Securities and Exchange Commission v. Brennan et al
Plaintiff: Securities and Exchange Commission
Defendant: James Hugh Brennan, III, Douglas Albert Dyer, Broad Street Ventures, LLC, Carole Johnston Brennan and Alison F Dyer
Case Number: 1:2016cv00307
Filed: July 20, 2016
Court: US District Court for the Eastern District of Tennessee
Office: Chattanooga Office
County: Hamilton
Presiding Judge: Susan K Lee
Presiding Judge: Travis R McDonough
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
February 6, 2017 Opinion or Order Filing 136 ORDER granting 123 129 Motions to Withdraw as Attorney. Attorney Gerald H Summers; Frank A Lightmas, Jr and Marya L Schalk terminated. Signed by Magistrate Judge Susan K Lee on 2/6/2017. (SAC, )Order mailed to James Brennan, III, Douglas Dyer, Carole Brennan,Alison Dyer and Broad Street Ventures, LLC.
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Plaintiff: Securities and Exchange Commission
Represented By: Pat Huddleston, II
Represented By: M. Graham Loomis
Represented By: Robert F Schroeder
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Defendant: James Hugh Brennan, III
Represented By: Frank A Lightmas, Jr
Represented By: Gerald H Summers
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Defendant: Douglas Albert Dyer
Represented By: Frank A Lightmas, Jr
Represented By: Gerald H Summers
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Defendant: Broad Street Ventures, LLC
Represented By: Frank A Lightmas, Jr
Represented By: Gerald H Summers
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Defendant: Carole Johnston Brennan
Represented By: G. David Johnston
Represented By: Gerald H Summers
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Defendant: Alison F Dyer
Represented By: Gerald H Summers
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