Securities and Exchange Commission v. Swensen, Stephen Romney The Estate of et al
| Securities and Exchange Commission |
| Estate of Stephen Romney Swensen, The, Crew Capital Group, Wendy Swensen, Saria C Rodriguez, WS Family IP, Wingman, Swensen Capital and Swensen, Stephen Romney The Estate of |
| 1:2022cv00135 |
| October 14, 2022 |
| US District Court for the District of Utah |
| Dustin B Pead |
| Securities/Commodities |
| 15 U.S.C. § 0077 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on January 29, 2024. A more recent docket listing may be available from PACER.
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Filing 16
NOTICE - This case is assigned to a magistrate judge. Under 28 U.S.C. 636(c) and Fed. R. Civ. P. 73, you are hereby notified that a magistrate judge for the District of Utah may conduct any or all proceedings in this case, including a jury or bench trial and entry of a final judgment. Exercise of this jurisdiction by the magistrate judge is permitted only if all parties voluntarily sign and return the form. To consent, return the Consent Form to the clerk's office within 21 days via email at consents@utd.uscourts.gov or mail at the address on the form and place Attention: Consent Clerk on the envelope. Please do not e-file the Consent Form in the case. Notice e-mailed or mailed to Defendants Crew Capital Group, Saria C Rodriguez, Wendy Swensen, Swensen Capital, Swensen, Stephen Romney The Estate of, WS Family IP, Wingman, Plaintiff Securities and Exchange Commission. Form due by 12/20/2022. (alf)
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Filing 15
NOTICE OF ADR, e-mailed or mailed to Defendants Crew Capital Group, Saria C Rodriguez, Wendy Swensen, Swensen Capital, Swensen, Stephen Romney The Estate of, WS Family IP, Wingman, Plaintiff Securities and Exchange Commission. (alf)
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Filing 14
ANSWER to Complaint by Saria C Rodriguez filed by Saria C Rodriguez.(Malouf, Raymond)
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Filing 13
NOTICE of Appearance by Raymond N Malouf on behalf of Saria C Rodriguez (Malouf, Raymond)
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Filing 12
SUMMONS Returned Executed by Securities and Exchange Commission as to Saria C Rodriguez served on 11/6/2022, answer due 11/28/2022. (Fronk, Casey)
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Filing 11
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to WS Family IP Waiver sent on 10/19/2022, answer due 12/19/2022. (Fronk, Casey)
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Filing 10
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to Wingman Waiver sent on 10/19/2022, answer due 12/19/2022. (Fronk, Casey)
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Filing 9
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to Swensen Capital Waiver sent on 10/19/2022, answer due 12/19/2022. (Fronk, Casey)
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Filing 8
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to Wendy Swensen Waiver sent on 10/19/2022, answer due 12/19/2022. (Fronk, Casey)
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Filing 7
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to Crew Capital Group Waiver sent on 10/19/2022, answer due 12/19/2022. (Fronk, Casey)
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Filing 6
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to Swensen, Stephen Romney The Estate of Waiver sent on 10/19/2022, answer due 12/19/2022. (Fronk, Casey)
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Filing 5
Summons Issued Electronically as to Saria C Rodriguez. Instructions to Counsel:1. Click on the document number.2. If you are prompted for an ECF login, enter your 'Attorney' login to CM/ECF.3. Print the issued summons for service. (haa)
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Filing 4
ORDER TO PROPOSE SCHEDULE - Plaintiff must propose a schedule to defendant in the form of a draft Attorney Planning Meeting Report within twenty-one (21) days after any defendant has been served or any defendant has appeared, unless any party is appearing pro se. See order for additional instructions. Signed by Magistrate Judge Dustin B. Pead on 10/18/2022. (alf)
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Filing 3
Plaintiff's MOTION for Preliminary Injunction and Memorandum in Support filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit A Declaration and Exhibits of Amir Salimi, #2 Exhibit B Declaration of Joni Ostler, #3 Exhibit B Exhibits of Declaration of Joni Ostler, #4 Text of Proposed Order PROPOSED ORDER for PRELIMINARY INJUCTION, ASSET FREEZE, and OTHER PRELIMINARY RELIEF)(Fronk, Casey)
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Filing 2
COMPLAINT against All Defendants No Filing Fee filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet Civil Cover Sheet) Assigned to Magistrate Judge Dustin B. Pead (Fronk, Casey)
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Filing 1
Case has been indexed and assigned to Magistrate Judge Dustin B. Pead. Plaintiff Securities and Exchange Commission is directed to E-File the Complaint and cover sheet (found under Complaints and Other Initiating Documents) by the end of the business day. Filing Fee waived (USA)NOTE: The court will not have jurisdiction until the opening document is electronically filed and the filing fee paid in the CM/ECF system. Civil Summons may be issued electronically. Prepare the summons using the courts #PDF version and email it to utdecf_clerk@utd.uscourts.gov for issuance. (ks)
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