Securities and Exchange Commission v. Danske Bank A/S
| Securities and Exchange Commission |
| Danske Bank A/S |
| 7:2022cv10509 |
| December 13, 2022 |
| US District Court for the Southern District of New York |
| Nelson Stephen Roman |
| Securities/Commodities |
| Plaintiff |
Docket Report
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Filing 11
ORDER granting #10 Motion for Amy. A. Sumner to Appear Pro Hac Vice. Clerk of Court is respectfully requested to terminate the motion at ECF No. 10. (Signed by Judge Nelson Stephen Roman on 2/10/2023) (ate)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #10 MOTION for Amy Alane Sumner to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (sac)
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Filing 10
MOTION for Amy Alane Sumner to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit Declaration of Amy A. Sumner, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Sumner, Amy)
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Filing 9
FINAL JUDGMENT AS TO DEFENDANT DANSKE BANK A/S: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: as further set forth herein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $178,600,000, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $55,800,000, for a total of $234,400,000. Payment of this amount shall be deemed satisfied by the entry of the December 13, 2022 order and judgment of forfeiture for $2,059,979,050 in United States v. Danske Bank A/S, No. 22-CR-679 (SDNY) and the entry of the December 14, 2022 confiscation order and criminal fine in the amount of $672,316,404 in Prosecution Service v. Danske Bank A/S (Denmark). The Court further imposes a civil penalty in the amount of $178,600,000 pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)]. Defendant shall satisfy these obligations by paying $178,600,000 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Defendant shall comply with all of the undertakings and agreements set forth therein. IV. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. V. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedures, the Clerk is order to enter this Final Judgment forthwith and without further notice. SO ORDERED. (Signed by Judge Nelson Stephen Roman on 12/16/2022) (kv) Transmission to Finance Unit (Cashiers) for processing.
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Filing 8
SETTLEMENT AGREEMENT and Consent of Danske Bank A/S. Document filed by Securities and Exchange Commission..(Combs, Tracy)
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Filing 7
PROPOSED CONSENT ORDER. Document filed by Securities and Exchange Commission..(Combs, Tracy)
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***NOTICE TO ATTORNEY REGARDING DEFICIENT PROPOSED JUDGMENT. Notice to attorney Tracy Combs to RE-FILE Document No. #3 Proposed Judgment. The filing is deficient for the following reason(s): the proposed document was not filed as a stand alone document. Re-file the document using the event type Proposed Judgment found under the event list Proposed Orders - file the Consent separately - select the correct filer/filers - attach the correct signed (scanned signature image) and dated PDF. (tp)
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Filing 6
LETTER addressed to Judge Nelson Stephen Roman from Tracy S. Combs dated December 14, 2022 re: Proposed Consent Judgment. Document filed by Securities and Exchange Commission..(Combs, Tracy)
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Filing 5
NOTICE OF APPEARANCE by Samuel W. Seymour on behalf of Danske Bank A/S..(Seymour, Samuel)
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Case Designated ECF. (sj)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Nelson Stephen Roman. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(sj)
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Tracy Schloss Combs. The following case opening statistical information was erroneously selected/entered: County code Albany. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (sj)
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Magistrate Judge Judith C. McCarthy is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sj)
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Filing 4
NOTICE OF APPEARANCE by Katherine Jane Stoller on behalf of Danske Bank A/S..(Stoller, Katherine)
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Filing 3
FILING ERROR - DEFICIENT DOCKET ENTRY - PROPOSED JUDGMENT. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit CONSENT OF DEFENDANT DANSKE BANK A/S).(Combs, Tracy) Proposed Judgment to be reviewed by Clerk's Office staff. Modified on 12/15/2022 (tp).
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Filing 2
CIVIL COVER SHEET filed..(Combs, Tracy)
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Filing 1
COMPLAINT against Danske Bank A/S. (Filing Fee $ 402.00.)Document filed by Securities and Exchange Commission..(Combs, Tracy)
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Tracy Schloss Combs |
| Represented By: | Amy A Sumner |
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| Defendant: Danske Bank A/S | |
| Represented By: | Katherine Jane Stoller |
| Represented By: | Samuel W. Seymour |
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