Securities and Exchange Commission v. Wheeler et al
| Securities and Exchange Commission |
| Christopher Wheeler, Otcstockexchange.com and North Coast Advisors, Inc. |
| 6:2011cv06169 |
| April 6, 2011 |
| US District Court for the Western District of New York |
| Rochester Office |
| XX US, Outside State |
| Charles J. Siragusa |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 78 |
| None |
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Filing
74
DECISION AND ORDER granting in part and denying in part 58 Motion ; granting in part and denying in part 61 Motion for Default Judgment. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Wheeler is liable for $3,012,747.56 in disgorgement, $681,808.51 in prejudgment interest for ill-gotten gains accumulated through his activities, and $3,012,747.56 in civil penaltiestotaling $6,707,303.63. IT IS FURTHER ORDERED that Website is joint and severally liable for the combined $3,694,556.07 in disgorgement and prejudgment interest for which Wheeler is liable. IT IS FURTHER ORDERED that North Coast, is liable for $390,000 in disgorgement and $78,830.18 in prejudgment interestdistinct from the aforementioned relief from Wheeler and Websitetotaling $468,830.18. Signed by Hon. Charles J. Siragusa on 9/27/14. (KAP)
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Filing
73
-CLERK TO FOLLOW UP- ORDER OF RECUSAL. Hon. Elizabeth A. Wolford recused. Clerk's office to reassign case. Signed by Hon. Elizabeth A. Wolford on 2/21/14. (CDH)
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Filing
35
DECISION AND ORDER denying 22 Motion to Stay. ORDERED, that Wheelers unopposed application to extend the deadline for filing an answer is granted. Defendants answer is due by October 14, 2011.Signed by Hon. Charles J. Siragusa on 10/7/11. (KAP)
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