Securities and Exchange Commission v. Digital Licensing et al
| Securities and Exchange Commission |
| Digital Licensing a Wyoming corporation doing business as Debt Box, Jason R. Anderson, Jacob S Anderson, Schad E Brannon, Roydon B Nelson, James E Franklin, Western Oil Exploration, Ryan Bowen, IX Global, Joseph A Martinez, Benjamin F Daniels, Mark W Schuler, B&B Investment Group a Utah limited liability company doing business as Core 1 Crypto, Travis A Flaherty, Alton O Parker, BW Holdings a Utah limited liability company doing business as Fair Project, Brendan J Stangis, Matthew D Fritzsche, Archer Drilling, Business Funding Solutions, Blox Lending, Calmfritz Holdings, Calmes & Co, Flaherty Enterprises, IX Ventures FZCO, Purdy Oil, The Gold Collective and UIU Holdings |
| Josias N. Dewey |
| 2:2023cv00482 |
| July 26, 2023 |
| US District Court for the District of Utah |
| Dustin B Pead |
| Robert J Shelby |
| Securities/Commodities |
| 15 U.S.C. § 0077 Securities Fraud |
| None |
Docket Report
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This docket was last retrieved on March 18, 2024. A more recent docket listing may be available from PACER.
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Filing 162
RESPONSE to Motion re #144 MOTION to Clarify Receivership Order , #125 Plaintiff's MOTION to Clarify Receivership Order re #10 Order on Motion to Appoint Receiver, (Opposition to The SEC's and Receiver's Motions to Clarify Temporary Receivership Order) filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Exhibit 1 - BFS - Articles of Incorp, #2 Exhibit 2 - BLOX - Articles of Organization - BLOX Lending LLC-3, #3 Exhibit 3 - BLOX - Operating Agreement -- BLOX Lending LLC Executed, #4 Exhibit 4 - DCH #1) 17 MAY_DLI_CORPORATE RESOLUTION_vAppt of Consultant, #5 Exhibit 5 - DCH #2) 31 MAY_Digital Commodity Software House (FZE) Formation Licsence, #6 Exhibit 6 - DCH #3) 31 MAY_DLI_CORPORATE RESOLUTION_vTransfer of Shares, #7 Exhibit 7 - DCH #6) 14 OCT_DLI_DCSH_CORPORATE RESOLUTION_vRe-Transfer of Shares, #8 Exhibit 8 - TGC - Formation Documents, #9 Exhibit 9 - UIU - 2023-09-18 11-26, #10 Exhibit 10 - Ignis Energy - Formation Documents, #11 Exhibit 11 - Ignis Loan Document, #12 Exhibit 12 - Intellectual Property MOU, #13 Exhibit 13 - BFS - Operating Agreement, #14 Exhibit 14 - TGC Resolution 4-10-2023)(Ross, David)
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Filing 161
STATUS REPORT Temporary Receiver's Interim Status Report by Josias N. Dewey. (Attachments: #1 Exhibit 1 - Complaint, #2 Exhibit 2 - Counterclaim, #3 Exhibit 3 - August 14 Email, #4 Exhibit 4 - August 17 Letter, #5 Exhibit 5 - Magee Email, #6 Exhibit 6 - BLM Shutdowns, #7 Exhibit 7 - BLM Lease Denial)(McNeill, Jason)
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Filing 160
Motions No Longer Referred: #159 MOTION to Amend/Correct #121 Temporary Restraining Order (Dissolve) (mjm)
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Filing 159
MOTION to Amend/Correct #121 Temporary Restraining Order (Dissolve) filed by Defendant Matthew D Fritzsche. Motions referred to Dustin B. Pead.(Grundvig, Adam)
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Filing 158
NOTICE OF ZOOM HEARING ON MOTION re: #145 MOTION to Amend/Correct #121 Temporary Restraining Order(Dissolve) Temporary Restraining Order Filed by Defendants Travis A Flaherty, IX Global, Joseph A Martinez AND #132 MOTION to Amend/Correct (Dissolve) #121 Temporary Restraining Order, MOTION to Appoint New Receiver filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. : (Notice generated by Mary Jane McNamee) ZOOM Motion Hearing set for 10/6/2023 at 01:00 PM (MST) in US District Court-SLCU *virtual Court Via Zoom Conference* before Judge Robert J. Shelby. ZOOM information will be emailed to counsel. (mjm)
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Filing 157
ORDER granting #149 Motion for Admission Pro Hac Vice of Attorney Jeffrey D. Brooks for Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 9/18/23 (alt)
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Filing 156
ORDER granting #155 Stipulated Motion for Temporary Order Re: Defendant Matthew D. Fritzsche's Living Expenses. Signed by Judge Robert J. Shelby on 9/20/23 (alt)
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Filing 155
Stipulated MOTION for Temporary Order Regarding Defendant Matthew D. Fritzsche's Living Expenses filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Regarding Living Expenses) Motions referred to Dustin B. Pead.(Welsh, Michael)
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Filing 154
NOTICE of Appearance by Katherine E. Pepin on behalf of B&B Investment Group (Pepin, Katherine)
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Filing 153
NOTICE of Appearance by Thomas A. Brady on behalf of B&B Investment Group (Brady, Thomas)
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Filing 152
NOTICE of Appearance by Keith M. Woodwell on behalf of B&B Investment Group (Woodwell, Keith)
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Filing 151
Minute Entry for proceedings held before Judge Robert J. Shelby: Status Conference held via ZOOM on 9/18/2023. The parties updated the court on their meet and confer. The parties will inform the court if they need another status conference scheduled for 5:00 p.m. September 19. The court discussed procedures and expectations for the preliminary injunction hearing. Briefing on the Motions to Dissolve, docket entry #132 and #145 is no longer stayed, and the court set the following schedule. The SEC must respond to both Motions to Dissolve no later than September 27, 2023. Replies if any are due October 3, 2023. The court will hold a ZOOM hearing on the Motions to Dissolve on October 6, 2023 at 1:00 p.m. (MST). The Receiver must respond to the relevant portions of the first Motion to Dissolve, docket entry #132 no later than September 27, 2023. The Receiver need not respond to the request to substitute for local counsel. A Reply if any is due October 3, 2023. Defendants who wish to seek relief similar to the relief sought in the Motions to Dissolve should file an appropriate filing no later than September 20, 2023. See DUCivR 7-1(a)(7). Counsel for SEC: Casey Fronk. Counsel for Defendants The Gold Collective, Blox Lending, Business Funding Solutions, UIU Holdings, Jason R. Anderson, Jacob S. Anderson, Schad E. Brannon, and Roydon B. Nelson: Jeffrey D. Brooks and Alexander R. Yarm; Counsel for Defendants Benjamin F. Daniels, Mark W. Schuler, Alton O. Parker, BW Holdings: Keith M. Woodwell; Counsel for Defendants iX Global, Joseph A. Martinez, Travis A. Flaherty, and Flaherty Enterprises: Romaine C. Marshall and Jose A. Abarca; Counsel for Defendant Brendan J. Stangis: Brennan J. Curtis; Counsel for Defendant Matthew D. Fritzsche: Adam Lee Grundvig; Counsel for Defendant Ryan Bowen: Emily Brinn Nuvan. Counsel for Receiver: Jessica B. Magee and Jason A. McNeill. Court reporter: Kelly Hicken.(mjm)
