Sector Resources Ltd v. Ethos Asset Management, Inc. et al
Petitioner: Sector Resources Ltd
Respondent: Ethos Asset Management, Inc. and East West Bancorp Inc. a/k/a East West Bank
Case Number: 1:2023cv09728
Filed: November 3, 2023
Court: US District Court for the Southern District of New York
Presiding Judge: Edgardo Ramos
Nature of Suit: Contract: Other
Cause of Action: 28 U.S.C. § 1332 ds Diversity-Contract Dispute
Jury Demanded By: None
Docket Report

This docket was last retrieved on January 12, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 15, 2023 Filing 58 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a HEARING proceeding held on 11/27/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
December 15, 2023 Filing 57 TRANSCRIPT of Proceedings re: HEARING held on 11/27/2023 before Judge Edgardo Ramos. Court Reporter/Transcriber: Amy Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/5/2024. Redacted Transcript Deadline set for 1/16/2024. Release of Transcript Restriction set for 3/14/2024..(McGuirk, Kelly)
December 5, 2023 Filing 56 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 11/6/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
December 5, 2023 Filing 55 TRANSCRIPT of Proceedings re: CONFERNECE held on 11/6/2023 before Judge Edgardo Ramos. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/26/2023. Redacted Transcript Deadline set for 1/5/2024. Release of Transcript Restriction set for 3/4/2024..(McGuirk, Kelly)
November 28, 2023 Opinion or Order Filing 54 ORDER: The Court then held a hearing on the preliminary injunction request on November 27, 2023. Counsel for Sector and counsel for East West Bank appeared. For the reasons set forth on the record, Sector's request for a preliminary injunction is DENIED. IT IS SO ORDERED. (Signed by Judge Edgardo Ramos on 11/28/2023) (ama)
November 27, 2023 Minute Entry for proceedings held before Judge Edgardo Ramos: Show Cause Hearing held on 11/27/2023. Plaintiff's counsel present. Counsel for Defendant East West Bancorp, present. For the reasons stated on the record, the application for a preliminary injunction against East West Bancorp is denied. (jar)
November 24, 2023 Filing 53 REPLY MEMORANDUM OF LAW in Support re: #49 EMERGENCY MOTION for Temporary Restraining Order in Furtherance of November 3, 2023 Motion for TRO. . Document filed by Sector Resources Ltd..(Marasciullo, Janene)
November 22, 2023 Filing 52 LETTER addressed to Judge Edgardo Ramos from James R. Warnot, Jr. dated 11/21/2023 re: The Order directed Linklaters to provide proof that it sent the Order to Ethos. Accordingly, attached is a copy of Linklaters November 17, 2023 email to Mr. Fernandes, attaching a copy of the Order, redacted to preserve privilege. Thank you for the Courts attention to this matter. Document filed by Ethos Asset Management, Inc. (jca)
November 22, 2023 Filing 51 MEMORANDUM OF LAW in Opposition re: #49 EMERGENCY MOTION for Temporary Restraining Order in Furtherance of November 3, 2023 Motion for TRO. Opposition to Renewed Motion for Preliminary Injunction. Document filed by East West Bancorp Inc. a/k/a East West Bank. (Attachments: #1 Affidavit Declaration of Jeffrey Yu dated November 22, 2023, #2 Exhibit A - Business Loan Agreement, #3 Exhibit B - JPM SBLC, #4 Exhibit C - Reduction Request, #5 Exhibit D - JPM SBLC Amendment, #6 Exhibit E - Acceleration Notice, #7 Exhibit F - Draw Notice).(Levison, Michael)
November 20, 2023 Opinion or Order Filing 50 ORDER: denying #49 Motion for TRO. Sector has now filed a renewed request for a TRO and preliminary injunction. Doc. 49. The request for a TRO is DENIED. East West Bank shall respond to Sectors renewed preliminary injunction request by close of business on November 22, 2023. To the extent Ethos wishes to respond to the renewed request, its response will also be due by close of business on November 22, 2023. Sector's reply will be due by close of business on November 24, 2023. The Court will hold a hearing on the preliminary injunction request on November 27, 2023, at 3:30 p.m. at the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York 10007 in Courtroom 619. IT IS SO ORDERED.. (Signed by Judge Edgardo Ramos on 11/20/2023) (ama)
November 20, 2023 Filing 49 EMERGENCY MOTION for Temporary Restraining Order in Furtherance of November 3, 2023 Motion for TRO. Document filed by Sector Resources Ltd. (Attachments: #1 Proposed Order Proposed Order, #2 Supplement Supplemental Memorandum of Law, #3 Affidavit Declaration of Janene Marasciullo, #4 Exhibit Ex A Emails from C Santos, #5 Exhibit Ex B US v. Santos, #6 Exhibit Ex. C Notice of SBLC draw, #7 Exhibit Ex D 11 19 23 Email to EWB Counsel, #8 Exhibit Exhibit E transcript).(Marasciullo, Janene) (Refer to ECF Rule 13.19(b) and (c) for directions regarding promptly alerting the court to this filing.)
