Securities and Exchange Commission v. Landoak Securities, LLC et al
| Securities and Exchange Commission |
| Landoak Securities, LLC, Patrick L. Martin and Michael A Atkins |
| 3:2008cv00209 |
| May 22, 2008 |
| US District Court for the Eastern District of Tennessee |
| Securities/Commodities Office |
| Knox |
| H Bruce Guyton |
| Thomas W Phillips |
| None |
| U.S. Government Plaintiff |
| 7:6(b) Federal Commodity Exchange Regulation |
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The following documents for this case are available for you to view or download:
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Filing
42
ORDER accepting in whole 41 the magistrate judge's Report and Recommendation and granting in part and denying in part 34 the Securities and Exchange Commission's Motion to Impose a Civil Penalty Against Patrick L. Mart in. The motion is GRANTED to the extent that a civil penalty is IMPOSED against Defendant Patrick L. Martin in the amount of $30,000.00, and DENIED to the extent that it requests a civil penalty greater than $30,000.00 be imposed against Defendant Martin. Signed by District Judge Thomas W Phillips on December 1, 2011. (AYB)
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Filing
33
JUDGMENT as to Defendants LandOak Securities, LLC and Patrick L. Martin. Signed by District Judge Thomas W Phillips on March 28, 2011. (AYB)
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Filing
18
FINAL JUDGMENT as to defendant Michael A. Atkins and re 17 Stipulation whereby defendant shall pay a civil penalty in the amount of $25,000 pursuant to Section 209(e) of the Investment Advisers Act of 1940 as set forth more fully in this Order. Signed by District Judge Thomas W Phillips on August 10, 2009. (copy mailed to Mr. Atkins) (AYB)
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