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Filing 150
NOTICE of SUPPLEMENTAL AUTHORITY by Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings re #132 MOTION to Amend/Correct (Dissolve) #121 Temporary Restraining Order MOTION to Appoint New Receiver (Gottlieb, Jason)
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Filing 149
MOTION for Admission Pro Hac Vice of Jeffrey D. Brooks , Registration fee $ 50, receipt number AUTDC-4812950,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Text of Proposed Order Granting PHV Admission of J. Brooks)(Lewis, Matthew)
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Filing 148
**SEALED DOCUMENT** filed by Defendant Matthew D FritzscheNOTE: Filer is instructed to serve the sealed document on all other parties.. (Grundvig, Adam)
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Filing 147
Minute entry for proceedings held before Judge Robert J. Shelby: Status Conference held via ZOOM on 9/15/2023. Counsel appear via Zoom. The court and counsel discuss possible briefing and hearing schedules. The court set the following schedule. By next Friday, September 22, the parties will meet and confer and agree upon what will be completed during expedited discovery. The court will hold a hearing every day at 5:00 p.m. September 18-22 where the parties will report on their progress and raise issues they would like the court to address. The hearings will be noticed daily, and the parties may inform the court if the daily meeting is unnecessary. Expedited discovery will occur September 22 through October 6. On October 13, the SEC will file its opening brief in support of a motion for preliminary injunction. Any opposition to the motion will be due October 20. The SECs reply, if any, will be due October 25. The court will hold a preliminary injunction hearing on October 30. The court GRANTED an oral motion to extend time for Defendants to respond to the Motions to Clarify the Receivership docket entry #125 ; docket entry #144 . Defendants may jointly respond to both Motions on or before September 22, 2023. The court also GRANTED an oral motion to extend time for Defendants to respond to the Complaint. Defendants may file answers or other responses to the Complaint on or before October 6, 2023. To promote judicial efficiency, all Defendants agreed Romaine C. Marshall will serve as coordinating counsel for Defendants not represented by Morrison Cohen LLP (i.e., all Defendants besides Digital Licensing, Jason Anderson, Jacob Anderson, Schad Brannon, and Roydon Nelson). Briefing on the Receivers Motion for Contempt/Sanctions, docket entry #138 will continue on a normal briefing schedule. Briefing is STAYED on the Motions to Dissolve, docket entry #132 ; docket entry #145 . The court will review the Motions to Dissolve and inform the parties how it plans to proceed on those Motions. Jason P. Gottlieb requested modifications to the TRO. Concerning business expenses, Mr. Gottlieb agreed to work with the Receiver. Concerning other requests, the court invited counsel to submit additional information for the court to review in camera. Counsel for SEC: Michael Edward Welsh and Casey Fronk. Counsel for Defendants Blox Lending, Business Funding Solutions, UIU Holdings, Jason R. Anderson, Jacob S. Anderson, Schad E. Brannon, and Roydon B. Nelson: Jason P. Gottlieb, David E. Ross, Alexander R. Yarm, and local counsel Matthew R. Lewis; Counsel for Defendants IX Global, Joseph A. Martinez, Travis A. Flaherty, and Flaherty Enterprises: Romaine C. Marshall and Jose A. Abarca; Counsel for Defendant Brendan J. Stangis: Brent R. Baker; Counsel for Matthew D. Fritzsche: Adam Lee Grundvig; Counsel for Defendant Ryan Bowen: Emily Brinn Nuvan; Counsel for Defendants Benjamin F. Daniels, Mark W. Schuler, Alton O. Parker, and BW Holdings: Thomas A. Brady and Katherine E. Pepin; Counsel for Receiver: Jessica B. Magee and Jason A. McNeill. Court reporter: Kelly Hicken.(mjm)
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Filing 146
Motions No Longer Referred: #145 MOTION to Amend/Correct #121 Temporary Restraining Order (Dissolve) Temporary Restraining Order, #144 MOTION to Clarify Receivership Order (mjw)
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Filing 145
MOTION to Amend/Correct #121 Temporary Restraining Order (Dissolve) Temporary Restraining Order filed by Defendants Travis A Flaherty, IX Global, Joseph A Martinez. (Attachments: #1 Exhibit Declaration of Joseph Martinez, #2 Exhibit A to Declaration of Joseph Martinez, #3 Exhibit B to Declaration of Joseph Martinez, #4 Exhibit C to Declaration of Joseph Martinez) Motions referred to Dustin B. Pead.(Abarca, Jose)
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Filing 144
MOTION to Clarify Receivership Order filed by Receiver Josias N. Dewey. (Attachments: #1 Exhibit A - Second Dewey Declaration, #2 Text of Proposed Order Granting Motion to Clarify) Motions referred to Dustin B. Pead.(McNeill, Jason)
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Filing 143
ORDER granting #141 Motion for Leave to File Asset Accounting Document Under Seal. Signed by Magistrate Judge Dustin B. Pead on 9/14/23 (alt)
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Filing 142
Motions No Longer Referred: #138 MOTION for Contempt Sanctions to be Entered against Jason R. Anderson, Jacob S. Anderson, Schad E. Brannon, and Roydon B. Nelson (mjw)
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Filing 141
Stipulated MOTION for Leave to File Sealed Document Asset Accounting filed by Defendant Matthew D Fritzsche. (Attachments: #1 Text of Proposed Order) Motions referred to Dustin B. Pead.(Grundvig, Adam)
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Filing 140
ORDER granting #137 Stipulated MOTION for Extension of Time to File Answer re #1 Complaint. Answer deadline updated for Ryan Bowen - answer due 10/6/2023. Signed by Magistrate Judge Dustin B. Pead on 9/14/23 (alt)
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Filing 139
STATUS REPORT Temporary Receiver's First Status Report by Josias N. Dewey. (McNeill, Jason)
