Securities and Exchange Commission v. City of Rochester, New York et al
| Securities and Exchange Commission |
| City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci and Richard Tortora |
| 6:2022cv06273 |
| June 14, 2022 |
| US District Court for the Western District of New York |
| Elizabeth A Wolford |
| Securities/Commodities |
| 28 U.S.C. § 1331 Fed. Question: Securities Violation |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 15, 2024. A more recent docket listing may be available from PACER.
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Filing 14
CONTINUATION OF EXHIBITS by Capital Markets Advisors, LLC, Richard Ganci, Richard Tortora. to #13 MOTION to appear pro hac vice on behalf of Robert Knuts ( Filing fee $ 200 receipt number ANYWDC-4648653.) Notice of Motion and Motion to appear pro hac vice filed by Capital Markets Advisors, LLC, Richard Ganci, Richard Tortora. (Attachments: #1 Affidavit in Support of Robert Knuts' Application to appear pro hac vice)(Ghotbi, Kathryn)
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E-Filing Notification: #13 MOTION to appear pro hac vice. Action Required. Filer must file a Motion and a Sponsoring Affidavit using the (Continuation of Exhibits) event. (KM)
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Filing 13
MOTION to appear pro hac vice on behalf of Robert Knuts ( Filing fee $ 200 receipt number ANYWDC-4648653.) by Capital Markets Advisors, LLC, Richard Ganci, Richard Tortora.(Ghotbi, Kathryn)
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Filing 12
NOTICE of Appearance by Kathryn Elise Ghotbi on behalf of Capital Markets Advisors, LLC, Richard Ganci, Richard Tortora (Ghotbi, Kathryn)
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Filing 11
TEXT ORDER granting #10 consent request for extension of time. Defendants the City of Rochester and Rosiland Brooks-Harris shall respond to the complaint on or before October 14, 2022. SO ORDERED. Signed by Hon. Elizabeth A. Wolford on 07/28/2022. (CAL)
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Filing 10
MOTION for Extension of Time to File Response/Reply as to #1 Complaint, Without Objection by Rosiland Brooks-Harris, City of Rochester, New York.(Feldman, Brian)
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Filing 9
NOTICE of Appearance by Laura Kelley Schwalbe on behalf of Rosiland Brooks-Harris, City of Rochester, New York (Schwalbe, Laura)
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Filing 8
NOTICE of Appearance by Brian Marc Feldman on behalf of Rosiland Brooks-Harris, City of Rochester, New York (Feldman, Brian)
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Filing 7
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Rosiland Brooks-Harris waiver sent on 6/16/2022, answer due 8/15/2022. (Hansen, Eugene)
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Filing 6
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. City of Rochester, New York waiver sent on 6/14/2022, answer due 8/15/2022. (Hansen, Eugene)
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Filing 5
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Richard Tortora waiver sent on 6/14/2022, answer due 8/15/2022. (Hansen, Eugene)
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Filing 4
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Richard Ganci waiver sent on 6/14/2022, answer due 8/15/2022. (Hansen, Eugene)
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Filing 3
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Capital Markets Advisors, LLC waiver sent on 6/14/2022, answer due 8/15/2022. (Hansen, Eugene)
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Filing 2
Summons Issued as to Rosiland Brooks-Harris, Capital Markets Advisors, LLC, City of Rochester, New York, Richard Ganci, Richard Tortora. (TMK)
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Case Assigned to Hon. Elizabeth A. Wolford. Notification to Chambers of on-line civil case opening. (TMK)
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AUTOMATIC REFERRAL to Mediation The ADR Plan is available for download at #http://www.nywd.uscourts.gov/alternative-dispute-resolution.(TMK)
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Notice of Availability of Magistrate Judge: A United States Magistrate of this Court is available to conduct all proceedings in this civil action in accordance with 28 U.S.C. 636c and FRCP 73. The Notice, Consent, and Reference of a Civil Action to a Magistrate Judge form (AO-85) is available for download at #http://www.uscourts.gov/services-forms/forms. (TMK)
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Filing 1
COMPLAINT against All Defendants, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Summons (City of Rochester), #3 Summons (Brooks-Harris), #4 Summons (Capital Markets Advisors, LLC), #5 Summons (Ganci), #6 Summons (Tortora))(Hansen, Eugene)
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