Morris v. Knox Capital Group et al
| Shad Morris |
| Knox Capital Group, Geneos Wealth Managment, Geneos Wealth Advisors, Ryan Day, Brodie Barnes and Financial Industry Regulatory Authority |
| 2:2010cv01209 |
| December 6, 2010 |
| US District Court for the District of Utah |
| Central Office |
| Washington |
| Dee Benson |
| Securities/Commodities |
| 28 U.S.C. § 1331 Fed. Question |
| None |
Docket Report
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This docket was last retrieved on February 26, 2020. A more recent docket listing may be available from PACER.
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Filing 40
ORDER granting #38 MOTION to Reopen Case to Include Additional Party and foran Order of Expungement. IT IS THEREFORE ORDERED that this case shall be reopened for the limited purpose of naming Financial Industry Regulatory Authority in order to seek an order of expungement. IT IS FURTHER ORDERED that FINRA shall expunge all references to Occurrence No. 1540195 from Mr. Barnes CRD record. Signed by Judge Dee Benson on 2/26/2020. (jds)
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| Filing 39 STIPULATION re #38 MOTION to Reopen Case and Memorandum in Support to Include Additoinal Party, and for Expungement by Financial Industry Regulatory Authority. (Attachments: #1 Text of Proposed Order)(Sansom, Stephen) |
| Filing 38 MOTION to Reopen Case and Memorandum in Support to Include Additoinal Party, and for Expungement filed by Defendant Brodie Barnes. Attorney Thomas E. Stamos added to party Brodie Barnes(pty:dft)(Stamos, Thomas) |
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Filing 37
ORDER granting #36 Motion to Dismiss. Case Closed. Signed by Judge Dee Benson on 10/24/13. (jlw)
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| Filing 36 STIPULATION of Dismissal with Prejudice by Shad Morris. (Attachments: #1 Text of Proposed Order Order of Dismissal with Prejudice)(Ascione, Patrick) Modified on 10/28/2013 by changing from stipulation to stipulated motion(jlw). |
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Filing 35
ORDER TO SHOW CAUSE- Plaintiffs are directed to respond in writing within 15 days from the date of this order and inform the Court of the status of the case and intentions to proceed. Failure to do so will result in dismissal of the case. Signed by Judge Dee Benson on 10/2/13. (jlw)
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| Filing 34 EXHIBITS filed by Shad Morris re #33 Amended Complaint. (Ascione, Patrick) |
| Filing 33 AMENDED COMPLAINT against All Defendants., filed by Shad Morris. (Ascione, Patrick) |
| Filing 32 Plaintiff's MEMORANDUM in Support re #31 Plaintiff's MOTION to Amend/Correct 1st Amended Complaint filed by Plaintiff Shad Morris. (Ascione, Patrick) |
| Filing 31 Plaintiff's MOTION to Amend/Correct 1st Amended Complaint filed by Plaintiff Shad Morris. (Ascione, Patrick) |
| Filing 30 REPLY to Response to Motion re #16 MOTION to Dismiss filed by Defendant Ryan Day. (Slaughter, David) |
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Filing 29
ORDER granting #28 Motion for Extension of Time to File Response/Reply re #16 MOTION to Dismiss. Responses due by 7/6/2011. Signed by Judge Dee Benson on 7/5/2011. (rlr)
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| Filing 28 MOTION for Extension of Time to File Response/Reply as to #16 MOTION to Dismiss filed by Defendant Ryan Day. (Attachments: #1 Text of Proposed Order)(Slaughter, David) |
| Filing 27 REPLY to Response to Motion re #13 MOTION to Dismiss of Defendants Geneos Wealth Management, Inc., Geneos Wealth Advisors, LLC Knox Capital Group, Inc. and Brodie Barnes filed by Defendants Brodie Barnes, Geneos Wealth Advisors, Geneos Wealth Managment, Knox Capital Group. (Attachments: #1 Exhibit D (Part 1) January 24, 2007 Private Placement Memorandum, #2 Exhibit D (Part 2) January 24, 2007 Private Placement Memorandum, #3 Exhibit D (Part 3) January 24, 2007 Private Placement Memorandum)(Scofield, David) |
| Filing 26 Supplemental MEMORANDUM in Opposition re #13 MOTION to Dismiss of Defendants Geneos Wealth Management, Inc., Geneos Wealth Advisors, LLC Knox Capital Group, Inc. and Brodie Barnes filed by Plaintiff Shad Morris. (Attachments: #1 Exhibit Exhibit 1)(Ascione, Patrick) |
| Filing 25 MEMORANDUM in Opposition re #16 MOTION to Dismiss filed by Plaintiff Shad Morris. (Ascione, Patrick) |
| Filing 24 MEMORANDUM in Opposition re #13 MOTION to Dismiss of Defendants Geneos Wealth Management, Inc., Geneos Wealth Advisors, LLC Knox Capital Group, Inc. and Brodie Barnes filed by Plaintiff Shad Morris. (Attachments: #1 Exhibit 1)(Ascione, Patrick) |
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Filing 23
ORDER granting #22 Motion for Extension of Time. Plaintiff may have an extension of time through and including 6/17/2011 to file a response to the Motion to Dismiss. Signed by Judge Dee Benson on 6/10/2011. (rlr)
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| Filing 22 Stipulated MOTION for Extension of Time Memo in opposition to Motion to Dismiss filed by Plaintiff Shad Morris. (Attachments: #1 Text of Proposed Order Proposed Order)(Ascione, Patrick) |
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Filing 21