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Filing 138
MOTION for Contempt/Sanctions to be Entered against Defendants Jason R. Anderson, Jacob S. Anderson, Schad E. Brannon, and Roydon B. Nelson filed by Receiver Josias N. Dewey. (Attachments: #1 Exhibit 1 - August 7 Email, #2 Exhibit 2 - August 9 Email, #3 Exhibit 3 - August 11 Email, #4 Exhibit 4 - August 19 Letter, #5 Exhibit 5 - August 21 Email, #6 Exhibit 6 - August 22 Email Redacted, #7 Exhibit 7 - August 22 Email, #8 Exhibit 8 - August 29 Email, #9 Exhibit 9 - Counterclaim, #10 Exhibit 10 - ATLA Settlement Statement and Note, #11 Exhibit 11 - Archer Drilling Resolution, #12 Exhibit 12 - Commercial Mortgage, #13 Exhibit 13 - August 17 Letter to Receiver, #14 Exhibit 14 - Notice of Foreclosure) Motions referred to Dustin B. Pead.(McNeill, Jason) Modified on 9/14/2023: updated motion relief to "Sanctions" (alt)
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Filing 137
Stipulated MOTION for Extension of Time to File Answer re #1 Complaint,, filed by Defendant Ryan Bowen. (Attachments: #1 Text of Proposed Order) Motions referred to Dustin B. Pead.(Windham, Maria)
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Filing 136
TEMPORARY RESTRAINING ORDER. Signed by Judge Robert J. Shelby on 9/12/23 (alt)
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Filing 135
NOTICE of Appearance by Emily Brinn Nuvan on behalf of Ryan Bowen (Nuvan, Emily)
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Filing 134
NOTICE OF HEARING: (Notice generated by Mary Jane McNamee) ZOOM Status Conference set for 9/15/2023 at 10:00 AM in US District Court-SLCU *virtual Court Via Zoom Conference* before Judge Robert J. Shelby. The court anticipates setting a briefing and hearing schedule re: the Motion to Dissolve, docket entry #132 . ZOOM Information will be emailed to counsel. (mjm)
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Filing 133
ORDER REFERRING CASE to Magistrate Judge Dustin B. Pead under 28:636 (b)(1)(A), Magistrate Judge to hear and determine all nondispositive pretrial matters. No attached document. Signed by Judge Robert J. Shelby on 9/12/2023. (mjm)
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Filing 132
MOTION to Amend/Correct (Dissolve) #121 Temporary Restraining Order and Memorandum in Support, MOTION to Appoint (New) Receiver and Memorandum in Support filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Exhibit 1 - DEBT-lite-paper, #2 Exhibit 2 - Ex parte TRO hearing SEC V DIGITAL7-28-23, #3 Exhibit 3 - Bank Closure Documents, #4 Exhibit 4 - Declaration of Emily Tabor-Eads, #5 Exhibit 5 - Composite - Corporate Resolution, Formation License, #6 Exhibit 6 - DLI - FLEET RFEG press release, #7 Exhibit 7 -Mining Magazine FLEET_RFEG_Press Release, #8 Exhibit 8 - DLI - Brannon memo re replacement, #9 Exhibit 9 - Renegade Pitchbook, #10 Exhibit 10 - Declaration of Derrick Hope, #11 Exhibit 11 - SEC v. DLI Letter to SEC re ordinary course payments, #12 Exhibit 12 -Declaration of Jason Saetrum, #13 Exhibit 13 - Handwritten threat (redacted), #14 Exhibit 14 - DEBT Market Cap Calculations, #15 Exhibit 15 - SEC Subpoena Gordan L Anderson, #16 Exhibit 16 - 2023-08-23 Letter DEBT Box Receiver to Saetrum, #17 Exhibit 17 - RE MC+HK Call email, #18 Exhibit 18 - Part 2 -August 17th Letter to Receiver, #19 Exhibit 19 - RE_ SEC v. Digital Licensing, #20 Exhibit 20 - RE_ SEC v. Digital Licensing Inc., et al., #21 Exhibit 21 - RE_ SEC v. Digital Licensing - Urgent Call, #22 Exhibit Ex. 22 - RE_ SEC v. Digital Licensing - Urgent Call)(Gottlieb, Jason) Modified on 9/12/2023: corrected entry text and motion relief (alt)
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Filing 131
NOTICE OF DEFICIENCY re #130 Memorandum in Opposition to Motion. The document Memorandum in Opposition has been stricken, filed using the wrong event. The clerk requests the filer of the original document to refile the pleading as a new motion. The new pleading will receive a new document number on the docket. (nl)
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Modification of Docket re #132 MOTION to Amend/Correct (Dissolve) #121 Temporary Restraining Order MOTION to Appoint New Receiver. Error: Motion was linked incorrectly and second relief should not have been "Miscellaneous Relief". Correction: Entry corrected to link only to current #121 TRO, second motion relief corrected to "Appoint Receiver" with the word "New" added for clarification, and entry text edited to to remove incorrectly added text repeating title of document. (alt)
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Filing 130
STRICKEN-PARTIES TO DISREGARD MEMORANDUM in Opposition re #119 Stipulated MOTION For Temporary Order Regarding Defendant Jason R. Anderson, Jacob S. Anderson, Schad E. Brannon, and Roydon B. Nelson's Living Expenses, #109 Stipulated MOTION For Temporary Order Regarding Defendant Ryan Bowen's Living Expenses , #110 Stipulated MOTION for Temporary Order Regarding Defendant Travis Flaherty's Living Expenses ( Defendants' Motion to Dissolve Temporary Restraining Order and Modify Temporary Receivership Order to Appoint a New Receiver; and Memorandum of Law in Support Thereof Expeditious Consideration Requested) filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Exhibit 1 - DEBT-lite-paper, #2 Exhibit 2 - Ex parte TRO hearing SEC V DIGITAL7-28-23, #3 Exhibit 3 - Bank Closure Documents, #4 Exhibit 4 - Declaration of Emily Tabor-Eads, #5 Exhibit 5 - Composite - Corporate Resolution, Formation License, #6 Exhibit 6 - DLI - FLEET RFEG press release, #7 Exhibit 7 -Mining Magazine FLEET_RFEG_Press Release, #8 Exhibit 8 - DLI - Brannon memo re replacement, #9 Exhibit 9 - Renegade Pitchbook, #10 Exhibit 10 - Declaration of Derrick Hope, #11 Exhibit 11 - SEC v. DLI Letter to SEC re ordinary course payments, #12 Exhibit 12 -Declaration of Jason Saetrum, #13 Exhibit 13 - Handwritten threat (redacted), #14 Exhibit 14 - DEBT Market Cap Calculations, #15 Exhibit 15 - SEC Subpoena Gordan L Anderson, #16 Exhibit 16 - 2023-08-23 Letter DEBT Box Receiver to Saetrum, #17 Exhibit 17 - RE MC+HK Call email, #18 Exhibit 18 - Part 2 -August 17th Letter to Receiver, #19 Exhibit 19 - RE_ SEC v. Digital Licensing, #20 Exhibit 20 - RE_ SEC v. Digital Licensing Inc., et al., #21 Exhibit 21 - RE_ SEC v. Digital Licensing - Urgent Call, #22 Exhibit 22 - RE_ SEC v. Digital Licensing - Urgent Call)(Gottlieb, Jason) Modified on 9/12/2023 stricken, 131 Notice of Deficiency filed, attorney to file using correct motion event(nl).
