Jamieson et al v. Securities America, Inc. et al
Plaintiff: Judith Jamieson and Robert Jamieson
Defendant: Hector A May, Securities America Advisors, Inc., Vania May Bell, Securities America, Inc. and Executive Compensation Planners, Inc.
Case Number: 7:2019cv01817
Filed: February 26, 2019
Court: US District Court for the Southern District of New York
Presiding Judge: Vincent L Briccetti
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on January 26, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 17, 2020 Opinion or Order Filing 65 LETTER addressed to Judge Vincent L. Briccetti from Justin M. Sher dated December 17, 2020 re: Status Update. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson..(Noonan, Allegra)
December 14, 2020 Opinion or Order Filing 64 Defendant, Vania N. Bell Update on the Order of Stay. Document filed by Vania May Bell..(rj)
December 14, 2020 Opinion or Order Filing 63 LETTER addressed to Judge Vincent L. Briccetti from Vania N. Bell dated 12/10/2020 re: Enclosed please find the response for the current status of Vania N. Bell, pro se defendant as it pertains to the criminal proceedings of July 30, 2019. Document filed by Vania May Bell..(rj)
September 18, 2020 Opinion or Order Filing 62 ORDER: Accordingly, it is HEREBY ORDERED: 1. This action remains STAYED pending further Order of the Court. 2. By December 17, 2020, and every ninety days thereafter, plaintiffs must notify the Court of (i) their efforts to seek a stipulated judgment as to their claims against May and ECP, and (ii) the status of Bell's related criminal proceeding. Chambers will mail a copy of this Order to defendant Vania May Bell at her address on the docket. SO ORDERED. (Signed by Judge Vincent L. Briccetti on 9/18/2020) Copies Mailed By Chambers. (mml)
September 18, 2020 Opinion or Order Filing 61 LETTER addressed to Judge Vincent L. Briccetti from Justin M. Sher dated September 18, 2020 re: Next Steps in the Litigation. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson..(Noonan, Allegra)
September 4, 2020 Opinion or Order Filing 60 ORDER: Accordingly, by September 18, 2020, plaintiffs shall notify the Court in writing as to the next steps in this matter. Chambers will mail a copy of this Order to defendant Vania May Bell at her address listed on the docket. SO ORDERED. (Signed by Judge Vincent L. Briccetti on 9/4/2020) (mml)
September 4, 2020 Opinion or Order Filing 59 STIPULATION AND ORDER OF VOLUNTARY DISMISSAL BETWEEN PLAINTIFFS AND DEFENDANTS SECURITIES AMERICA, INC. AND SECURITIES AMERICA ADVISORS, INC.: Pursuant to Federal Rule of Civil Procedure 41(a), Plaintiffs Judith Jamieson and Robert Jamieson (individually and on behalf of the Raymond David Jamieson Irrevocable Grandchildren's Trust and the Jamieson Family Foundation) and Defendants Securities America, Inc. and Securities America Advisors, Inc. hereby stipulate to dismiss this litigation as between these parties, with prejudice and with each party to bear its own attorneys' fees, costs and expenses. SO ORDERED. Securities America Advisors, Inc. and Securities America, Inc. terminated. (Signed by Judge Vincent L. Briccetti on 9/3/2020) Copies Mailed By Chambers to Defendant. (mml) Modified on 9/9/2020 (mml).
