Mullen Automotive, Inc. v. Clear Street Markets LLC et al
| Mullen Automotive, Inc. |
| Clear Street Markets LLC, UBS Securities, LLC, IMC Financial Market, IMC Financial Markets and John Does 1 through 10 |
| John Does 1-10 |
| 1:2023cv10637 |
| December 6, 2023 |
| US District Court for the Southern District of New York |
| Louis L Stanton |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on January 30, 2024. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 20 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Group AG, Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas Inc. for UBS Securities, LLC. Document filed by UBS Securities, LLC..(Roy, Tammy) |
| Filing 19 NOTICE OF APPEARANCE by Tammy Lynn Roy on behalf of UBS Securities, LLC..(Roy, Tammy) |
Filing 18
ORDER granting #17 Letter Motion for Extension of Time to Answer re #17 CONSENT LETTER MOTION for Extension of Time to File Answer re: #1 Complaint on behalf of Clear Street Markets LLC, IMC Financial Markets, and UBS Securities, LLC addressed to Judge Louis L. Stanton from Anthony S. Fiotto dated January 23,, #1 Complaint. So Ordered. Clear Street Markets LLC answer due 3/11/2024; IMC Financial Markets answer due 3/11/2024; UBS Securities, LLC answer due 3/11/2024. (Signed by Judge Louis L. Stanton on 1/24/2024) (rro)
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| Set/Reset Deadlines: Motions due by 3/11/2024. Responses due by 4/25/2024 Replies due by 5/16/2024. (rro) |
| Filing 17 CONSENT LETTER MOTION for Extension of Time to File Answer re: #1 Complaint on behalf of Clear Street Markets LLC, IMC Financial Markets, and UBS Securities, LLC addressed to Judge Louis L. Stanton from Anthony S. Fiotto dated January 23, 2024. Document filed by Clear Street Markets LLC..(Fiotto, Anthony) |
| Filing 16 NOTICE OF APPEARANCE by Felicia Sue Ennis on behalf of Mullen Automotive, Inc...(Ennis, Felicia) |
| Filing 15 AFFIDAVIT OF SERVICE of Summons and Complaint. Clear Street Markets LLC served on 1/17/2024, answer due 2/7/2024. Service was accepted by Madison Sylvester, Managing Agent. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 14 AFFIDAVIT OF SERVICE of Summons and Complaint. IMC Financial Markets served on 1/17/2024, answer due 2/7/2024. Service was accepted by Robert Lev, General Counsel. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 13 AFFIDAVIT OF SERVICE of Summons and Complaint. UBS Securities, LLC served on 1/17/2024, answer due 2/7/2024. Service was accepted by Nancy Dougherty, Authorized Agent, NY Department of State.. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 12 NOTICE OF APPEARANCE by Eric Lawson on behalf of Clear Street Markets LLC..(Lawson, Eric) |
| Filing 11 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Clear Street LLC for Clear Street Markets LLC. Document filed by Clear Street Markets LLC..(Fiotto, Anthony) |
| Filing 10 NOTICE OF APPEARANCE by Anthony S. Fiotto, Jr on behalf of Clear Street Markets LLC..(Fiotto, Anthony) |
| Filing 9 ELECTRONIC SUMMONS ISSUED as to UBS Securities, LLC. (vf) |
| Filing 8 ELECTRONIC SUMMONS ISSUED as to IMC Financial Markets. (vf) |
| Filing 7 ELECTRONIC SUMMONS ISSUED as to Clear Street Markets LLC. (vf) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Alan Marshall Pollack. The following case opening statistical information was erroneously selected/entered: Arbitration code m (Mandatory); County code New York. The following correction(s) have been made to your case entry: the Arbitration code has been deleted; the County code has been modified to XX Out of State. (vf) |
| Magistrate Judge Sarah Netburn is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Alan Marshall Pollack. The party information for the following party/parties has been modified: IMC Financial Market, John Does 1-10. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error; party name entered incorrectly. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Jennifer H. Rearden. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| Case Designated ECF. (vf) |
| NOTICE OF CASE REASSIGNMENT to Judge Louis L. Stanton. Judge Jennifer H. Rearden is no longer assigned to the case. (tro) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to IMC Financial Market, re: #1 Complaint. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities, LLC, re: #1 Complaint. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Clear Street Markets LLC, re: #1 Complaint. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 3 CIVIL COVER SHEET filed..(Pollack, Alan) |
| Filing 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
| Filing 1 COMPLAINT against Clear Street Markets LLC, John Does 1-10, IMC Financial Market, UBS Securities, LLC. (Filing Fee $ 405.00, Receipt Number ANYSDC-28658929)Document filed by Mullen Automotive, Inc...(Pollack, Alan) |
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