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Filing 129
ORDER granting #128 Motion for Temporary Order Re: Joseph A. Martinez and iX Global LLC Living Expenses. Signed by Judge Robert J. Shelby on 9/6/23 (alt)
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Filing 128
Stipulated MOTION For Temporary Order Regarding Defendants Joseph A. Martinez and IX Global, LLC Living Expenses filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Regarding Living Expenses)(Welsh, Michael)
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Filing 127
NOTICE of Appearance by Katherine E. Pepin on behalf of BW Holdings, Benjamin F Daniels, Alton O Parker, Mark W Schuler (Pepin, Katherine)
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Filing 126
NOTICE of Appearance by Thomas A. Brady on behalf of BW Holdings, Benjamin F Daniels, Alton O Parker, Mark W Schuler (Brady, Thomas)
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Filing 125
Plaintiff's MOTION to Clarify Receivership Order re #10 Order on Motion to Appoint Receiver, and Memorandum in Support filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit A - J. Dewey Declaration, #2 Exhibit 1-17 to J. Dewey Decl., #3 Exhibit 18-33 to J. Dewey Decl., #4 Exhibit B - Letter re Business Payments, #5 Text of Proposed Order Proposed Amended Temporary Receivership Order)(Welsh, Michael)
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Filing 124
ORDER granting #123 Motion for Extension of Time to Answer re #1 Complaint. Ryan Bowen may file his answer or other responsive pleading on or before September 13, 2023. Signed by Judge Robert J. Shelby on 08/30/2023. (jl)
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Filing 123
Stipulated MOTION for Extension of Time to File Answer re #1 Complaint,, filed by Defendant Ryan Bowen. (Attachments: #1 Text of Proposed Order Proposed Order)(Windham, Maria)
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Filing 122
NOTICE of Appearance by Keith M. Woodwell on behalf of BW Holdings, Benjamin F Daniels, Alton O Parker, Mark W Schuler (Woodwell, Keith)
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Filing 121
TEMPORARY RESTRAINING ORDER. Signed by Judge Robert J. Shelby on 08/29/2023. (jl)
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Filing 120
TEMPORARY ORDER REGARDING LIVING EXPENSES re #119 Motion For Temporary Order. Signed by Judge Robert J. Shelby on 08/29/2023. (jl)
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Filing 119
Stipulated MOTION For Temporary Order Regarding Defendant Jason R. Anderson, Jacob S. Anderson, Schad E. Brannon, and Roydon B. Nelson's Living Expenses filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Regarding Living Expenses)(Welsh, Michael)
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Filing 118
DOCKET TEXT ORDER granting #115 Motion for Leave to File Sealed Document: Based on the parties' stipulation and good cause appearing, the court GRANTS the Motion and orders the document at issue ( #117 ) shall remain sealed. Signed by Judge Robert J. Shelby on 08/29/2023. No attached document. (jl)
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Filing 117
**SEALED DOCUMENT** re #115 Stipulated MOTION for Leave to File Sealed Document Supplemental Asset Accounting for Defendants IX Global LLC, #116 Notice of Filing filed by Defendant IX Global NOTE: Filer is instructed to serve the sealed document on all other parties.. (Abarca, Jose)
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Filing 116
NOTICE OF FILING of REDACTED Supplemental Asset Accounting re #115 Stipulated MOTION for Leave to File Sealed Document Supplemental Asset Accounting for Defendants IX Global LLC filed by Defendant IX Global. (Abarca, Jose)
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Filing 115
Stipulated MOTION for Leave to File Sealed Document Supplemental Asset Accounting for Defendants IX Global LLC filed by Defendant IX Global. (Attachments: #1 Text of Proposed Order)(Abarca, Jose)
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Filing 114
ORDER granting #108 Motion for Extension of Time to Answer re Complaint. The Defendants and Relief Defendants listed in the order shall have until September 22, 2023 to file their answer or otherwise respond to the complaint filed in this matter. Signed by Judge Robert J. Shelby on 08/28/2023. (jl)
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Filing 113
ORDER Regarding Defendant Travis Flaherty's Living Expenses re #110 Motion. Signed by Judge Robert J. Shelby on 08/28/2023. (jl)
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Filing 112
Temporary ORDER Regarding Defendant Ryan Bowen's Living Expenses re #109 Motion. Signed by Judge Robert J. Shelby on 08/28/2023. (jl)
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Filing 111
**RESTRICTED DOCUMENT** NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Zoom Status Conference held on 07/28/2023 before Judge Robert J. Shelby. Court Reporter/Transcriber KELLY BROWN HICKEN, RPR, RMR, Telephone number 801-521-7238. NOTICE RE REDACTION OF TRANSCRIPTS: Within 7 business days of this filing, each party shall inform the Court, by filing a Notice of Intent to Redact, of the parties intent to redact personal data identifiers from the electronic transcript of the court proceeding. To redact additional information a Motion to Redact must be filed. The policy and forms are located on the court's website at www.utd.uscourts.gov. Please read this policy carefully. If no Notice of Intent to Redact is filed within the allotted time, this transcript will be made electronically available on the date set forth below. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/15/2023. Redacted Transcript Deadline set for 10/6/2023. Release of Transcript Restriction set for 11/27/2023. (jl)
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Filing 110
Stipulated MOTION for Temporary Order Regarding Defendant Travis Flaherty's Living Expenses filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Temporary Order Regarding Living Expenses)(Welsh, Michael)
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Filing 109
Stipulated MOTION For Temporary Order Regarding Defendant Ryan Bowen's Living Expenses filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Temporary Order Regarding Living Expenses)(Welsh, Michael)
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Filing 108
MOTION for Extension of Time to File Answer and Memorandum in Support filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Text of Proposed Order Text of Proposed Order)(Lewis, Matthew)
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Filing 107
ORDER granting #106 Motion for Extension of Time to Answer re #1 Complaint. Defendant Matthew Fritzsche may file his answer or other responsive pleading on or before September 15, 2023. Signed by Judge Robert J. Shelby on 08/24/2023. (jl)
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Filing 106
Stipulated MOTION for Extension of Time to File Answer re #1 Complaint,, and Memorandum in Support filed by Defendant Matthew D Fritzsche. (Attachments: #1 Text of Proposed Order) Attorney Adam Lee Grundvig added to party Matthew D Fritzsche(pty:dft)(Grundvig, Adam)
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Filing 105
