United States Securities and Exchange Commission v. Cook et al

Justia Dockets & Filings Ninth Circuit Washington Western District United States Securities and Exchange Commission v. Cook et al

United States Securities and Exchange Commission v. Cook et al

Plaintiff:	United States Securities and Exchange Commission
Defendant:	Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth LLC, Universal Brokerage FX Management LLC, Oxford Global Advisors LLC, Oxford Global Partners LLC, Basel Group LLC, Crown Forex LLC, Market Shot LLC, PFG Coin and Bullion, Oxford Developers SA, Oxford FX Growth LP, Oxford Global FX LLC, Oxford Global Managed Futures Fund LP, UBS Diversified FX Advisors LLC, UBS Diversified FX Growth LP, UBS Diversified FX Management LLC, Clifford Berg and Ellen Berg
Receiver:	R.J. Zayed
Case Number:	2:2009mc00182
Filed:	December 8, 2009
Court:	US District Court for the Western District of Washington
Office:	Seattle Office
Presiding Judge:	No Judge
Nature of Suit:	Other

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Plaintiff: United States Securities and Exchange Commission
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Defendant: Trevor G. Cook
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Defendant: Patrick J. Kiley
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Defendant: UBS Diversified Growth LLC
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Defendant: Universal Brokerage FX Management LLC
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Defendant: Oxford Global Advisors LLC
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Defendant: Oxford Global Partners LLC
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Defendant: Basel Group LLC
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Defendant: Crown Forex LLC
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Defendant: Market Shot LLC
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Defendant: PFG Coin and Bullion
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Defendant: Oxford Developers SA
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Defendant: Oxford FX Growth LP
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Defendant: Oxford Global FX LLC
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Defendant: Oxford Global Managed Futures Fund LP
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Defendant: UBS Diversified FX Advisors LLC
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Defendant: UBS Diversified FX Growth LP
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Defendant: UBS Diversified FX Management LLC
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Defendant: Clifford Berg
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Defendant: Ellen Berg
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Receiver: R.J. Zayed
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