November 20, 2023 Filing 48 RESPONSE in Support of Motion re: #4 EMERGENCY MOTION for Temporary Restraining Order . Supplemental Response. Document filed by Sector Resources Ltd. (Attachments: #1 Affidavit Declaration of J Marasciullo, #2 Exhibit Ex. A 02 10 23 email, #3 Exhibit Ex B Criminal Complaint, #4 Exhibit Ex C 11 17 23 SBLC Notice, #5 Exhibit Ex D Email to EWB Counsel, #6 Exhibit Ex E transcript).(Marasciullo, Janene)
November 20, 2023 Set/Reset Deadlines: ( Responses due by 11/22/2023, Replies due by 11/24/2023.), Set/Reset Hearings:( Status Conference set for 11/27/2023 at 03:30 PM in Courtroom 619, 40 Centre Street, New York, NY 10007 before Judge Edgardo Ramos.) (ama)
November 17, 2023 Opinion or Order Filing 47 ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL: granting #39 Motion to Withdraw #39 MOTION to Withdraw as counsel to Ethos Asset Management. The Court, having reviewed the Motion for Withdrawal, ORDERS as follows: Linklaters LLP's Motion to Withdraw as Counsel is GRANTED. Linklaters LLP and its attorneys, Robin Nunn and James R. Wamot, Jr., are permitted to withdraw as counsel of record for Respondent Ethos Asset Management, Inc. ("Respondent") and are relieved of any and all further duties and responsibilities for Respondent. Respondent shall have until December 8, 2023, to retain substitute counsel. Linklaters LLP is directed to provide a copy of this order to Respondent and to file proof that they have done so on the docket. (Signed by Judge Edgardo Ramos on 11/17/2023). *** Attorney Robin Nunn and James Robert Warnot, Jr terminated. (ama) Modified on 11/17/2023 (ama).
November 17, 2023 Filing 46 LETTER addressed to Judge Edgardo Ramos from Jeffrey Alberts dated November 17, 2023 re: Factual Developments Concerning Motion for Injunctive Relief. Document filed by East West Bancorp Inc. a/k/a East West Bank..(Alberts, Jeffrey)
November 16, 2023 Filing 45 AFFIRMATION of James R. Warnot, Jr. Certificate of Service in Support re: #39 MOTION to Withdraw as counsel to Ethos Asset Management.. Document filed by Ethos Asset Management, Inc...(Warnot, James)
November 16, 2023 Filing 44 REDACTION to #42 Redacted Document Declaration of James R. Warnot, Jr. in support of Motion to withdraw as counsel by Ethos Asset Management, Inc. (Attachments: #1 Exhibit A- Hearing Transcript of November 13, 2023).(Warnot, James)
November 16, 2023 Filing 43 REDACTION to #42 Redacted Document Memorandum of Law in support of Motion to withdraw as counsel by Ethos Asset Management, Inc..(Warnot, James)
November 16, 2023 Filing 42 REDACTION Motion to withdraw as counsel by Ethos Asset Management, Inc..(Warnot, James)
November 16, 2023 Filing 41 ***EX-PARTE***DECLARATION of James R. Warnot Jr. in Support re: #39 MOTION to Withdraw as counsel to Ethos Asset Management.. Document filed by Ethos Asset Management, Inc.. (Attachments: #1 Exhibit A- Hearing Transcript of November 13, 2023)Motion or Order to File Under Seal: #38 .(Warnot, James)
November 16, 2023 Filing 40 ***EX-PARTE*** MEMORANDUM OF LAW in Support re: #39 MOTION to Withdraw as counsel to Ethos Asset Management. . Document filed by Ethos Asset Management, Inc.. Motion or Order to File Under Seal: #38 .(Warnot, James)
November 16, 2023 Filing 39 ***EX-PARTE*** MOTION to Withdraw as counsel to Ethos Asset Management. Document filed by Ethos Asset Management, Inc.. (Attachments: #1 Proposed Order granting motion to withdraw as counsel)Motion or Order to File Under Seal: #38 .(Warnot, James) Modified on 11/17/2023 (ama).