ORDER granting #104 Motion for Extension of Time to Answer re #1 Complaint. Defendant Ryan Bowen may file his answer or other responsive pleading on or before August 30, 2023. Signed by Judge Robert J. Shelby on 08/23/2023. (jl)
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Filing 104
Stipulated MOTION for Extension of Time to File Answer re #1 Complaint,, filed by Defendant Ryan Bowen. (Attachments: #1 Text of Proposed Order)(Toth, Justin)
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Filing 103
ORDER granting #92 Motion for Extension of Time to Answer re #1 Complaint. Defendant Brendan J. Stangis may file his answer or other responsive pleading on or before September 22, 2023. Signed by Judge Robert J. Shelby on 08/22/2023. (jl)
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Filing 102
DOCKET TEXT ORDER granting #97 Motion for Leave to File Sealed Document. Based on the parties' stipulation and good cause appearing, the court GRANTS the Motion and orders the documents at issue ( #98 , #99 , #100 , #101 ) shall remain sealed. Signed by Judge Robert J. Shelby on 08/23/2023. No attached document. (jl)
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Filing 101
**SEALED DOCUMENT** re #93 Notice of Filing, #97 Stipulated MOTION for Leave to File Sealed Document Asset Accountings filed by Defendant Jacob S AndersonNOTE: Filer is instructed to serve the sealed document on all other parties.. (Lewis, Matthew)
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Filing 100
**SEALED DOCUMENT** re #94 Notice of Filing, #97 Stipulated MOTION for Leave to File Sealed Document Asset Accountings filed by Defendant Jason R. AndersonNOTE: Filer is instructed to serve the sealed document on all other parties.. (Lewis, Matthew)
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Filing 99
**SEALED DOCUMENT** re #96 Notice of Filing, #97 Stipulated MOTION for Leave to File Sealed Document Asset Accountings filed by Defendant Roydon B NelsonNOTE: Filer is instructed to serve the sealed document on all other parties.. (Lewis, Matthew)
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Filing 98
**SEALED DOCUMENT** re #95 Notice of Filing, #97 Stipulated MOTION for Leave to File Sealed Document Asset Accountings filed by Defendant Schad E BrannonNOTE: Filer is instructed to serve the sealed document on all other parties.. (Lewis, Matthew)
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Filing 97
Stipulated MOTION for Leave to File Sealed Document Asset Accountings filed by Defendants Jacob S Anderson, Jason R. Anderson, Schad E Brannon, Roydon B Nelson. (Attachments: #1 Text of Proposed Order Granting Stipulated Motion for Leave to File the Accountings of Jason Anderson, Jacob Anderson, Schad Brannon, and Roydon Nelson Under Seal)(Lewis, Matthew)
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Filing 96
NOTICE OF FILING of Accounting of Assets for Roydon B. Nelson filed by Defendant Roydon B Nelson. (Attachments: #1 Exhibit A - Accounting of Assets re Roydon Nelson (Redacted))(Lewis, Matthew)
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Filing 95
NOTICE OF FILING of Accounting of Assets for Schad E. Brannon filed by Defendant Schad E Brannon. (Attachments: #1 Exhibit A - Accounting of Assets re Schad Brannon (Redacted))(Lewis, Matthew)
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Filing 94
NOTICE OF FILING of Accounting of Assets for Jason R. Anderson filed by Defendant Jason R. Anderson. (Attachments: #1 Exhibit A - Accounting of Assets re Jason Anderson (Redacted))(Lewis, Matthew)
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Filing 93
NOTICE OF FILING of Accounting of Assets for Jacob S. Anderson filed by Defendant Jacob S Anderson. (Attachments: #1 Exhibit A - Accounting of Assets re Jacob Anderson (Redacted))(Lewis, Matthew)
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Filing 92
Stipulated MOTION for Extension of Time to File Answer re #16 Summons Returned Executed, #1 Complaint,, and Memorandum in Support filed by Defendant Brendan J Stangis. (Attachments: #1 Text of Proposed Order)(Baker, Brent)
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Filing 91
ORDER granting #90 Motion for Admission Pro Hac Vice of Attorney Jonathan E. Schmalfeld for Travis A Flaherty, for Flaherty Enterprises, for IX Global, and for Joseph A Martinez.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/22/2023. (jl)
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Filing 90
MOTION for Admission Pro Hac Vice of Jonathan E. Schmalfeld , Registration fee $ 50, receipt number AUTDC-4783876,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Defendants Travis A Flaherty, Flaherty Enterprises, James E Franklin, Matthew D Fritzsche, IX Global, IX Ventures FZCO, Joseph A Martinez. (Attachments: #1 Exhibit Pro Hac Vice Application, #2 Text of Proposed Order)(Marshall, Romaine) Modified by striking parties not being represented by counsel on 8/22/2023 (jl).
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Filing 89
DOCKET TEXT ORDER granting #82 Motion for Leave to File Sealed Document. Based on the parties' stipulation and good cause appearing, the court GRANTS the Motion and orders the documents at issue ( #84 , #86 , #88 ) shall remain sealed. Signed by Judge Robert J. Shelby on 08/21/2023. No attached document. (jl)
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Filing 88
**SEALED DOCUMENT** re #87 Notice of Filing, filed by Defendant Travis A FlahertyNOTE: Filer is instructed to serve the sealed document on all other parties.. (Abarca, Jose)
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Filing 87
NOTICE OF FILING of Accounting of Assets re #82 Stipulated MOTION for Leave to File Sealed Document Asset Accountings for Defendants IX Global LLC, Joseph A. Martinez, and Travis Flaherty for Defendant Travis Flaherty filed by Defendant Travis A Flaherty. (Abarca, Jose)
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Filing 86
**SEALED DOCUMENT** re #85 Notice of Filing, filed by Defendant Joseph A MartinezNOTE: Filer is instructed to serve the sealed document on all other parties.. (Abarca, Jose)
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Filing 85
NOTICE OF FILING of Accounting of Assets re #82 Stipulated MOTION for Leave to File Sealed Document Asset Accountings for Defendants IX Global LLC, Joseph A. Martinez, and Travis Flaherty for Defendant Joseph A. Martinez filed by Defendant Joseph A Martinez. (Abarca, Jose)
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Filing 84
**SEALED DOCUMENT** re #83 Notice of Filing, filed by Defendant IX Global NOTE: Filer is instructed to serve the sealed document on all other parties.. (Abarca, Jose)
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Filing 83
NOTICE OF FILING of Accounting of Assets re #82 Stipulated MOTION for Leave to File Sealed Document Asset Accountings for Defendants IX Global LLC, Joseph A. Martinez, and Travis Flaherty for Defendant iX Global LLC filed by Defendant IX Global. (Abarca, Jose)
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Filing 82
Stipulated MOTION for Leave to File Sealed Document Asset Accountings for Defendants IX Global LLC, Joseph A. Martinez, and Travis Flaherty filed by Defendants Travis A Flaherty, Flaherty Enterprises, James E Franklin, Matthew D Fritzsche, IX Global, IX Ventures FZCO, Joseph A Martinez. (Attachments: #1 Text of Proposed Order)(Abarca, Jose) Modified on 8/22/2023 parties stricken not represented by counsel(nl).