September 3, 2020 Opinion or Order Filing 58 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, with prejudice against the defendant(s) Securities America Advisors, Inc., Securities America, Inc. and without costs pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Knuts, Robert)
September 3, 2020 Opinion or Order ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #58 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Vincent L. Briccetti for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (dt)
June 29, 2020 Opinion or Order Filing 57 MEMO ENDORSEMENT on re: #56 Letter, filed by Judith Jamieson, Robert Jamieson. ENDORSEMENT: By 9/28/2020, the parties shall inform the Court by joint letter of the status of arbitration. SO ORDERED. (Signed by Judge Vincent L. Briccetti on 6/29/2020) (jca)
June 29, 2020 Opinion or Order Filing 56 LETTER addressed to Judge Vincent L. Briccetti from Justin M. Sher dated June 29, 2020 re: Joint Status Update to the Court. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson..(Noonan, Allegra)
March 31, 2020 Opinion or Order Filing 55 MEMO ENDORSEMENT on re: #54 Letter, filed by Judith Jamieson, Robert Jamieson. ENDORSEMENT: By 6/29/2020, the parties shall inform the Court by joint letter of the status of arbitration. SO ORDERED. (Signed by Judge Vincent L. Briccetti on 3/31/2020) (mml)
March 31, 2020 Opinion or Order Filing 54 LETTER addressed to Judge Vincent L. Briccetti from Justin M. Sher dated March 31, 2020 re: Status of Arbitration. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson..(Noonan, Allegra)
December 20, 2019 Opinion or Order Filing 53 OPINION AND ORDER re: #10 MOTION to Compel Arbitration, MOTION to Stay: Securities America's motion for a stay and to compel arbitration is GRANTED. This action is STAYED pending further Order of the Court. By March 31, 2020, and every ninety days thereafter, plaintiffs and Securities America shall inform the Court by joint letter of the status of arbitration. Additionally, within ten days of completion of arbitration, the parties shall provide a status report to the Court. The Clerk is instructed to terminate the motion. (Doc. #10). (Signed by Judge Vincent L. Briccetti on 12/20/2019) (jwh)
December 20, 2019 Opinion or Order Case Stayed (jwh)
August 27, 2019 Opinion or Order Mailed a copy of #52 Memo Endorsement, Terminate Deadlines, to Vania May Bell 27 Walnut Street Montevale, NJ 07645. (vba)
August 26, 2019 Opinion or Order Filing 52 MEMO ENDORSEMENT on re: #49 Letter, filed by Vania May Bell. ENDORSEMENT: In the attached letter dated August 12, 2019, defendant Vania May Bell, proceeding pro se, requests that this "civil action [be stayed] pending resolution of [Bell's] indictment and attendant criminal proceedings." (Doc. #49). Plaintiffs have reported by letter that they consent to a stay of discovery, but only as to Bell, and that the case should otherwise proceed. (Doc. #50). Defendants Securities America, Inc., and Security Advisors, Inc., assert that no discovery should take place until their pending motion to compel arbitration is decided. (Doc. #51). Bell's request for a stay of the entire case is DENIED WITHOUT PREJUDICE. As noted, there is a pending motion to compel arbitration in this case. Until the motion is decided, the Court does not require anything further from the parties. Moreover, as the Court has previously ordered, discovery may proceed only after the pending motion is decided. (Doc. #48). Thus, at this time, Bell will not suffer any prejudice or interference with her constitutional rights in this case or her criminal case absent a stay; nor is a stay justified for any other reason. Cf. Louis Vuitton Malletier S.A. v. LY USA, Inc., 676 F.3d 83, 96-100 (2d Cir. 2012) (legal standard governing defendant's request to stay civil case in light of parallel criminal proceeding). Accordingly, exercising its discretion, the Court declines to stay the entire case. However, to be clear, all discovery is stayed pending resolution of the motion to compel. After the motion is decided, and depending on how it is decided, either the Court or the arbitrator will re-visit the question of whether and to what extent this case, or discovery in this case, should be stayed. Bell may refile her request to stay after the pending motion has been decided. The Clerk is directed to mail a copy of this Order to defendant Bell at the address on the docket. SO ORDERED. (Signed by Judge Vincent L. Briccetti on 8/26/2019) (mml) Transmission to Docket Assistant Clerk for processing.