November 16, 2023 Opinion or Order Filing 38 ORDER: granting #37 Letter Motion for Leave to File Document. Counsel's request for permission to file the documents ex parte and under seal is Granted. SO ORDERED. (Signed by Judge Edgardo Ramos on 11/16/2023) (ama)
November 15, 2023 Filing 37 LETTER MOTION for Leave to File Motion to Withdraw as counsel ex parte and under seal addressed to Judge Edgardo Ramos from James R. Warnot Jr. dated November 15, 2023. Document filed by Ethos Asset Management, Inc...(Warnot, James)
November 15, 2023 Filing 36 NOTICE OF APPEARANCE by James Robert Warnot, Jr on behalf of Ethos Asset Management, Inc...(Warnot, James)
November 15, 2023 Filing 35 LETTER addressed to Judge Edgardo Ramos from Janene Marasciullo dated November 15, 2023 Document filed by Sector Resources Ltd. (Attachments: #1 Exhibit Exhibit A).(Marasciullo, Janene)
November 14, 2023 Filing 34 LETTER addressed to Judge Edgardo Ramos from Janene Marascuillo dated November 14, 2023 re: Letter in further reply to TRO. Document filed by Sector Resources Ltd. (Attachments: #1 Exhibit Exhibit A).(Marasciullo, Janene)
November 13, 2023 Minute Entry for proceedings held before Judge Edgardo Ramos: Show Cause Hearing held on 11/13/2023. Plaintiff's counsel present. Counsel for Defendant Ethos, present. Counsel for Defendant East West Bancorp, present. Parties are directed to advise the Court the status and nature of Carlos Santos's arrest. (jar)
November 10, 2023 Filing 33 FIRST REPLY MEMORANDUM OF LAW in Support re: #4 EMERGENCY MOTION for Temporary Restraining Order . and in Response to Opposition of Ethos Asset Management. Document filed by Sector Resources Ltd. (Attachments: #1 Affidavit Declaration of Janene Marasciullo, #2 Exhibit Ex JMM A Request for Arbitration, #3 Exhibit Ex JMM B Entvantage Complaint).(Marasciullo, Janene)
November 9, 2023 Filing 32 DECLARATION of Carlos Santos in Opposition re: #4 EMERGENCY MOTION for Temporary Restraining Order .. Document filed by Ethos Asset Management, Inc...(Nunn, Robin)
November 9, 2023 Filing 31 DECLARATION of George Santos in Opposition re: #4 EMERGENCY MOTION for Temporary Restraining Order .. Document filed by Ethos Asset Management, Inc...(Nunn, Robin)
November 9, 2023 Filing 30 DECLARATION of Robin Nunn in Opposition re: #4 EMERGENCY MOTION for Temporary Restraining Order .. Document filed by Ethos Asset Management, Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O).(Nunn, Robin)
November 9, 2023 Filing 29 MEMORANDUM OF LAW in Opposition re: #4 EMERGENCY MOTION for Temporary Restraining Order . . Document filed by Ethos Asset Management, Inc...(Nunn, Robin)
November 9, 2023 Filing 28 RESPONSE in Support of Motion re: #4 EMERGENCY MOTION for Temporary Restraining Order . in response to East West Bank's Opposition. Document filed by Sector Resources Ltd..(Marasciullo, Janene)
November 9, 2023 Opinion or Order Filing 27 ORDER granting #24 Letter Motion for Oral Argument. The request is granted. Counsel for Ethos may participate by phone. Counsel is directed to dial 877-411-9748 and enter access code 3029857# when prompted. SO ORDERED.. (Signed by Judge Edgardo Ramos on 11/9/2023) (ks)
