Foreside Financial Group, LLC et al v. SEC Compliance Consultants, Inc.
| Foreside Financial Group, LLC and Adviser Compliance Associates, LLC |
| SEC Compliance Consultants, Inc. |
| 1:2024cv01069 |
| February 14, 2024 |
| US District Court for the Southern District of New York |
| Edgardo Ramos |
| Trademark |
| 15 U.S.C. ยง 1051 Trademark Infringement |
| Plaintiff |
Docket Report
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| Filing 11 AO 120 FORM TRADEMARK - CASE TERMINATED - SUBMITTED. In compliance with the provisions of 15 U.S.C. 1116, the Director of the U.S. Patent and Trademark Office is hereby advised that a final decision was rendered on 4/3/2024 in a court action filed on the following trademark(s) in the U.S. District Court Southern District of New York. Director of the U.S. Patent and Trademark Office electronically notified via Notice of Electronic Filing (NEF). (tp) |
| Filing 10 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) SEC Compliance Consultants, Inc.. Document filed by Foreside Financial Group, LLC, Adviser Compliance Associates, LLC. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Lawlor, Joseph) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT VOLUNTARY DISMISSAL. Notice to Attorney Joseph Lawlor. RE-FILE Document No. #9 Notice of Voluntary Dismissal. The filing is deficient for the following reason(s): the wrong filer/filers was/were selected for the voluntary dismissal (Do Not Select Any Group). Re-file the document using the event type Notice of Voluntary Dismissal found under the event list Notices - select the correct filer/filers - select the correct party/parties the voluntary dismissal is against - and attach the correct signed PDF. (tp) |
| Filing 9 FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR - NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) SEC Compliance Consultants, Inc.. Document filed by All Plaintiffs. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Lawlor, Joseph) Modified on 4/3/2024 (tp). |
| Filing 8 CIVIL COVER SHEET filed..(Lawlor, Joseph) |
| Filing 7 AO 120 FORM TRADEMARK - CASE OPENING - SUBMITTED. In compliance with the provisions of 15 U.S.C. 1116, the Director of the U.S. Patent and Trademark Office is hereby advised that a court action has been filed on the following trademark(s) in the U.S. District Court Southern District of New York. Director of the U.S. Patent and Trademark Office electronically notified via Notice of Electronic Filing (NEF)..(vf) |
| Filing 6 ELECTRONIC SUMMONS ISSUED as to SEC Compliance Consultants, Inc. (vf) |
| Case Designated ECF. (vf) |
| Magistrate Judge Gary Stein is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Joseph Craig Lawlor to RE-FILE Document No. #3 Civil Cover Sheet. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the civil cover sheet is not correct; 2nd page of Form omitted. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated October 1, 2020. The S.D.N.Y. Civil Cover Sheet dated October 1, 2020 is located at#http://nysd.uscourts.gov/file/forms/civil-cover-sheet. (vf) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to SEC Compliance Consultants, Inc., re: #1 Complaint. Document filed by Adviser Compliance Associates, LLC, Foreside Financial Group, LLC..(Lawlor, Joseph) |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Foreside Financial Group, LLC for Adviser Compliance Associates, LLC. Document filed by Adviser Compliance Associates, LLC, Foreside Financial Group, LLC..(Lawlor, Joseph) |
| Filing 3 FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed..(Lawlor, Joseph) Modified on 2/15/2024 (vf). |
| Filing 2 AO 120 FORM TRADEMARK - NOTICE OF SUBMISSION BY ATTORNEY. AO 120 Form Patent/Trademark for case opening submitted to court for review..(Lawlor, Joseph) |
| Filing 1 COMPLAINT against SEC Compliance Consultants, Inc.. (Filing Fee $ 405.00, Receipt Number ANYSDC-28944467)Document filed by Foreside Financial Group, LLC, Adviser Compliance Associates, LLC..(Lawlor, Joseph) |
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