Securities and Exchange Commission v. Sperry et al
Plaintiff: Securities and Exchange Commision and Securities and Exchange Commission
Defendant: Sperry and Sons Capital Investments, LLC, Kirk Sperry and Sperry and Sons Capital Investments LLC
Case Number: 2:2020cv01337
Filed: September 9, 2020
Court: US District Court for the Western District of Washington
Presiding Judge: Ricardo S Martinez
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: None
Docket Report

This docket was last retrieved on December 1, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 23, 2020 Opinion or Order Filing 5 ANSWER to Complaint; Attorney Edward Paul Weigelt, Jr added to party Kirk Sperry(pty:dft), Attorney Edward Paul Weigelt, Jr added to party Sperry and Sons Capital Investments LLC(pty:dft) by Kirk Sperry, Sperry and Sons Capital Investments LLC.(Weigelt, Edward)
October 7, 2020 Opinion or Order NOTICE of Docket Text Modification re #3 Waiver of Service re Kirk Sperry: corrected name of party waiving service; #4 Waiver of Service re: Sperry Sons Capital Investments, LLC: added name of party waiving service and date of mailing. (PM)
October 5, 2020 Opinion or Order Filing 4 WAIVER OF SERVICE of Summons as to Defendant Sperry Sons Capital Investments, LLC; mailed on 9/17/2020 (Quintanilla, Silvana) Modified on 10/7/2020 to add name of party waiving service and date of mailing (PM).
October 5, 2020 Opinion or Order Filing 3 WAIVER OF SERVICE of Summons upon defendant Securities and Exchange Commission Kirk Sperry mailed on 9/17/2020 (Quintanilla, Silvana) Modified on 10/7/2020 to correct name of party waiving service (PM).
September 10, 2020 Opinion or Order Filing 2 Summons(es) Electronically Issued as to defendant(s) Kirk Sperry, Sperry and Sons Capital Investments LLC. (Attachments: #1 Summons- Kirk Sperry)(RE)
September 10, 2020 Opinion or Order Judge Ricardo S. Martinez added. (RE)
September 9, 2020 Opinion or Order Filing 1 COMPLAINT against All Defendants Attorney Silvana A Quintanilla added to party Securities and Exchange Commision(pty:pla), filed by Securities and Exchange Commision. (Attachments: #1 Civil Cover Sheet, #2 Summons (Kirk Sperry), #3 Summons (Sperry and Sons Capital Investments, LLC))(Quintanilla, Silvana) (No Fee Required)

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Defendant: Sperry and Sons Capital Investments, LLC
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Defendant: Kirk Sperry
Represented By: Edward Paul Weigelt, Jr
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Defendant: Sperry and Sons Capital Investments LLC
Represented By: Edward Paul Weigelt, Jr
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Plaintiff: Securities and Exchange Commision
Represented By: Silvana A Quintanilla
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Plaintiff: Securities and Exchange Commission
Represented By: Silvana A Quintanilla
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