Nacif et al v. Athira Pharma Inc et al

Justia Dockets & Filings Ninth Circuit Washington Western District Nacif et al v. Athira Pharma Inc et al

Nacif et al v. Athira Pharma Inc et al

Plaintiff:	Hang Gao, Fan Wang, Antonio Bachaalani Nacif and Wies Rafi
Defendant:	Athira Pharma, Inc., Leen Kawas and Athira Pharma Inc
Petitioner:	Jon T. Gustafson, Suleiman F. Nimri and Kenneth Rozas
Consolidated Plaintiff:	Harshdeep Jawandha, Timothy Slyne and Tai Slyne
Consolidated Defendant:	Glenna Mileson, Tadataka Yamada, Joseph Edelman, John M Fluke Jr, James A Johnson, Goldman Sachs & Co LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated, JMP Securities LLC and John M Fluke, Jr
Case Number:	2:2021cv00861
Filed:	June 25, 2021
Court:	US District Court for the Western District of Washington
Presiding Judge:	Thomas S Zilly
Nature of Suit:	Securities/Commodities
Cause of Action:	28 U.S.C. § 1331
Jury Demanded By:	Plaintiff

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Docket Report

This docket was last retrieved on November 1, 2024. A more recent docket listing may be available from PACER.

Date Filed	Document Text
September 27, 2023	Filing 123 ORDER denying Plaintiffs' #118 Unopposed Motion for Preliminary Approval of Class Action Settlement. The Court will enter a partial judgment pursuant to Rule 54(b) in form set forth in the Order entered February 17, 2023, docket no. #114 , and will set the remaining claims in this matter for trial unless a renewed motion for preliminary approval of a proposed class settlement is filed within sixty (60) days of the date of this Order. Signed by Judge Thomas S. Zilly. (SS)
June 30, 2023	Filing 122 JOINT STATUS REPORT signed by all parties. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7)(Hoffman, Thomas)
June 30, 2023	Filing 121 SEALED DOCUMENT / Letter Enclosing Confidential Production Documents by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi re #119 Minute Order,,, Set Deadlines,,, Util - Set/Reset Motion Noting Date,, #118 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement (Attachments: #1 Part A, #2 Part B)(Hoffman, Thomas)
June 30, 2023	Filing 120 SEALED DOCUMENT / Letter Enclosing Confidential Supplemental Agreement by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi re #119 Minute Order,,, Set Deadlines,,, Util - Set/Reset Motion Noting Date,, #118 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement (Attachments: #1 Confidential Supplemental Agreement)(Hoffman, Thomas)
May 31, 2023	Filing 119 MINUTE ORDER: Counsel are DIRECTED to meet and confer and to file, on or before June 30, 2023, a Joint Status Report addressing: Definition of Settlement Class, Traceability and the Class Period, Exchange Act, Numerosity, Opt In Approach, Plan of Allocation, Net Settlement Proceeds, Nominal Amounts, Dispute Resolution, Cy Pres Recipient, Notices to Attorneys General, and Derivative Actions. In addition, contemporaneously with the JSR, the parties shall file under seal the described materials. Plaintiffs' motion for preliminary approval of a proposed class settlement, docket no. #118 , is RENOTED to June 30, 2023. Authorized by Judge Thomas S. Zilly. (LH)
April 28, 2023	Filing 118 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement , filed by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi. (Attachments: #1 Declaration of Thomas G. Hoffman, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Proposed Order) Noting Date 4/28/2023, (Hoffman, Thomas)
March 10, 2023	The parties' stipulated motion, docket no. #117 , is GRANTED as follows. The Underwriter Defendants' motion for entry of partial judgment, docket no. #105 , is STRICKEN without prejudice to refiling in the event that a settlement of this matter is not perfected. Any motion for preliminary approval of a class action settlement shall be filed by April 28, 2023. If no such motion is timely filed, then any motion for class certification shall be filed by May 4, 2023, and the parties shall contemporaneously submit a Joint Status Report proposing an appropriate briefing schedule. (KK)
March 8, 2023	Filing 117 Stipulated MOTION Re Deferral of Deadlines and [Proposed] Order, filed by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi. Noting Date 3/8/2023, (Sadler, Casey)
March 3, 2023	Filing 116 CERTIFICATE OF SERVICE by Movant Kenneth Rozas re #115 Order on Motion to Withdraw as Attorney, (Turner, Duncan)
March 3, 2023	Filing 115 ORDER granting Movant's #113 Motion to Withdraw as Attorney. Attorney Duncan Calvert Turner is terminated from this case. Mr. Turner is directed to serve a copy of this Order on Mr. Rozas and Ms. Hopkins, and to file proof of such service within seven (7) days of the date of this Order. Signed by Judge Thomas S. Zilly. (LH)