November 9, 2023 Opinion or Order Filing 26 MEMO ENDORSEMENT on re: #23 CONSENT LETTER MOTION for Extension of Time re: Ethos response to Plaintiffs' Motion for Temporary Restraining Order and Preliminary Injunction addressed to Judge Edgardo Ramos from Robin Nunn dated November 8, 2023. filed by Ethos Asset Management, Inc., ENDORSEMENT: The request for an extension is granted. Ethos shall file its response by close of business on November 9, 2023. Sector shall file its reply by close of business on November 10, 2023. SO ORDERED. (Signed by Judge Edgardo Ramos on 11/9/2023) ( Replies due by 11/10/2023., Responses due by 11/9/2023) (ks)
November 9, 2023 Filing 25 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Janene Marasciullo dated 11 09 2023 re: #23 CONSENT LETTER MOTION for Extension of Time re: Ethos response to Plaintiffs' Motion for Temporary Restraining Order and Preliminary Injunction addressed to Judge Edgardo Ramos from Robin Nunn dated November 8, 2023., #24 LETTER MOTION for Oral Argument request to attend Hearing by Remote Access re: Plaintiffs' motion for a Temporary Restraining Order and Preliminary Injunction addressed to Judge Edgardo Ramos from Robin Nunn dated November 8, 2023. . Document filed by Sector Resources Ltd. (Attachments: #1 Exhibit Ex A Communication re Ethos' Request for Enlargement of Time, #2 Exhibit Ex B Communication re Ethos Request to Adjourn hearing).(Marasciullo, Janene)
November 8, 2023 Filing 24 LETTER MOTION for Oral Argument request to attend Hearing by Remote Access re: Plaintiffs' motion for a Temporary Restraining Order and Preliminary Injunction addressed to Judge Edgardo Ramos from Robin Nunn dated November 8, 2023. Document filed by Ethos Asset Management, Inc...(Nunn, Robin)
November 8, 2023 Filing 23 CONSENT LETTER MOTION for Extension of Time re: Ethos response to Plaintiffs' Motion for Temporary Restraining Order and Preliminary Injunction addressed to Judge Edgardo Ramos from Robin Nunn dated November 8, 2023. Document filed by Ethos Asset Management, Inc...(Nunn, Robin)
November 8, 2023 Filing 22 DECLARATION of Jeffrey Yu in Opposition re: #4 EMERGENCY MOTION for Temporary Restraining Order .. Document filed by East West Bancorp Inc. a/k/a East West Bank. (Attachments: #1 Exhibit A. Business Loan Agreement, #2 Exhibit B. JPM SBLC, #3 Exhibit C. Reduction Request, #4 Exhibit D. JPM SBLC Amendment, #5 Exhibit E. Signature Card).(Levison, Michael)
November 8, 2023 Filing 21 MEMORANDUM OF LAW in Opposition re: #4 EMERGENCY MOTION for Temporary Restraining Order . . Document filed by East West Bancorp Inc. a/k/a East West Bank..(Levison, Michael)
November 8, 2023 Filing 20 NOTICE OF APPEARANCE by Jeffrey Ehrlich Alberts on behalf of East West Bancorp Inc. a/k/a East West Bank..(Alberts, Jeffrey)
November 8, 2023 Filing 19 NOTICE OF APPEARANCE by Stephanie Paola Chery on behalf of East West Bancorp Inc. a/k/a East West Bank..(Chery, Stephanie)
November 8, 2023 Filing 18 NOTICE OF APPEARANCE by Michael Howard Levison on behalf of East West Bancorp Inc. a/k/a East West Bank..(Levison, Michael)
November 8, 2023 Opinion or Order Filing 17 ORDER granting #14 Letter Motion to Seal. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
November 8, 2023 Filing 16 NOTICE OF APPEARANCE by Douglas Bradley Giombarrese on behalf of Sector Resources Ltd..(Giombarrese, Douglas)
November 8, 2023 Filing 15 CONSENT LETTER MOTION for Leave to File Dkt 4-6 addressed to Judge Edgardo Ramos from Janene Marasciullo dated 11 08 2023. Document filed by Sector Resources Ltd. (Attachments: #1 Exhibit Amended Ex. 3, part 3 to Dell'Orfano Declaration (dkt. 4-6)).(Marasciullo, Janene)
November 7, 2023 Filing 14 LETTER MOTION to Seal addressed to Judge Edgardo Ramos from Janene Marasciullo dated November 7, 2023. Document filed by Sector Resources Ltd..(Marasciullo, Janene)