August 16, 2019 Opinion or Order Filing 51 LETTER addressed to Judge Vincent L. Briccetti from Bruce Bettigole dated 8/16/2019 re: Response to Letter Motion to Stay (Dkt. No. 49). Document filed by Securities America Advisors, Inc., Securities America, Inc..(Bettigole, Bruce)
August 15, 2019 Opinion or Order Filing 50 LETTER addressed to Judge Vincent L. Briccetti from Justin M. Sher dated 8/15/2019 re: August 13, 2019 Letter from Vania Bell. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson.(Noonan, Allegra)
August 13, 2019 Opinion or Order Filing 49 LETTER addressed to Judge Vincent L. Briccetti from Vania Bell dated 8/12/19 re: Pro Se Defendant, Vania May Bell, moves this Court for and Order staying this civil action pending resolution of her indictment and attendant criminal proceedings. This motion is made on grounds that a stay of this civil action is necessary to protect Vania May Bell's Fifth Amendment rights in connection with United States of America v. Vania May Bell as the criminal proceeding and civil action arise from the same underlying facts. Document filed by Vania May Bell.(sbr)
July 15, 2019 Opinion or Order 7-12-19 Text Order was mailed by Chambers to Vania Bell. (dh)
July 12, 2019 Opinion or Order Filing 48 ORDER denying #43 Letter Motion for Discovery: There is a pending motion to compel arbitration in this case, which will be decided in due course. At that time, discovery may proceed, either in this case if the motion is denied or in arbitration if the motion is granted. If plaintiffs truly want discovery to proceed at the earliest possible time, they have a clear avenue of relief -- agreeing to arbitrate their claims. In any event, there is plainly no urgent need to take May's deposition before he is sentenced in the criminal case. If he is sentenced to prison, and if plaintiffs are permitted to take his deposition, either in this case or in an arbitration proceeding, he can be deposed in prison. Inmates are routinely deposed in cases pending before this Court; there is nothing special or unduly burdensome about that. (HEREBY ORDERED by Judge Vincent L. Briccetti)(Text Only Order) (Briccetti, Vincent)
July 12, 2019 Opinion or Order Filing 47 LETTER addressed to Judge Vincent L. Briccetti from Bruce Bettigole dated 7/12/2019 re: Response to Discovery Letter-Motion (Dkt. No. 43). Document filed by Securities America Advisors, Inc., Securities America, Inc..(Bettigole, Bruce)
July 11, 2019 Opinion or Order Filing 46 LETTER addressed to Judge Vincent L. Briccetti from Vania Bell dated 7/11/19 re: This correspondence is to advise the court and your Honor that I have no objections to motion for a deposition from Mr. Hector A. May. Document filed by Vania May Bell.(sbr)
July 10, 2019 Opinion or Order Filing 45 LETTER from Vania Bell Document filed by Vania May Bell.(sbr)
July 8, 2019 Opinion or Order Filing 44 ORDER with respect to #43 Letter Motion for Discovery. By 7/15/2019, defendants may respond by letter to the letter-motion, at which time the Court will decide how to proceed. The Clerk is directed to (i) update pro se defendant Vania May Bell's address on the docket to: 27 Walnut Street, Montvale, NJ 07645, and (ii) mail a copy of this Order to defendant Vania May Bell at that address. (Signed by Judge Vincent L. Briccetti on 7/8/2019) (mro) Transmission to Docket Assistant Clerk for processing.
July 8, 2019 Opinion or Order Mailed a copy of #44 Order on Motion for Discovery, to Vania May Bell 27 Walnut Street Montevale, NJ 07645. (vba)
July 6, 2019 Opinion or Order Filing 43 LETTER MOTION for Discovery addressed to Judge Vincent L. Briccetti from Justin M. Sher dated 07/05/2019. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson.(Sher, Justin)
May 13, 2019 Opinion or Order Filing 42 CLERK'S CERTIFICATE OF DEFAULT as to Hector A. May and Executive Compensation Planners, Inc. (km)
May 10, 2019 Opinion or Order Filing 41 DECLARATION of Justin M. Sher in Support re: #40 Proposed Clerk's Certificate of Default,. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Noonan, Allegra)
May 10, 2019 Opinion or Order Filing 40 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Attachments: #1 Text of Proposed Order) (Noonan, Allegra) Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers).
