by Paul G. Gizzi on behalf of Securities and Exchange Commission..(Gizzi, Paul) |
| Filing 3 NOTICE OF APPEARANCE by Zheng He on behalf of Securities and Exchange Commission..(He, Zheng) |
| Filing 2 CIVIL COVER SHEET filed..(Apps, Antonia) |
| Filing 1 COMPLAINT against VISTA FINANCIAL ADVISORS LLC, RUBEN CEDRICK WILLIAMS. Document filed by Securities and Exchange Commission..(Apps, Antonia) |
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