Taylor v. Principal Securities, Inc. et al
| Maxine Taylor |
| Principal Life Insurance Company, Principal Securities, Inc., KeyBank, N.A., KeyBank National Association and Principal Securities, Inc. doing business as Principal Life Insurance Company |
| 1:2021cv00314 |
| February 26, 2021 |
| US District Court for the Western District of New York |
| Lawrence J Vilardo |
| Insurance |
| 28 U.S.C. § 1332 |
| None |
Docket Report
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This docket was last retrieved on February 14, 2023. A more recent docket listing may be available from PACER.
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Filing 15
MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by KeyBank National Association. (Attachments: #1 Memorandum in Support, #2 Proposed Order)(Karamouzis, Andrew)
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Filing 14
TEXT ORDER: The stipulation extending KeyBank National Association's time to answer or otherwise respond, Docket Item #13 , is HEREBY SO ORDERED. Answer or other response due by 4/21/2021. SO ORDERED. Signed by Hon. Lawrence J. Vilardo on 4/14/2021. (MLA)
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Filing 13
STIPULATION Extending Time to Respond by KeyBank National Association. (Karamouzis, Andrew)
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Filing 12
MOTION to Dismiss All Claims Asserted Against Principal Life in the Amended Complaint by Principal Securities, Inc.. (Attachments: #1 Memorandum in Support, #2 Affidavit, #3 Text of Proposed Order)(Duffy, Colleen)
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Filing 11
ORDER granting #9 Motion for Pro Hac Vice Admission of Colleen M. Duffy. SO ORDERED. Issued by Hon. Lawrence J. Vilardo on 3/12/2021. (CMD)-CLERK TO FOLLOW UP-
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Filing 10
AMENDED COMPLAINT against All Defendants, filed by Maxine Taylor. (Attachments: #1 Certificate of Service)(Pynn, Matthew)
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Verified admission to the New Jersey State Bar for Attorney Colleen Mary Duffy. (MD)
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Filing 9
MOTION to appear pro hac vice admission of Colleen M. Duffy ( Filing fee $ 200 receipt number 0209-4181009.) by Principal Securities, Inc.. (Attachments: #1 Admission Petition Form, #2 Affidavit Admission Sponsor, #3 Attorney's Oath, #4 Civility Principles Oath, #5 Attorney Database and CM/ECF Registration form, #6 Proposed Order)(Baum, Theodore)
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Filing 8
Corporate Disclosure Statement by Principal Securities, Inc. identifying Corporate Parent Principal Financial Group, Inc., Other Affiliate Principal Securities, Inc., Other Affiliate Administradora de Fondos de Pensiones Cuprum S.A., Other Affiliate Brasilprev Seguros e Previdencia S.A., Other Affiliate CCB Principal Asset Management Co., Ltd., Other Affiliate Ciclic Corretora de Seguros S.A., Other Affiliate CIMB Wealth Advisors Berhad, Other Affiliate CIMB Wealth Advisors Berhad, Other Affiliate Claritas Administragao de Recursos Ltda., Other Affiliate Claritas Investments Ltd., Other Affiliate Delaware Charter Guarantee & Trust Company, Other Affiliate Diversified Dental Services, Inc., Other Affiliate Employers Dental Services, Inc., Other Affiliate Equity FC, Ltd., Other Affiliate Finisterre Capital LLP, Other Affiliate Finisterre Capital UK Limited, Other Affiliate Finisterre Holdings Limited, Other Affiliate Finisterre Malta Limited, Other Affiliate First Dental Health, Other Affiliate GAVI PREHC HC, LLC, Other Affiliate GAVI PREPI HC, LLC, Other Affiliate Hipotecaria Security Principal S.A., Other Affiliate INTERNOS Real Estate Limited, Other Affiliate Inversiones Cuprum Internacional S.A., Other Affiliate Liongate Capital Management LLP, Other Affiliate Liongate Limited, Other Affiliate Origin Asset Management LLP, Other Affiliate Petula Associates, LLC, Other Affiliate Petula Prolix Development Company, LLC, Other Affiliate PFG Do Brasil 2 Participacoes Ltda, Other Affiliate PFG Do Brasil 2 Participacoes Ltda, Other Affiliate PFG Do Brasil LTDA, Other Affiliate PGI Finisterre Holding Company Ltd, Other Affiliate PGI Origin Holding Company Ltd, Other Affiliate Post Advisory Group, LLC, Other Affiliate Preferred Product Network, Inc., Other Affiliate Principal Administradora General de Fondos S.A., Other Affiliate Principal Advised Services, LLC, Other Affiliate Principal Afore, S.A. De C.V., Principal Grupo Financiero, Other Affiliate Principal Ahorro e Inversiones S.A., Other Affiliate Principal Asia Pacific Investment Consulting (Beijing) Limited, Other Affiliate Principal Asset Management Berhad, Other Affiliate Principal Asset Management Company (Asia) Limited, Other Affiliate Principal Asset Management Company Limited, Other Affiliate Principal Asset Management Private Limited, Other Affiliate Principal Asset Management (S) Pte. Ltd., Other Affiliate Principal Asset Management (S) Pte. Ltd., Other Affiliate Principal Bank, Other Affiliate Principal Chile Limitada, Other Affiliate Principal Commercial Acceptance, LLC, Other Affiliate Principal Commercial Funding, LLC, Other Affiliate Principal Compania de Seguros de Vida Chile S.A., Other Affiliate Principal Consulting (India) Private Limited, Other Affiliate Principal Corporate Secretarial Services Limited, Other Affiliate Principal Dental Services, Inc., Other Affiliate Principal Development Investors, L.L.C., Other Affiliate Principal Enterprise Capital, LLC, Other Affiliate Principal Enterprise Services (India) LLP, Other Affiliate Principal Financial Group (Mauritius) Ltd, Other Affiliate Principal Financial Group, S.A. de C.V., Grupo Financiero, Other Affiliate Principal Financial Services Asia (UK) Ltd, Other Affiliate Principal Financial Services III (UK) Ltd, Other Affiliate Principal Financial Services II (UK) Ltd, Other Affiliate Principal Financial Services II (US), LLC, Other Affiliate Principal Financial Services I (UK) LLP, Other Affiliate Principal Financial Services I (UK) LLP, Other Affiliate Principal Financial Services I (US), LLC, Other Affiliate Principal Financial Services IV (UK) LLP, Other Affiliate Principal Financial Services Latin America Ltd, Other Affiliate Principal Financial Services VI (UK) Ltd, Other Affiliate Principal Financial Services V (UK) Ltd, Other Affiliate Principal Fondos de Inversion, S.A. de C.V., Operadora de Fondos de Inversion, Principal Grupo Financiero, Other Affiliate Principal Funds Distributor, Inc., Other Affiliate Principal Generation Plant, LLC, Other Affiliate Principal Global Financial Services (Europe) II Ltd, Other Affiliate Principal Global Financial Services (Europe) Ltd, Other Affiliate Principal Global Investors Asia (UK) Ltd, Other Affiliate Principal Global Investors (Australia) Limited, Other Affiliate Principal Global Investors (Australia) Service Company Pty Ltd, Other Affiliate Principal Global Investors (EU) Limited, Other Affiliate Principal Global Investors (Europe) Limited, Other Affiliate Principal Global Investors Holding Company, LLC, Other Affiliate Principal Global Investors Holding Company (US), LLC, Other Affiliate Principal Global Investors (Hong Kong) Limited, Other Affiliate Principal Global Investors (Ireland) Limited, Other Affiliate Principal Global Investors (Japan) Ltd., Other Affiliate Principal Global Investors, LLC, Other Affiliate Principal Global Investors Participacoes, LTDA, Other Affiliate Principal Global Investors (Singapore) Limited, Other Affiliate Principal Global Investors (Switzerland) GmbH, Other Affiliate Principal Global Investors Trust Company, Other Affiliate Principal Global Services (Philippines) LLC, Other Affiliate Principal Global Services Private Limited, Other Affiliate Principal Holding Company Chile S.A., Other Affiliate Principal Holding Company, LLC, Other Affiliate Principal Innovations, Inc., Other Affiliate Principal Insurance Company (Hong Kong) Limited, Other Affiliate Principal International (Asia) Limited, Other Affiliate Principal International Asia (UK) Ltd, Other Affiliate Principal International de Chile S.A., Other Affiliate Principal International Holding Company, LLC, Other Affiliate Principal International India (UK) Ltd, Other Affiliate Principal International Latin America Ltd., Other Affiliate Principal International, LLC, Other Affiliate Principal International Mexico, LLC, Other Affiliate Principal International South America II Ltd., Other Affiliate Principal International South America II Ltd., Agenda en Chile, Other Affiliate Principal International South America I Ltd., Other Affiliate Principal International (South Asia) Sdn. Bhd., Other Affiliate Principal Investment & Retirement Services Limited, Other Affiliate Principal Investors Corporation, Other Affiliate Principal Islamic Asset Management Sdn. Bhd., Other Affiliate Principal Life Insurance Company of Iowa, Other Affiliate Principal Mexico Servicios, S.A. de C.V., Other Affiliate Principal National Life Insurance Company, Other Affiliate Principal Nominee Company (Hong Kong) Limited, Other Affiliate Principal Real Estate B.V., Other Affiliate Principal Real Estate Europe Limited, Other Affiliate Principal Real Estate Fund Investors, LLC, Other Affiliate