May 8, 2019 Opinion or Order Filing 39 ANSWER to #1 Complaint. Document filed by Vania May Bell.(sbr)
May 8, 2019 Opinion or Order Filing 38 REPLY MEMORANDUM OF LAW in Opposition re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, . Sur-Reply Memorandum of Law in Opposition. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Noonan, Allegra)
May 1, 2019 Opinion or Order Filing 37 ORDER granting #36 Letter Motion for Leave to File Document: The Court reluctantly grants plaintiffs' request for leave to file a sur-reply. Plaintiffs shall file the sur-reply, which shall not exceed five pages, by 5/8/2019. The Court will not accept any further submissions respecting the pending motion. (Doc. #10). (HEREBY ORDERED by Judge Vincent L. Briccetti)(Text Only Order) (jal)
May 1, 2019 Opinion or Order Filing 36 LETTER MOTION for Leave to File Sur-reply addressed to Judge Vincent L. Briccetti from Justin M. Sher dated 05/01/2019. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson.(Sher, Justin)
April 26, 2019 Opinion or Order Filing 35 AFFIDAVIT OF SERVICE. Vania May Bell served on 4/23/2019, answer due 5/14/2019. Service was accepted by Vania May Bell. Document filed by Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust); Judith Jamieson; Judith Jamieson(As Trustee for the Jamieson Family Foundation); Robert Jamieson. (Noonan, Allegra)
April 25, 2019 Opinion or Order Filing 34 REPLY MEMORANDUM OF LAW in Support re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, . . Document filed by Securities America Advisors, Inc., Securities America, Inc.. (Attachments: #1 Declaration of Paul R. Huerter, #2 Exhibit 1 - Account Application, #3 Exhibit 2 - Account Application, #4 Exhibit 3 - Application with Customer Agreement, #5 Exhibit 4 - Account Application, #6 Exhibit 5 - Blank Account Application)(Nolan, Francis)
April 19, 2019 Opinion or Order Filing 33 AFFIDAVIT OF SERVICE. Executive Compensation Planners, Inc. served on 4/8/2019, answer due 4/29/2019. Service was accepted by Hector May, President. Document filed by Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust); Judith Jamieson; Judith Jamieson(As Trustee for the Jamieson Family Foundation); Robert Jamieson. (Noonan, Allegra)
April 19, 2019 Opinion or Order Filing 32 AFFIDAVIT OF SERVICE. Hector A May served on 4/8/2019, answer due 4/29/2019. Service was accepted by Hector May. Document filed by Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust); Judith Jamieson; Judith Jamieson(As Trustee for the Jamieson Family Foundation); Robert Jamieson. (Noonan, Allegra)
April 17, 2019 Opinion or Order Filing 31 ORDER granting #30 Letter Motion for Extension of Time to File Response/Reply re #10 MOTION to Compel Arbitration and MOTION to Stay: Defendants Securities America, Inc. and Securities America Advisors, Inc.'s time to file a reply in support of the motion to stay and compel arbitration is extended to 4/25/2019. (HEREBY ORDERED by Judge Vincent L. Briccetti)(Text Only Order) (jal)
April 17, 2019 Opinion or Order Filing 30 LETTER MOTION for Extension of Time to File Response/Reply as to #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, . addressed to Judge Vincent L. Briccetti from Francis X. Nolan, IV dated 4/17/2019. Document filed by Securities America Advisors, Inc., Securities America, Inc..(Nolan, Francis)
April 16, 2019 Opinion or Order Filing 29 MEMO ENDORSEMENT on re: #27 Letter, filed by Judith Jamieson, Robert Jamieson. ENDORSEMENT: If the Court decides oral argument is necessaryor appropriate, it will so advise counsel. SO ORDERED. (Signed by Judge Vincent L. Briccetti on 4/16/2019) (mml)
April 16, 2019 Opinion or Order Filing 28 NOTICE OF APPEARANCE by Allegra Ausilia Noonan on behalf of Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Noonan, Allegra)
April 16, 2019 Opinion or Order Filing 27 LETTER addressed to Judge Vincent L. Briccetti from Justin M. Sher dated April 16, 2019 re: Request for Oral Argument. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson.(Sher, Justin)
