US Securities and Exchange Commission v. TKO Farms
| US Securities and Exchange Commission |
| TKO Farms |
| 2:2021cv00216 |
| April 8, 2021 |
| US District Court for the District of Utah |
| Howard C Nielson |
| Cecilia M Romero |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on May 6, 2021. A more recent docket listing may be available from PACER.
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Filing 9
REPORT AND RECOMMENDATIONS re #2 Petition to Enforce Administrative Subpoena: Magistrate Judge recommends that Petition be granted and TKO Farms be ordered to comply with the subpoena. Signed by Magistrate Judge Cecilia M. Romero on 5/6/21 (alt)
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| Filing 8 Minute Entry for proceedings held before Magistrate Judge Cecilia M. Romero: Show Cause Hearing held on 05/05/2021 re #5 Order to Show Cause. Court hears from both parties. Court takes matter under advisement and will issue its Report and Recommendation in short order. Attorneys for Petitioner: Tracy Combs, Casey Fronk. Attorney for Respondent: Loren Washburn. (Start Time: 3:00 PM End Time: 3:25 PM; Court Reporter: ZOOM). (mas) |
| Filing 7 NOTICE of Appearance by D. Loren Washburn on behalf of TKO Farms (Washburn, D.) |
| Filing 6 WAIVER OF SERVICE Returned Executed filed by US Securities and Exchange Commission as to TKO Farms Waiver sent on 4/9/2021, answer due 6/8/2021. (Fronk, Casey) |
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Filing 5
ORDER TO SHOW CAUSE why an Order Compelling Compliance with the Administrative Subpoena should not be granted: Show Cause Hearing set for 5/5/2021 at 03:00 PM via Zoom before Magistrate Judge Cecilia M. Romero. Proof of service completed shall be filed with the Clerk as soon as practicable. Signed by Magistrate Judge Cecilia M. Romero on 4/19/21 (alt)
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Filing 4
DOCKET TEXT ORDER - Docket entry entered on April 15, 2021, stating that this case is no longer referred was entered in error. This case remains referred to Magistrate Judge Cecilia M. Romero. See Dkt. No. 3 . Referral is hereby changed from 28 U.S.C. 636(b)(1)(A) to 28 U.S.C. 636(b)(1)(B). Magistrate Judge Romero to handle case up to and including R&R on all dispositive matters. SO ORDERED. Signed by Judge Howard C. Nielson, Jr on 4/16/2021. (jwt)
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| Case no longer referred to Magistrate Judge Cecilia M. Romero. (mlp) |
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Filing 3
DOCKET TEXT ORDER REFERRING CASE to Magistrate Judge Cecilia M. Romero under 28:636 (b)(1)(A), Magistrate to hear and determine all nondispositive pretrial matters. No attached document. Signed by Judge Howard C. Nielson, Jr on 4/12/21. (dla)
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| Filing 2 PETITION to Enforce Administrative Subpoena. Fee waived filed by US Securities and Exchange Commission. (Attachments: #1 Exhibit A - Declaration of James J. Thibodeau, #2 Civil Cover Sheet, #3 Text of Proposed Order) Assigned to Judge Howard C. Nielson, Jr (Fronk, Casey) |
| Filing 1 Case has been indexed and assigned to Judge Howard C. Nielson, Jr. Petitioner US Securities and Exchange Commission is directed to E-File the Petition to Enforce Administrative Subpoena and cover sheet (found under Complaints and Other Initiating Documents) by the end of the business day. Filing Fee waived (USA)NOTE: The court will not have jurisdiction until the opening document is electronically filed and the filing fee paid in the CM/ECF system. (nmt) |
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| Respondent: TKO Farms | |
| Represented By: | D. Loren Washburn |
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| Petitioner: US Securities and Exchange Commission | |
| Represented By: | Tracy Schloss Combs |
| Represented By: | Casey Fronk |
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