Zhou et al v. United States Securities and Exchange Commission et al
Plaintiff: Yue Zhou, Tao An, Zheng Hu, Yanming "Frank" Wang, Yuan Cao and Guangcao "Jack" Ji
Defendant: United States Securities and Exchange Commission, Gary Gensler, Richard R. Best and Vanessa Countryman
Case Number: 7:2021cv10600
Filed: December 10, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Philip M Halpern
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. § 1651 mn
Jury Demanded By: None
Docket Report

This docket was last retrieved on June 29, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 21, 2022 Filing 11 SUMMONS RETURNED EXECUTED. All Defendants. Service was made by MAIL. Document filed by Guangcao "Jack" Ji, Zheng Hu, Tao An, Yanming "Frank" Wang, Yue Zhou, Yuan Cao. (Attachments: #1 Proof of Service - Richard R. Best, #2 Proof of Service - Gary Gensler, #3 Proof of Service - Vanessa Countryman).(Brasky, Adam)
December 21, 2021 Filing 10 ELECTRONIC SUMMONS ISSUED as to Vanessa Countryman..(pc)
December 21, 2021 Filing 9 ELECTRONIC SUMMONS ISSUED as to United States Securities and Exchange Commission..(pc)
December 21, 2021 Filing 8 ELECTRONIC SUMMONS ISSUED as to Richard R. Best..(pc)
December 21, 2021 Filing 7 ELECTRONIC SUMMONS ISSUED as to Gary Gensler..(pc)
December 21, 2021 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Vanessa Countryman, re: #1 Complaint,,. Document filed by Tao An, Yuan Cao, Zheng Hu, Guangcao "Jack" Ji, Yanming "Frank" Wang, Yue Zhou..(Brasky, Adam)
December 21, 2021 Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to United States Securities and Exchange Commission, re: #1 Complaint,,. Document filed by Tao An, Yuan Cao, Zheng Hu, Guangcao "Jack" Ji, Yanming "Frank" Wang, Yue Zhou..(Brasky, Adam)
December 21, 2021 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Richard R. Best, re: #1 Complaint,,. Document filed by Tao An, Yuan Cao, Zheng Hu, Guangcao "Jack" Ji, Yanming "Frank" Wang, Yue Zhou..(Brasky, Adam)
December 21, 2021 Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Gary Gensler, re: #1 Complaint,,. Document filed by Tao An, Yuan Cao, Zheng Hu, Guangcao "Jack" Ji, Yanming "Frank" Wang, Yue Zhou..(Brasky, Adam)
December 21, 2021 ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Adam Michael Brasky to RE-FILE Document No. #1 Complaint,,. The filing is deficient for the following reason(s): the wrong event type was used to file the request for issuance of summons; Each summons must be filed separately. Or you can use one summons form and list each party on a separate rider;. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pc)
December 14, 2021 Filing 2 CIVIL COVER SHEET filed..(Brasky, Adam)
December 13, 2021 ***NOTICE TO ATTORNEY TO ELECTRONICALLY FILE CIVIL COVER SHEET. Notice to Attorney Adam Michael Brasky. Attorney must electronically file the Civil Cover Sheet. Use the event type Civil Cover Sheet found under the event list Other Documents. (gp)
December 13, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Philip M. Halpern. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(gp)
December 13, 2021 Case Designated ECF. (gp)
December 13, 2021 Magistrate Judge Paul E. Davison is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (gp)
December 10, 2021 Filing 1 COMPLAINT against Richard R. Best, Vanessa Countryman, Gary Gensler, United States Securities and Exchange Commission. (Filing Fee $ 402.00, Receipt Number ANYSDC-25454403)Document filed by Guangcao "Jack" Ji, Zheng Hu, Tao An, Yanming "Frank" Wang, Yue Zhou, Yuan Cao. (Attachments: #1 Exhibit A-C to the Complaint, #2 Summons - U.S. Securities and Exchange Commission, #3 Summons - Gary Gensler, #4 Summons - Richard R. Best, #5 Summon - Vanessa Countryman, #6 Civil Cover Sheet).(Brasky, Adam)

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Search for this case: Zhou et al v. United States Securities and Exchange Commission et al
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Plaintiff: Yue Zhou
Represented By: Adam Michael Brasky
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Plaintiff: Tao An
Represented By: Adam Michael Brasky
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Plaintiff: Zheng Hu
Represented By: Adam Michael Brasky
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Plaintiff: Yanming "Frank" Wang
Represented By: Adam Michael Brasky
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Plaintiff: Yuan Cao
Represented By: Adam Michael Brasky
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Plaintiff: Guangcao "Jack" Ji
Represented By: Adam Michael Brasky
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Defendant: United States Securities and Exchange Commission
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Defendant: Gary Gensler
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Defendant: Richard R. Best
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Defendant: Vanessa Countryman
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