November 6, 2023 Opinion or Order Filing 13 ORDER: denying #4 Motion for TRO. On November 3, 2023, Sector Resources Ltd filed an emergency motion for a temporary restraining order (TRO) and preliminary injunction in aid of arbitration. Doc. 4. Counsel for Sector and counsel for Ethos Asset Management, Inc., appeared before the Court on November 6, 2023. For the reasons set forth on the record, Sectors request for a TRO is DENIED. Ethos shall respond to Sector's request for a preliminary injunction by close of business on November 8, 2023. Sector shall reply by close of business on November 9, 2023. The Court will hold a hearing on the preliminary injunction request on November 13, 2023, at 2:00 p.m., at the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York 10007 in Courtroom 619. IT IS SO ORDERED. (Signed by Judge Edgardo Ramos on 11/06/2023) (ama)
November 6, 2023 Filing 12 LETTER addressed to Judge Edgardo Ramos from Robin Nunn dated November 6, 2023 re: Motion for Temporary Restraining Order and Preliminary Injunction in Aid of Arbitration. Document filed by Ethos Asset Management, Inc.. (Attachments: #1 Exhibit A, Email from J. Marasciullo to R. Nunn on November 5, 2023).(Nunn, Robin)
November 6, 2023 Filing 11 NOTICE OF APPEARANCE by Robin Nunn on behalf of Ethos Asset Management, Inc...(Nunn, Robin)
November 6, 2023 Minute Entry for proceedings held before Judge Edgardo Ramos: Show Cause Hearing held on 11/6/2023. Petitioner's cousnel present. Counsel for Respondent Ethos Asset Management, present. For the reasons stated on the record, the Court will not issue a temporary restraining order. Ethos response to Sector's application for a permanent injunction is due November 8, 2023, by close of business, and Sector's reply is due November 9, 2023, by close of business. A hearing will be held on Monday, November 13, 2023, at 2 p.m. (jar)
November 6, 2023 Set/Reset Deadlines: ( Responses due by 11/8/2023, Replies due by 11/9/2023.), Set/Reset Hearings:( Status Conference set for 11/13/2023 at 02:00 PM in Courtroom 619, 40 Centre Street, New York, NY 10007 before Judge Edgardo Ramos.) (ama)
November 5, 2023 Filing 10 DECLARATION of Janene Marasciullo in Support re: #4 EMERGENCY MOTION for Temporary Restraining Order .. Document filed by Sector Resources Ltd. (Attachments: #1 Exhibit Ex. 1 Beyond Limits Complaint).(Marasciullo, Janene)
November 3, 2023 Opinion or Order Filing 9 ORDER: On November 3, 2023, Sector Resources Ltd filed an emergency motion for a temporary restraining order (TRO) in aid of arbitration. Doc. 4. Sector asks the Court to enjoin Respondents from "impairing, using, withdrawing, or otherwise dissipating Sectors collateral." Doc. 5 at 1. Sector contends that provisional relief is necessary to ensure that any arbitration award in its favor is not rendered ineffectual. Sector is hereby ORDERED to appear on November 6, 2023, at 10:00 a.m., at the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York 10007 in Courtroom 619, so that it may show cause why the TRO should be issued. It is SO ORDERED. Show Cause Hearing set for 11/6/2023 at 10:00 AM in Courtroom 619, 40 Centre Street, New York, NY 10007 before Judge Edgardo Ramos. (Signed by Judge Edgardo Ramos on 11/3/2023) (mml)
November 3, 2023 Filing 8 ELECTRONIC SUMMONS ISSUED as to East West Bancorp Inc. a/k/a East West Bank, Ethos Asset Management, Inc...(gp)