April 11, 2019 Opinion or Order Filing 26 DECLARATION of Judith Jamieson in Opposition re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, .. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Attachments: #1 Exhibit A - 2010 Agreement)(Noonan, Allegra)
April 11, 2019 Opinion or Order Filing 25 DECLARATION of Justin M. Sher in Opposition re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, .. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Attachments: #1 Exhibit 1 - Complaint, #2 Exhibit 2 - SAI Email, #3 Exhibit 3 - Order Accepting Guilty Plea, #4 4 - SEC Complaint)(Noonan, Allegra)
April 11, 2019 Opinion or Order Filing 24 MEMORANDUM OF LAW in Opposition re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, . . Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Noonan, Allegra)
April 3, 2019 Opinion or Order Filing 23 ELECTRONIC SUMMONS ISSUED as to Executive Compensation Planners, Inc.. (dnh)
April 3, 2019 Opinion or Order Filing 22 ELECTRONIC SUMMONS ISSUED as to Vania May Bell. (dnh)
April 3, 2019 Opinion or Order Filing 21 ELECTRONIC SUMMONS ISSUED as to Hector A May. (dnh)
April 2, 2019 Opinion or Order Filing 20 REQUEST FOR ISSUANCE OF SUMMONS as to Executive Compensation Planners, Inc., re: #1 Complaint,. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Sher, Justin)
April 2, 2019 Opinion or Order Filing 19 REQUEST FOR ISSUANCE OF SUMMONS as to Vania May Bell, re: #1 Complaint,. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Sher, Justin)
April 2, 2019 Opinion or Order Filing 18 REQUEST FOR ISSUANCE OF SUMMONS as to Hector A. May, re: #1 Complaint,. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Sher, Justin)
April 2, 2019 Opinion or Order Filing 17 ORDER granting #16 Letter Motion for Extension of Time to File Response/Reply: Time to oppose motion to compel arbitration extended to 4/11/2019. (HEREBY ORDERED by Judge Vincent L. Briccetti)(Text Only Order) (Briccetti, Vincent)
April 2, 2019 Opinion or Order Filing 16 LETTER MOTION for Extension of Time to File Response/Reply as to #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, . April 2, 2019 Letter addressed to Judge Vincent L. Briccetti from Justin Sher dated April 2, 2019. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson.(Sher, Justin)
March 22, 2019 Opinion or Order Filing 15 ORDER FOR ADMISSION PRO HAC VICE granting #9 Motion for Bruce M. Bettigole to Appear Pro Hac Vice. (Signed by Judge Vincent L. Briccetti on 3/22/2019) (jca)
March 22, 2019 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #9 MOTION for Bruce M. Bettigole to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16541528. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
March 21, 2019 Opinion or Order Filing 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Ladenburg Thalmann Financial Services Inc., Corporate Parent Securities America Financial Corporation for Securities America Advisors, Inc., Securities America, Inc.. Document filed by Securities America Advisors, Inc., Securities America, Inc..(Nolan, Francis)
March 21, 2019 Opinion or Order Filing 13 DECLARATION of Francis X. Nolan, IV in Support re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, .. Document filed by Securities America Advisors, Inc., Securities America, Inc.. (Attachments: #1 Exhibit A - Email Chain)(Nolan, Francis)
March 21, 2019 Opinion or Order Filing 12 DECLARATION of Paul R. Huerter in Support re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, .. Document filed by Securities America Advisors, Inc., Securities America, Inc.. (Attachments: #1 Exhibit 1 - New Account Application, #2 Exhibit 2 - New Account Application Trust, #3 Exhibit 3 - New Account Application IRA, #4 Exhibit 4 - Account Pre-Dispute Arbitration Agreement, #5 Exhibit 5 - New Account Application Foundation, #6 Exhibit 6 - Customer Agreement)(Nolan, Francis)
March 21, 2019 Opinion or Order Filing 11 MEMORANDUM OF LAW in Support re: #10 MOTION to Compel Arbitration . MOTION to Stay re: #1 Complaint, . . Document filed by Securities America Advisors, Inc., Securities America, Inc.. (Nolan, Francis)
March 21, 2019 Opinion or Order Filing 10 MOTION to Compel Arbitration ., MOTION to Stay re: #1 Complaint, . Document filed by Securities America Advisors, Inc., Securities America, Inc..(Nolan, Francis)