ORDER granting #18 Motion for Admission Pro Hac Vice of Rusty D. Miller for Ryan Day. Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at http://www.utd.uscourts.gov. Signed by Judge Dee Benson on 5/20/2011. (rlr)
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Filing 20
ORDER granting #19 Motion for Admission Pro Hac Vice of Reza D. Rismani for Ryan Day. Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at http://www.utd.uscourts.gov. Signed by Judge Dee Benson on 5/20/2011. (rlr)
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| Filing 19 MOTION for Admission Pro Hac Vice of Reza D. Rismani, Registration fee $ 15, receipt number 1088-1354866, filed by Defendant Ryan Day. (Attachments: #1 Exhibit A - Application of Rismani, #2 Exhibit B - ECF Registration of Rismani, #3 Text of Proposed Order)(Slaughter, David) |
| Filing 18 MOTION for Admission Pro Hac Vice of Rusty D. Miller, Registration fee $ 15, receipt number 1088-1354860, filed by Defendant Ryan Day. (Attachments: #1 Exhibit A - Application of Miller, #2 Exhibit B - ECF Registration of Miller, #3 Text of Proposed Order)(Slaughter, David) |
| Filing 17 MEMORANDUM in Support re #16 MOTION to Dismiss filed by Defendant Ryan Day. (Slaughter, David) |
| Filing 16 MOTION to Dismiss filed by Defendant Ryan Day. (Slaughter, David) |
| Filing 15 NOTICE of Appearance by David W. Slaughter on behalf of Ryan Day (Slaughter, David) |
| Filing 14 MEMORANDUM in Support re #13 MOTION to Dismiss of Defendants Geneos Wealth Management, Inc., Geneos Wealth Advisors, LLC Knox Capital Group, Inc. and Brodie Barnes filed by Defendants Brodie Barnes, Geneos Wealth Advisors, Geneos Wealth Managment, Knox Capital Group. (Attachments: #1 Exhibit Private Placement Memorandum, #2 Exhibit Contract, #3 Exhibit Subscription Agreement, #4 Appendix)(Scofield, David) |
| Filing 13 MOTION to Dismiss of Defendants Geneos Wealth Management, Inc., Geneos Wealth Advisors, LLC Knox Capital Group, Inc. and Brodie Barnes filed by Defendants Geneos Wealth Advisors, Geneos Wealth Managment. (Attachments: #1 Text of Proposed Order)(Scofield, David) |
| Filing 12 CERTIFICATE OF SERVICE by Shad Morris re #11 Amended Complaint (Ascione, Patrick) |
| Filing 11 AMENDED COMPLAINT against All Defendants., filed by Shad Morris. (Ascione, Patrick) |
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Filing 10
ORDER granting #9 Motion to Amend/Correct. Plaintiff shall file an Amended Complaint on 4/21/2011 and all Defendants shall answer or otherwise respond on 5/12/2011. Signed by Judge Dee Benson on 4/4/2011. (rlr)
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| Filing 9 Stipulated MOTION to Amend/Correct Complaint And For Extension of Time for All Defendants to Respond filed by Defendants Brodie Barnes, Geneos Wealth Advisors, Geneos Wealth Managment, Knox Capital Group. (Attachments: #1 Exhibit A; Proposed Order Granting Stipulated Motion For Leave to File Amended Complaint and For Extension of Time as to All Defendants)(Scofield, David) |
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Filing 8
ORDER granting #7 Motion for Extension of Time to Answer re #2 Complaint,. Answer deadline updated for Brodie Barnes answer due 4/4/2011; Ryan Day answer due 4/4/2011; Geneos Wealth Advisors answer due 4/4/2011; Geneos Wealth Managment answer due 4/4/2011; Knox Capital Group answer due 4/4/2011. Signed by Judge Dee Benson on 3/28/2011. (rlr)
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| Filing 7 Stipulated MOTION for Extension of Time to File Answer filed by Defendants Brodie Barnes, Geneos Wealth Advisors, Geneos Wealth Managment, Knox Capital Group. (Attachments: #1 Exhibit A; [Proposed] Order Granting Stipulated Motion For Extension Of Time as to All Defendants)(Scofield, David) |
| Filing 6 WAIVER OF SERVICE Returned Executed filed by Shad Morris as to Geneos Wealth Advisors Waiver sent on 1/26/2011, answer due 3/28/2011. (Ascione, Patrick) |
| Filing 5 WAIVER OF SERVICE Returned Executed filed by Shad Morris as to Geneos Wealth Managment Waiver sent on 1/26/2011, answer due 3/28/2011. (Ascione, Patrick) |
| Filing 4 WAIVER OF SERVICE Returned Executed filed by Shad Morris as to Knox Capital Group Waiver sent on 1/26/2011, answer due 3/28/2011. (Ascione, Patrick) |
| Filing 3 WAIVER OF SERVICE Returned Executed filed by Shad Morris as to Brodie Barnes Waiver sent on 1/26/2011, answer due 3/28/2011. (Ascione, Patrick) |
| Filing 2 COMPLAINT against Brodie Barnes, Ryan Day, Geneos Wealth Advisors, Geneos Wealth Managment, Knox Capital Group (Filing fee $ 350, receipt number 1088-1248532), filed by Shad Morris. (Attachments: #1 Civil Cover Sheet) Assigned to Judge Dee Benson (Ascione, Patrick) |
| Filing 1 Case has been indexed and assigned to Judge Dee Benson. Plaintiff Shad Morris is directed to E-File the Complaint and cover sheet (found under Complaints and Other Initiating Documents) and pay the filing fee of $ 350 by the end of the business day.NOTE: The court will not have jurisdiction until the opening document is electronically filed and the filing fee paid in the CM/ECF system. Civil Summons may be issued electronically. Prepare the summons using the courts #PDF version and email it to utdecf_clerk@utd.uscourts.gov for issuance. (jlw) |
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