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Filing 80
**SEALED DOCUMENT** re #67 Sealed Document, 61 Order on Motion for Leave to File Sealed Document, filed by Defendant Ryan BowenNOTE: Filer is instructed to serve the sealed document on all other parties.. (Toth, Justin)
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Filing 79
NOTICE of Supplemental Accounting of Assets for Defendant Ryan Bowen (Redacted) by Ryan Bowen re #66 Notice of Filing (Toth, Justin)
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Filing 78
TEMPORARY RESTRAINING ORDER. See order for details. Signed by Judge Robert J. Shelby on 08/17/2023. (jl)
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Filing 77
DOCKET TEXT ORDER granting Stipulated #65 Motion for Leave to File Under Seal. Based on the parties' stipulation and good cause appearing, the court GRANTS the Motion and orders that the #73 document at issue shall remain sealed. Signed by Judge Robert J. Shelby on 08/16/2023. No attached document. (jl)
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Filing 76
ORDER granting #72 Motion for Admission Pro Hac Vice of Attorney Jason P. Gottlieb for Jacob S Anderson, for Jason R. Anderson, for Blox Lending, for Schad E Brannon, for Business Funding Solutions, for Roydon B Nelson, for The Gold Collective, and for UIU Holdings.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/16/2023. (jl)
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Filing 75
ORDER granting #71 Motion for Admission Pro Hac Vice of Attorney David E. Ross for Jacob S Anderson, for Jason R. Anderson, for Blox Lending, for Schad E Brannon, for Business Funding Solutions, for Roydon B Nelson, for The Gold Collective, and for UIU Holdings.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/16/2023. (jl)
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Filing 74
ORDER granting #70 Motion for Admission Pro Hac Vice of Attorney Alexander R. Yarm for Jacob S Anderson, for Jason R. Anderson, for Blox Lending, for Schad E Brannon, Yarm for Business Funding Solutions, for Roydon B Nelson, for The Gold Collective, and for UIU Holdings.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/16/2023. (jl)
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Filing 73
**SEALED DOCUMENT** re #65 MOTION for Leave to File Sealed Document re #64 NOTICE OF FILING filed by Defendant Brendan J StangisNOTE: Filer is instructed to serve the sealed document on all other parties.. (Attachments: #1 Exhibit 1 - Accounting of Stangis)(Baker, Brent) Modified by linking to #65 on 8/16/2023 (jl).
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Filing 72
MOTION for Admission Pro Hac Vice of Jason P. Gottlieb , Registration fee $ 50, receipt number AUTDC-4778800,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Exhibit A - PHV App re J. Gottlieb, #2 Text of Proposed Order Granting Pro Hac Vice Admission of Jason P. Gottlieb)(Lewis, Matthew)
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Filing 71
MOTION for Admission Pro Hac Vice of David E. Ross , Registration fee $ 50, receipt number AUTDC-4778714,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Exhibit A - PHV App re D. Ross, #2 Text of Proposed Order Granting Pro Hac Vice Admission of David E. Ross)(Lewis, Matthew)
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Filing 70
MOTION for Admission Pro Hac Vice of Alexander R. Yarm , Registration fee $ 50, receipt number AUTDC-4778628,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Defendants Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings. (Attachments: #1 Exhibit A - PHV App re A. Yarm, #2 Text of Proposed Order Granting Pro Hac Vice Admission of Alexander R. Yarm)(Lewis, Matthew)
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Filing 69
NOTICE of Appearance by Taylor J. Smith on behalf of Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings (Smith, Taylor)
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Filing 68
NOTICE of Appearance by Matthew R. Lewis on behalf of Jacob S Anderson, Jason R. Anderson, Blox Lending, Schad E Brannon, Business Funding Solutions, Roydon B Nelson, The Gold Collective, UIU Holdings (Lewis, Matthew)
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Filing 67
**SEALED DOCUMENT** re 61 Order on Motion for Leave to File Sealed Document, #60 Sealed Document filed by Defendant Ryan BowenNOTE: Filer is instructed to serve the sealed document on all other parties.. (Toth, Justin)
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Filing 66
NOTICE OF FILING of Amended Accounting of Assets for Defendant Ryan Bowen (Redacted) re #58 Notice of Filing Accounting of Assets for Defendant Ryan Bowen filed by Defendant Ryan Bowen. (Toth, Justin)
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Filing 65
Stipulated MOTION for Leave to File Sealed Document re #64 NOTICE OF FILING filed by Defendant Brendan J Stangis. (Attachments: #1 Text of Proposed Order)(Baker, Brent) Modified by linking to #64 on 8/16/2023 (jl).
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Filing 64
NOTICE OF FILING of Accounting of Assets for Defendant Brendan J. Stangis Redacted filed by Defendant Brendan J Stangis. (Attachments: #1 Exhibit Redacted Accounting)(Baker, Brent)
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Filing 63
NOTICE of Appearance by Brent R. Baker on behalf of Brendan J Stangis (Baker, Brent)
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Filing 62
NOTICE OF WITHDRAWAL OF COUNSEL of Scott Gordon filed by Scott B. Gordon on behalf of Ryan Bowen (Gordon, Scott)
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Filing 61
DOCKET TEXT ORDER granting #59 Motion for Leave to File Sealed Document. Based on the parties' stipulation and good cause appearing, the court GRANTS the Motion and orders that the document at issue ( #60 ) shall remain sealed. Signed by Judge Robert J. Shelby on 08/15/2023. No attached document. (jl)
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Filing 81
NOTICE of Rejected Service of Process from CT Corporation regarding party Blox Lending. (jl)
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Filing 60
**SEALED DOCUMENT** re #58 Notice of Filing filed by Defendant Ryan BowenNOTE: Filer is instructed to serve the sealed document on all other parties.. (Toth, Justin)
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Filing 59
Stipulated MOTION for Leave to File Sealed Document re #58 Notice of Filing Accounting of Assets for Defendant Ryan Bowen filed by Defendant Ryan Bowen. (Attachments: #1 Text of Proposed Order)(Toth, Justin)
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Filing 58
NOTICE OF FILING of Accounting of Assets for Defendant Ryan Bowen (Redacted) filed by Defendant Ryan Bowen. (Toth, Justin)
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Filing 57
NOTICE of Appearance by Maria E. Windham on behalf of Ryan Bowen (Windham, Maria)
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Filing 56
NOTICE of Appearance by Justin T. Toth on behalf of Ryan Bowen (Toth, Justin)
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Filing 55
NOTICE of Appearance by Scott B. Gordon on behalf of Ryan Bowen (Gordon, Scott)
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Filing 54
NOTICE of Appearance by Romaine C. Marshall on behalf of IX Global, IX Ventures FZCO, Joseph A Martinez (Marshall, Romaine) Modified by striking party as per document and conversation with counsel they are not representing IX Ventures on 8/9/2023 (jl).
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Filing 53
NOTICE of Appearance by Romaine C. Marshall on behalf of Travis A Flaherty, Flaherty Enterprises (Marshall, Romaine)
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Filing 52
NOTICE of Appearance by Jose A. Abarca on behalf of IX Global, IX Ventures FZCO, Joseph A Martinez (Abarca, Jose) Modified by striking through party that attorney is not representing per document and conversation with counsel on 8/9/2023 (jl).