Principal Real Estate GmbH, Other Affiliate Principal Real Estate Holding Company, LLC, Other Affiliate Principal Real Estate Investors, LLC, Other Affiliate Principal Real Estate Kapitalverwaltungsgesellschaft mbH, Other Affiliate Principal Real Estate Limited, Other Affiliate Principal Real Estate Portfolio, Inc., Other Affiliate Principal Real Estate S. r.l., Other Affiliate Principal Real Estate SAS, Other Affiliate Principal Real Estate S.L., Other Affiliate Principal Real Estate Spezialfondsgesellschaft mbH, Other Affiliate Principal Reinsurance Company of Delaware, Other Affiliate Principal Reinsurance Company of Delaware II, Other Affiliate Principal Reinsurance Company of Vermont, Other Affiliate Principal Retirement Advisors Private Limited, Other Affiliate Principal Seguros, S.A. De C.V., Principal Grupo Financiero, Other Affiliate Principal Servicios Corporativos Chile Ltda., Other Affiliate Principal Servicios de Administracion S.A., Other Affiliate Principal Shareholder Services, Inc., Other Affiliate Principal Trust Company (Asia) Limited, Other Affiliate Principal Trust Company (Bermuda) Limited, Other Affiliate Principal Trust Company (Hong Kong) Limited, Other Affiliate Principal Trustee Company Private Limited, Other Affiliate PT Principal Asset Management, Other Affiliate PT Principal International Indonesia, Other Affiliate RobustWealth, Inc., Other Affiliate SAMI Brokerage LLC, Other Affiliate Spectrum Asset Management, Inc., Other Affiliate Veloxiti Commercial Contracting, Inc., Other Affiliate Principal Life Insurance Company, Other Affiliate Principal Financial Group, Inc., Other Affiliate Principal Financial Services, Inc. for Principal Securities, Inc... (Baum, Theodore)
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Filing 7
TEXT ORDER: The stipulation to amend caption, complaint, and time to answer, Docket Item #6 , is HEREBY SO ORDERED. The plaintiff shall file an amended complaint by March 12, 2021; the defendants shall answer or otherwise respond to the amended complaint by April 9, 2021. SO ORDERED. Signed by Hon. Lawrence J. Vilardo on 3/5/2021. (MLA)
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Filing 6
STIPULATION to amend caption, complaint, and time to answer pleadings by Principal Securities, Inc.. (Bahl, Siddharth)
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Notice of Availability of Magistrate Judge: A United States Magistrate of this Court is available to conduct all proceedings in this civil action in accordance with 28 U.S.C. 636c and FRCP 73. The Notice, Consent, and Reference of a Civil Action to a Magistrate Judge form (AO-85) is available for download at #http://www.uscourts.gov/services-forms/forms. (KM)
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AUTOMATIC REFERRAL to Mediation The ADR Plan is available for download at #http://www.nywd.uscourts.gov/alternative-dispute-resolution.(KM)
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Case assigned to Hon. Lawrence J. Vilardo. Notification to chambers of on-line civil opening. (KM)
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Filing 5
CONTINUATION OF EXHIBITS by KeyBank, N.A.. Exhibit C - Index of State Court Action filed by KeyBank, N.A.. (Karamouzis, Andrew)
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Filing 4
NOTICE of Appearance by Theodore M. Baum on behalf of Principal Life Insurance Company (Baum, Theodore)
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E-Filing Notification re #1 NOTICE OF REMOVAL. Filing attorney is directed to file an Index identifying each document filed and/or served in the state court action, pursuant to LR 81(a)(3)(A). Please file the Index using the Continuation of Exhibits event, located in the Responses and Replies category. No judge assignment will be made until filing is entered on the docket. (KM)
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Filing 3
AFFIDAVIT of Service for Affidavit of Service Notice of Removal served on Christopher Privateer, Esq. on 02/26/21, filed by KeyBank, N.A.. (Karamouzis, Andrew)
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Filing 2
Corporate Disclosure Statement by KeyBank, N.A. identifying Corporate Parent KeyCorp for KeyBank, N.A... (Karamouzis, Andrew)
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Filing 1
NOTICE OF REMOVAL by KeyBank, N.A. from NY Supreme, Niagara County, case number E173278/2020. (Filing fee $ 402 receipt number 0209-4166106), filed by KeyBank, N.A.. (Attachments: #1 Exhibit A - Summons & Complaint, #2 Exhibit B - Consent to Remove, #3 Civil Cover Sheet)(Karamouzis, Andrew)
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