Althaus v. Broderick et al
Plaintiff: Sandra J. Althaus
Defendant: David L. Broderick and WBB Securities
Case Number: 1:2015cv00164
Filed: December 31, 2015
Court: US District Court for the District of Utah
Office: Northern Office
County: Weber
Presiding Judge: Jill N. Parrish
Presiding Judge: Brooke C. Wells
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 28 U.S.C. ยง 1441
Jury Demanded By: None

Available Case Documents

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Date Filed Document Text
July 22, 2016 Opinion or Order Filing 18 MEMORANDUM DECISION granting 6 Motion to Dismiss for Failure to State a Claim. Althaus federal and state securities law claims are barred by the statute of repose to the extent they allege violations occurring prior to June 30, 201 0. The court also GRANTS WBB Securities motion to dismiss the fifth and eighth causes of action because they have not been pled with the requisite particularity. But the court grants Althaus motion to amend in order to plead her fraud claims with particularity as required by Rule 9(b). Althaus is given leave to file an amended complaint no later than August 5, 2016. Signed by Judge Jill N. Parrish on 7/22/16. (jlw)
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Plaintiff: Sandra J. Althaus
Represented By: Gregory S. Moesinger
Represented By: Shawn T. Richards
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Defendant: David L. Broderick
Represented By: John D. Richards, III
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Defendant: WBB Securities
Represented By: Greg M. Newman
Represented By: Mark W. Pugsley
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