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Filing 51
NOTICE of Appearance by Jose A. Abarca on behalf of Travis A Flaherty, Flaherty Enterprises (Abarca, Jose)
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Filing 50
SUMMONS Returned Executed by Securities and Exchange Commission as to The Gold Collective served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 The Gold Collective Executed Return of Service)(Welsh, Michael)
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Filing 49
SUMMONS Returned Executed by Securities and Exchange Commission as to Roydon B Nelson served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Roydon Nelson Executed Return of Service)(Welsh, Michael)
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Filing 48
SUMMONS Returned Executed by Securities and Exchange Commission as to UIU Holdings served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 UIU Holdings Executed Return of Service)(Welsh, Michael)
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Filing 47
SUMMONS Returned Executed by Securities and Exchange Commission as to Jason R. Anderson served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Jason Anderson Executed Return of Service)(Welsh, Michael)
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Filing 46
SUMMONS Returned Executed by Securities and Exchange Commission as to Business Funding Solutions served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Business Funding Solutions Executed Return of Service)(Welsh, Michael)
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Filing 45
SUMMONS Returned Executed by Securities and Exchange Commission as to Blox Lending served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Blox Lending Executed Return of Service)(Welsh, Michael)
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Filing 44
SUMMONS Returned Executed by Securities and Exchange Commission as to Ryan Bowen served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Ryan Bowen Executed Return of Service)(Welsh, Michael)
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Filing 43
SUMMONS Returned Executed by Securities and Exchange Commission as to Calmfritz Holdings served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Calmfritz Holdings Executed Return of Service)(Welsh, Michael)
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Filing 42
SUMMONS Returned Executed by Securities and Exchange Commission as to Matthew D Fritzsche served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Matthew Fritzsche Executed Return of Service)(Welsh, Michael)
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Filing 41
SUMMONS Returned Executed by Securities and Exchange Commission as to BW Holdings served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 BW Holdings Executed Return of Service)(Welsh, Michael)
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Filing 40
SUMMONS Returned Executed by Securities and Exchange Commission as to B&B Investment Group served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 B&B Investments Executed Return of Service)(Welsh, Michael)
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Filing 39
SUMMONS Returned Executed by Securities and Exchange Commission as to Benjamin F Daniels served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Benjamin Daniels Executed Return of Service)(Welsh, Michael)
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Filing 38
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to IX Global Waiver sent on 8/7/2023, answer due 10/6/2023. (Attachments: #1 Waiver of Service of Summons)(Welsh, Michael)
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Filing 37
WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission as to Joseph A Martinez Waiver sent on 8/7/2023, answer due 10/6/2023. (Attachments: #1 Waiver of Service of Summons)(Welsh, Michael)
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Filing 36
ORDER granting #32 Motion for Admission Pro Hac Vice of Attorney Andrew W. Balthazor for Josias N. Dewey.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/07/2023. (jl)
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Filing 35
ORDER granting #31 Motion for Admission Pro Hac Vice of Attorney Scott Mascianica for Josias N. Dewey.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/07/2023. (jl)
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Filing 34
ORDER granting #30 Motion for Admission Pro Hac Vice of Attorney Jessica B. Magee for Josias N. Dewey.Attorneys admitted Pro Hac Vice must register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html. Instructions are available at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing.A Pro Hac Vice Attorney who fails to register for CM/ECF access will not receive notifications of electronic filings.Attorneys admitted Pro Hac Vice may download a copy of the District of Utahs local rules from the courts web site at #https://www.utd.uscourts.gov/rules-practice. Signed by Judge Robert J. Shelby on 08/07/2023. (jl)
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Filing 33
TEMPORARY RESTRAINING ORDER. See order for details. Signed by Judge Robert J. Shelby on 08/07/2023. (jl)
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Filing 32
MOTION for Admission Pro Hac Vice of Andrew W. Balthazor , Registration fee $ 50, receipt number AUTDC-4769553,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Receiver Josias N. Dewey. (Attachments: #1 Application for PHV Andrew Balthazor, #2 Text of Proposed Order Order Granting PHV Andrew Balthazor)(McNeill, Jason)
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Filing 31
MOTION for Admission Pro Hac Vice of Scott Mascianica , Registration fee $ 50, receipt number AUTDC-4769525,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Receiver Josias N. Dewey. (Attachments: #1 Application for PHV Scott Mascianica, #2 Text of Proposed Order Order Granting PHV Scott Mascianica)(McNeill, Jason)
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Filing 30
MOTION for Admission Pro Hac Vice of Jessica B. Magee , Registration fee $ 50, receipt number AUTDC-4769451,Attorneys awaiting Pro Hac Vice admission should immediately register to efile and receive electronic notification of case activity in the District of Utah at #https://www.pacer.uscourts.gov/cmecf/dcbk.html.Registration requests will not be approved until the court has granted the pro hac vice motion. Instructions are available on the court's website at #https://www.utd.uscourts.gov/cmecf-electronic-case-filing. filed by Receiver Josias N. Dewey. (Attachments: #1 Application for PHV Admission Jessica Magee, #2 Text of Proposed Order Order Granting PHV Admission Jessica Magee)(McNeill, Jason)
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Filing 29
NOTICE of Appearance by Eric K. Schnibbe on behalf of Josias N. Dewey (Schnibbe, Eric)
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Filing 28
NOTICE of Appearance by Jason A. McNeill on behalf of Josias N. Dewey (McNeill, Jason)
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Filing 27
SUMMONS Returned Executed by Securities and Exchange Commission as to Western Oil Exploration served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Western Oil Exploration Executed Return of Service)(Welsh, Michael)
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Filing 26
SUMMONS Returned Executed by Securities and Exchange Commission as to Archer Drilling served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Archer Drilling Executed Return of Service)(Welsh, Michael)
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Filing 25
SUMMONS Returned Executed by Securities and Exchange Commission as to Flaherty Enterprises served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Flaherty Enterprises Executed Return of Service)(Welsh, Michael)
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Filing 24
SUMMONS Returned Executed by Securities and Exchange Commission as to Digital Licensing served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Digital Licensing Executed Return of Service)(Welsh, Michael)
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Filing 23