February 17, 2023	Filing 114 ORDER: The Underwriter Defendants' motion, docket no. #105 , is DEFERRED and RENOTED to 3/17/2023. Any objections shall be filed by 3/13/2023. Any replies shall be filed by 3/17/2023. Signed by Judge Thomas S. Zilly. (LH)
February 13, 2023	Filing 113 MOTION to Withdraw as Attorney , filed by Movant Kenneth Rozas. (Attachments: #1 Proposed Order) Noting Date 3/3/2023, (Turner, Duncan)
February 3, 2023	Filing 112 REPLY BRIEF ISO re #105 MOTION for Judgment Under Rule 54(b) by Consol Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated. (Todaro, Anthony)
January 23, 2023	Filing 111 RESPONSE, by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi, to #105 MOTION for Judgment Under Rule 54(b). (Sadler, Casey)
January 18, 2023	Filing 110 ORDER and Agreement Regarding Discovery of Electronically Stored Information re Parties' #108 Stipulated Proposed Order. Signed by Judge Thomas S. Zilly. (LH)
January 18, 2023	Pursuant to the parties' stipulation, docket no. #109 , Underwriter Defendants' motion for partial judgment pursuant to Rule 54(b), docket no. #105 , is RENOTED to February 3, 2023. Any response remains due on January 23, 2023. Any reply is due on the noting date. (KK)
January 12, 2023	Filing 109 Stipulated MOTION Re Briefing Schedule for Underwriter Defendants' Motion for Entry of Judgment, filed by Consol Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated. Noting Date 1/12/2023, (Todaro, Anthony)
January 9, 2023	Filing 108 PROPOSED ORDER (Unsigned) (Agreement Regarding Discovery of Electronically Stored Information and [Proposed] Order)) (Sadler, Casey)
January 9, 2023	Filing 107 Stipulated MOTION for Discovery Schedule Regarding Class Certification, filed by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi. Noting Date 1/9/2023, (Sadler, Casey)
January 9, 2023	Pursuant to the parties' stipulation, docket no. #107 , the parties may complete discovery on class certification issues in the manner upon which they have agreed. (KK)
December 21, 2022	Filing 106 MOTION for Relief from Deadline, filed by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi. (Attachments: #1 Proposed Order)(Sadler, Casey)
December 21, 2022	Underwriter Defendants' motion for partial judgment pursuant to Rule 54(b), docket no. #105 , is sua sponte RENOTED to January 27, 2023. Any response and any reply shall be filed in accordance with Local Civil Rule 7(d)(3). Plaintiffs' motion for relief from deadline, docket no. #106 , is STRICKEN as moot. (KK)
December 21, 2022	Noting Date Set re #106 MOTION for Relief from Deadline: This matter is noted for 12/30/2022, per the direction of chambers. (SR)
December 19, 2022	Filing 105 MOTION for Judgment Under Rule 54(b), filed by Consol Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated. (Attachments: #1 Proposed Order) Noting Date 3/17/2023 1/6/2023, (Todaro, Anthony) Modified noting date on 2/21/2023 (LH).
December 6, 2022	Filing 104 ORDER granting Parties' #103 [Proposed] Stipulated Protective Order. Signed by Judge Thomas S. Zilly. (SS)
December 1, 2022	Filing 103 PROPOSED ORDER (Unsigned) ([Proposed] Stipulated Protective Order) (Attachments: #1 Exhibit 1 - Redlined Version)(Sadler, Casey)
November 4, 2022	Filing 102 ANSWER to #74 Amended Complaint, and Affirmative Defenses by Leen Kawas.(Knowles, Sean)
November 4, 2022	Filing 101 ANSWER to #74 Amended Complaint, by Athira Pharma Inc.(Watts, Gregory)
November 2, 2022	Filing 100 MINUTE ORDER re Parties' #98 Stipulated MOTION and Proposed Scheduling Order. Jury Trial (length of trial is 10 days) is set for 9/9/2024 before Judge Thomas S. Zilly. Joinder of Parties due by 12/16/2022, Discovery on class certification issues due by 1/31/2023, Any motions related to class certification must be filed by 3/9/2023 and noted for 7/14/2023; responses are due by 5/12/2023, and replies are due on the noting date, All motions related to fact discovery due by 8/24/2023, All remaining fact discovery due by 9/29/2023, Expert Witness Disclosure/Reports under FRCP 26(a)(2) due by 11/2/2023, All expert-related discovery to be completed by 1/31/2024, Dispositive motions due by 2/29/2024, Motions related to expert witnesses due by 4/4/2024, Motions in Limine due by 7/25/2024, Agreed Pretrial Order due by 8/23/2024, Proposed Voir dire/Proposed jury instructions/trial briefs due by 8/23/2024, Pretrial Conference set for 8/30/2024 at 10:00 AM before Judge Thomas S. Zilly. Authorized by Judge Thomas S. Zilly. (SR) Modified motion for class certification due date on 1/9/2023 (LH).