November 3, 2023 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to East West Bancorp; Ethos Asset Management Inc, re: #1 Complaint,. Document filed by Sector Resources Ltd..(Marasciullo, Janene)
November 3, 2023 Filing 6 CIVIL COVER SHEET filed..(Marasciullo, Janene)
November 3, 2023 Filing 5 MEMORANDUM OF LAW in Support re: #4 EMERGENCY MOTION for Temporary Restraining Order . . Document filed by Sector Resources Ltd..(Marasciullo, Janene)
November 3, 2023 Filing 4 EMERGENCY MOTION for Temporary Restraining Order . Document filed by Sector Resources Ltd. (Attachments: #1 Affidavit WD Declaration, #2 Exhibit Ex 1 Agreement, #3 Exhibit Ex 2 Amendment, #4 Exhibit Ex 3 pt 1, #5 Exhibit Ex 3 pt2, #6 Exhibit Ex 3 pt 2, #7 Exhibit Ex 4, #8 Exhibit Ex 5, #9 Exhibit Ex 6, #10 Exhibit Ex 7, #11 Affidavit JMM Dec, #12 Exhibit JM Ex 1, #13 Proposed Order Proposed Order).(Marasciullo, Janene) (Refer to ECF Rule 13.19(b) and (c) for directions regarding promptly alerting the court to this filing.)
November 3, 2023 Filing 3 FILING ERROR - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to East West Bancorp, re: #1 Complaint,. Document filed by Sector Resources Ltd..(Marasciullo, Janene) Modified on 11/3/2023 (jgo).
November 3, 2023 Filing 2 FILING ERROR - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Ethos Asset Management Inc, re: #1 Complaint,. Document filed by Sector Resources Ltd..(Marasciullo, Janene) Modified on 11/3/2023 (jgo).
November 3, 2023 Filing 1 COMPLAINT against East West Bancorp Inc. a/k/a East West Bank, Ethos Asset Management, Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-28523093)Document filed by Sector Resources Ltd. (Attachments: #1 Affidavit WD Declaration, #2 Exhibit Ex 1 Agreement, #3 Exhibit Ex 2 Amendment, #4 Exhibit Ex 3 pt 2, #5 Exhibit Ex 3 pt 3, #6 Exhibit Ex 4, #7 Exhibit Ex 5, #8 Exhibit Ex 6, #9 Exhibit Ex 7, #10 Affidavit JMM Dec).(Marasciullo, Janene)
November 3, 2023 ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Janene Marie Marasciullo to RE-FILE Document No. #3 Request for Issuance of Summons, #2 Request for Issuance of Summons,. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the issuance of summons is not correct; request one summons for both of the parties OR the PDF 'To' section must only list the party name listed on the docket entry text;. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (jgo)
November 3, 2023 Case Designated ECF. (jgo)
November 3, 2023 Magistrate Judge Ona T. Wang is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
November 3, 2023 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
November 3, 2023 ***NOTICE TO ATTORNEY TO ELECTRONICALLY FILE CIVIL COVER SHEET. Notice to Attorney Janene Marie Marasciullo. Attorney must electronically file the Civil Cover Sheet. Use the event type Civil Cover Sheet found under the event list Other Documents. (jgo)

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Petitioner: Sector Resources Ltd
Represented By: Janene Marie Marasciullo
Represented By: Douglas Bradley Giombarrese
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Respondent: Ethos Asset Management, Inc.
Represented By: James Robert Warnot, Jr
Represented By: Robin Nunn
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Respondent: East West Bancorp Inc. a/k/a East West Bank
Represented By: Jeffrey Ehrlich Alberts
Represented By: Michael Howard Levison
Represented By: Stephanie Paola Chery
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