SUMMONS Returned Executed by Securities and Exchange Commission as to Purdy Oil served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Purdy Oil Executed Return of Service)(Welsh, Michael)
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Filing 22
SUMMONS Returned Executed by Securities and Exchange Commission as to Mark W Schuler served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Mark William Schuler Executed Return of Service)(Welsh, Michael)
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Filing 21
SUMMONS Returned Executed by Securities and Exchange Commission as to Jacob S Anderson served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Jacob Anderson Executed Return of Service)(Welsh, Michael)
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Filing 20
SUMMONS Returned Executed by Securities and Exchange Commission as to Calmes & Co served on 8/3/2023, answer due 8/24/2023. (Attachments: #1 Calmes & Co. Executed Return of Service)(Welsh, Michael)
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Filing 19
SUMMONS Returned Executed by Securities and Exchange Commission as to Alton O Parker served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Alton Parker Executed Return of Service)(Welsh, Michael)
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Filing 18
SUMMONS Returned Executed by Securities and Exchange Commission as to Schad E Brannon served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Schad Brannon Executed Return of Service)(Welsh, Michael)
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Filing 17
SUMMONS Returned Executed by Securities and Exchange Commission as to Travis A Flaherty served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Travis Flaherty Executed Return of Service)(Welsh, Michael)
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Filing 16
SUMMONS Returned Executed by Securities and Exchange Commission as to Brendan J Stangis served on 8/2/2023, answer due 8/23/2023. (Attachments: #1 Brendan Stangis Executed Return of Service)(Welsh, Michael)
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Filing 15
NOTICE OF Unsealing Civil Case. (jl)
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Filing 14
ORDER granting #13 Motion to Unseal Case - this matter is no longer under seal. The case docket and the automated case index shall be unsealed. All filings from this date forward may be effected in accordance with the Federal Rules of Civil Procedure and the local rules of practice of this Court. Signed by Judge Robert J. Shelby on 08/02/2023. (jl)
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Filing 13
MOTION to Unseal Case filed by Plaintiff Securities and Exchange Commission. (jl)
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Filing 12
NOTICE OF ZOOM HEARING ON MOTION (Notice generated by Mary Jane McNamee) SEALED Motion Hearing set for 7/28/2023 at 03:00 PM in US District Court-SLCU *virtual Court Via Zoom Conference* before Judge Robert J. Shelby. ZOOM Information will be emailed to counsel. (mjm)
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Filing 11
Minute Entry for proceedings held before Judge Robert J. Shelby: TRO Motion Hearing held via ZOOM on 7/28/2023 re: #3 MOTION for Temporary Restraining Order filed by Securities and Exchange Commission and #4 MOTION to Appoint Receiver and Memorandum in Support filed by Securities and Exchange Commission. For the reasons stated on the record, the Ex Parte Application for Entry of Temporary Restraining Order, docket entry #3 and Ex Parte Application for Appointment of a Temporary Receiver, docket entry #4 are granted. Counsel for Plaintiffs: Michael E. Welsh and Casey R. Fronk. Court Reporter: Kelly Hicken. (mjm)
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Filing 10
ORDER granting #4 Motion to Appoint Receiver. Josias N. Dewey appointed as temporary receiver of Defendant Digital Licensing Inc. (d/b/a "Debt Box") and its subsidiaries and affiliates. (See order for other details.) Signed by Judge Robert J. Shelby on 7/28/2023. (jwt)
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Filing 9
TEMPORARY RESTRAINING ORDER and Orders (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; and (4) Granting Expedited Discovery; (5) Repatriating Assets. Signed by Judge Robert J. Shelby on 7/28/2023. (jwt)
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Filing 8
ORDER granting #2 Motion to Seal Case. IT IS HEREBY ORDERED that this matter is sealed until further order of the Court. Signed by Judge Robert J. Shelby on 07/27/2023. (jl)
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Filing 7
Case Reassigned. Case was incorrectly assigned to Judge Howard Nielson, Jr following Judge Ted Stewart's recusal. Judge Howard C. Nielson, Jr no longer assigned to the case. Case Reassigned to Judge Robert J. Shelby. Case number will now read 2:23-cv-00482-RJS. Please make changes to document captions accordingly. (jwt)
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Filing 6
ORDER OF RECUSAL Judge Ted Stewart recused. Case reassigned to Judge Howard C. Nielson, Jr for all further proceedings. Signed by Judge Ted Stewart on 7/26/2023. (mh)
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Filing 5
Summons Issued as to Jacob S Anderson, Jason R. Anderson, Archer Drilling, B&B Investment Group, BW Holdings, Blox Lending, Ryan Bowen, Schad E Brannon, Business Funding Solutions, Calmes & Co, Calmfritz Holdings, Benjamin F Daniels, Digital Licensing, Travis A Flaherty, Flaherty Enterprises, James E Franklin, Matthew D Fritzsche, IX Global, IX Ventures FZCO, Joseph A Martinez, Roydon B Nelson, Alton O Parker, Purdy Oil, Mark W Schuler, Brendan J Stangis, The Gold Collective, UIU Holdings, Western Oil Exploration. (Attachments: #1 Archer Drilling, #2 B&B Investment Group, #3 Benjamin Daniels, #4 Blox Lending, #5 Brendan Stangis, #6 Business Funding Solutions, #7 BW Holdings, #8 Calmes & Co., #9 Calmfritz Holdings, #10 Digital Licensing, #11 Flaherty Enterprises, #12 IX Global, #13 IX Ventures, #14 Jacob S. Anderson, #15 James E. Franklin, #16 Jason R. Anderson, #17 Joseph A. Martinez, #18 Mark W. Schuler, #19 Matthew D. Fritzsche, #20 Purdy Oil, #21 Roydon B. Nelson, #22 Ryan Bowen, #23 Schad E. Brannon, #24 The Gold Collective, #25 Travis A. Flaherty, #26 UIU Holdings, #27 Western Oil Exploration Co.)(jwt)
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Filing 4
MOTION to Appoint Receiver and Memorandum in Support filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Proposed Order, #2 Exhibit 2 - Titanium Order, #3 Exhibit 3 - Qualifications Letter)(jwt)
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Filing 3
MOTION for Temporary Restraining Order filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Index of Exhibits, #2 Rule 65 Attorney Certification, #3 Exhibit 1 - Text of Proposed Order, #4 Exhibit 2 - Declaration of Joseph Watkins, #5 Exhibit 2 - Watkins Exhibits 1-14, #6 Exhibit 2 - Watkins Exhibits 15-30, #7 Exhibit 2 - Watkins Exhibits 31-32, #8 Exhibit 2 - Watkins Exhibits 33-34, #9 Exhibit 2 - Watkins Exhibits 35-50, #10 Exhibit 3 - Declaration of Karaz S. Zaki, #11 Exhibit 4 - Declaration of Jenny L. McBride)(jwt)
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Filing 2
MOTION to Seal Case filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(jwt)
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Filing 1
COMPLAINT filed by Securities and Exchange Commission against Jacob S Anderson, Jason R. Anderson, Archer Drilling, B&B Investment Group, BW Holdings, Blox Lending, Ryan Bowen, Schad E Brannon, Business Funding Solutions, Calmes & Co, Calmfritz Holdings, Benjamin F Daniels, Digital Licensing, Travis A Flaherty, Flaherty Enterprises, James E Franklin, Matthew D Fritzsche, IX Global, IX Ventures FZCO, Joseph A Martinez, Roydon B Nelson, Alton O Parker, Purdy Oil, Mark W Schuler, Brendan J Stangis, The Gold Collective, UIU Holdings, Western Oil Exploration. (Filing fee $ 402) (Fee Status: Waived) (Electronic document provided on flash drive.) (Attachments: #1 Civil Cover Sheet ) Assigned to Judge Ted Stewart (jwt)
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