March 21, 2019 Opinion or Order Filing 9 MOTION for Bruce M. Bettigole to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16541528. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities America Advisors, Inc., Securities America, Inc.. (Attachments: #1 Affidavit of Bruce Bettigole, #2 Certificates of Good Standing, #3 Text of Proposed Order for Admission)(Bettigole, Bruce)
March 21, 2019 Opinion or Order Filing 8 NOTICE OF APPEARANCE by Francis Xavier Nolan, IV on behalf of Securities America Advisors, Inc., Securities America, Inc.. (Nolan, Francis)
March 1, 2019 Opinion or Order NOTICE OF CASE REASSIGNMENT to Judge Vincent L. Briccetti. Judge Unassigned is no longer assigned to the case. (wb)
March 1, 2019 Opinion or Order CASE ACCEPTED AS RELATED. Create association to 7:18-cv-11668-VB. Notice of Assignment to follow. (wb)
March 1, 2019 Opinion or Order Magistrate Judge Judith C. McCarthy is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (wb)
February 28, 2019 Opinion or Order Filing 7 ELECTRONIC SUMMONS ISSUED as to Securities America Advisors, Inc.. (dnh)
February 28, 2019 Opinion or Order Filing 6 ELECTRONIC SUMMONS ISSUED as to Securities America, Inc.. (dnh)
February 27, 2019 Opinion or Order Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Securities America Advisors, Inc., re: #1 Complaint,. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Sher, Justin)
February 27, 2019 Opinion or Order Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Securities America, Inc., re: #1 Complaint,. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson. (Sher, Justin)
February 27, 2019 Opinion or Order ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Justin M. Sher. The following case opening statistical information was erroneously selected/entered: County code Rockland. The following correction(s) have been made to your case entry: the County code has been modified to New York. (sj)
February 27, 2019 Opinion or Order Case Designated ECF. (sj)
February 27, 2019 Opinion or Order CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (sj)
February 27, 2019 Opinion or Order CASE REFERRED TO Judge Vincent L. Briccetti as possibly related to 7:18cv1168. (sj)
February 26, 2019 Opinion or Order Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 18-cv-11668. Document filed by Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Robert Jamieson.(Sher, Justin)
February 26, 2019 Opinion or Order Filing 2 CIVIL COVER SHEET filed. (Sher, Justin)
February 26, 2019 Opinion or Order Filing 1 COMPLAINT against Vania May Bell, Executive Compensation Planners, Inc., Hector A May, Securities America Advisors, Inc., Securities America, Inc.. (Filing Fee $ 400.00, Receipt Number ANYSDC-16409229)Document filed by Robert Jamieson(As Trustee for the Raymond David Jamieson Irrevocable Grandchildren's Trust), Judith Jamieson, Judith Jamieson(As Trustee for the Jamieson Family Foundation), Robert Jamieson.(Sher, Justin)

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Search for this case: Jamieson et al v. Securities America, Inc. et al
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Plaintiff: Judith Jamieson
Represented By: Justin M. Sher
Represented By: Allegra Ausilia Noonan
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Plaintiff: Robert Jamieson
Represented By: Justin M. Sher
Represented By: Allegra Ausilia Noonan
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Defendant: Hector A May
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Defendant: Securities America Advisors, Inc.
Represented By: Bruce Bettigole
Represented By: Francis Xavier Nolan, IV
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Defendant: Vania May Bell
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Defendant: Securities America, Inc.
Represented By: Bruce Bettigole
Represented By: Francis Xavier Nolan, IV
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Defendant: Executive Compensation Planners, Inc.
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