Dick v. Financial Industry Regulatory Authority, Inc.
| Steven Lee Dick |
| Financial Industry Regulatory Authority, Inc. |
| 3:2021cv00522 |
| July 8, 2021 |
| US District Court for the Middle District of Tennessee |
| William L Campbell |
| Alistair Newbern |
| Other Statutes: Arbitration |
| 09 U.S.C. ยง 0009 |
| None |
Docket Report
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This docket was last retrieved on August 9, 2021. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 13 ENTRY OF JUDGMENT re: #12 Order, Terminate Motions. (kc) |
| ***Civil Case Terminated per Order #12 . (kc) |
Filing 12
ORDER: There being no opposition to confirmation of the Arbitration Award, the Court herby CONFIRMS the Arbitration Award attached to the Petition. Judgment is hereby entered confirming the Arbitration Award. This Order constitutes Judgment in this case. Signed by District Judge William L. Campbell, Jr on 8/6/2021. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(kc)
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| Filing 11 Unopposed MOTION for Entry of Order Confirming Arbitration Award by Steven Lee Dick. (Attachments: #1 Exhibit A - Arbitration Award)(White, Matthew) |
| Filing 10 NOTICE by Steven Lee Dick of Respondent's Non-opposition to Petition for Confirmation of Arbitration Award (Attachments: #1 Exhibit A - FINRA Letter)(White, Matthew) |
| Filing 9 SUMMONS returned executed on 7/18/2021 re Financial Industry Regulatory Authority, Inc. by Steven Lee Dick. (White, Matthew) Modified on 7/28/2021 (kc). |
| Filing 8 NOTICE by Steven Lee Dick of Filing Index of Exhibits to the Petition for Confirmation of Arbitration Award (White, Matthew) |
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Filing 7
ORDER: This case is REFERRED to the Magistrate Judge for customized case management in accordance with Local Rule 16.01 and 28 U.S.C. 636(b)(1)(A). Lead counsel for the parties shall attend the initial case management conference. Signed by District Judge William L. Campbell, Jr on 7/13/2021. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(kc)
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| Filing 6 Summons issued as to Financial Industry Regulatory Authority, Inc. (Service copies returned to counsel by regular mail.) (kc) |
| Filing 5 NOTICE of Initial Case Management Conference by Telephone is set for 9/8/2021 at 10:30 AM before Magistrate Judge Alistair Newbern. (kc) |
| Filing 4 NOTICE/INFORMATION regarding Consent of the Parties to the Magistrate Judge. (kc) |
| Filing 3 NOTICE of Business Entity Disclosure Statement filing requirement. (kc) |
| Filing 2 NOTICE OF ADMINISTRATIVE ORDER NO. 217 to parties re obligation of counsel to keep Court apprised of current contact information. (kc) |
| NOTICE TO FILER re DE#1 : Counsel failed to include the mandatory description of the attached exhibits. Counsel is directed to file a notice that lists each exhibit with a brief description. (kc) |
| Filing 1 PETITION FOR CONFIRMATION OF ARBITRATION AWARD against Financial Industry Regulatory Authority, Inc. (Filing fee $402, Receipt number 06503406185), filed by Steven Lee Dick. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Attachment - Civil Cover Sheet)(kc) Modified on 7/12/2021 (kc). |
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| Plaintiff: Steven Lee Dick | |
| Represented By: | Matthew G. White |
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| Defendant: Financial Industry Regulatory Authority, Inc. | |
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