October 25, 2022	Attorney Zachary E Davison for Defendant Leen Kawas added per dkt #99 Notice of Appearance. (SS)
October 24, 2022	Filing 99 NOTICE of Appearance by attorney Joseph E. Bringman on behalf of Defendant Leen Kawas. (Bringman, Joseph)
October 24, 2022	Filing 98 Stipulated MOTION and Proposed Scheduling Order, filed by Defendant Athira Pharma Inc. Noting Date 10/24/2022, (Watts, Gregory)
October 24, 2022	Filing 97 JOINT STATUS REPORT signed by all parties. Estimated Trial Days: 10. (Watts, Gregory)
October 17, 2022	Pursuant to the parties' stipulation, docket no. #96 , the deadline for filing a responsive pleading is EXTENDED to November 4, 2022. (KK)
October 13, 2022	Filing 96 Stipulated MOTION and Proposed Order to Extend Time to Answer Consolidated Amended Complaint, filed by Defendant Athira Pharma Inc. Noting Date 10/13/2022, (Watts, Gregory)
October 4, 2022	Filing 95 MINUTE ORDER denying Defendants' #90 MOTION for Partial Reconsideration. The deadline for filing the Joint Status Report required in Paragraph 3 of the Order dated 7/29/2022, docket no. #89 , is RESET to 10/24/2022. Authorized by Judge Thomas S. Zilly. (SR)
September 16, 2022	Filing 94 REPLY, filed by Defendant Leen Kawas, TO RESPONSE to #90 MOTION for Reconsideration re #89 Order on Motion to Dismiss for Failure to State a Claim,,, Set Deadlines/Hearings,, (Partial) (Knowles, Sean)
September 12, 2022	Filing 93 DECLARATION of Thomas G. Hoffman, Jr. filed by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi re #90 MOTION for Reconsideration re #89 Order on Motion to Dismiss for Failure to State a Claim,,, Set Deadlines/Hearings,, (Partial) (Attachments: #1 Exhibit 1)(Hoffman, Thomas)
September 12, 2022	Filing 92 RESPONSE, by Plaintiffs Antonio Bachaalani Nacif, Wies Rafi, to #90 MOTION for Reconsideration re #89 Order on Motion to Dismiss for Failure to State a Claim,,, Set Deadlines/Hearings,, (Partial). (Hoffman, Thomas)
August 24, 2022	Filing 91 MINUTE ORDER: Plaintiffs failed to amend their pleading by the deadline set by the Court. Defendant Kawas's motion for reconsideration, docket no. #90 , is hereby RENOTED to 9/16/2022. Any response shall be filed by 9/12/2022, and any reply shall be filed by the new noting date. The deadline of 9/15/2022, for filing a Joint Status Report, is STRICKEN and will be reset, if appropriate, after the Court rules on the pending motion for reconsideration. Authorized by Judge Thomas S. Zilly. (SR)
August 12, 2022	Filing 90 MOTION for Partial Reconsideration re #89 Order on Motion to Dismiss for Failure to State a Claim,,, Set Deadlines/Hearings,, (Partial), filed by Defendant Leen Kawas. (Attachments: #1 Proposed Order) Noting Date 9/16/2022 8/12/2022, (Knowles, Sean) Modified on 8/15/2022 to edit title (SR). Modified on 8/24/2022 to renote noting date per dkt. #91 (SR).
July 29, 2022	Filing 89 ORDER granting in part and denying in part Defendants' #76 Motion to Dismiss. Any amended pleading shall be filed within twenty-one (21) days of the date of this Order. Any responsive pleading or motion shall be filed within twenty-one (21) days thereafter. If no amended pleading is filed and/or no responsive motion is filed, then the parties shall file a Joint Status Report by 9/15/2022, proposing a schedule for this matter, including a deadline for completing discovery and a trial date. Signed by Judge Thomas S. Zilly.(MW)
July 7, 2022	Defendants' unopposed motion for judicial notice, docket no. #78 , and plaintiffs' unopposed motion for judicial notice, docket no. #83 , are GRANTED. (KK)
June 6, 2022	Filing 88 DECLARATION of John C. Roberts Jr. filed by Defendant Athira Pharma Inc, Consol Defendants Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson re #76 MOTION to Dismiss for Failure to State a Claim (Attachments: #1 Exhibit 5 Kawas Resignation Letter)(Watts, Gregory)
June 6, 2022	Filing 87 REPLY, filed by Defendants Athira Pharma Inc, Leen Kawas, Consol Defendants Joseph Edelman, John M Fluke, Jr, Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, James A Johnson, Glenna Mileson, Stifel Nicolaus & Company Incorporated, TO RESPONSE to #76 MOTION to Dismiss for Failure to State a Claim (Watts, Gregory)
May 11, 2022	Filing 86 ORDER re #84 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Natalie S Pang for Plaintiffs Antonio Bachaalani Nacif and Wies Rafi by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d). (JWC)
May 10, 2022	Filing 85 ERRATA re #84 Application for Leave to Appear Pro Hac Vice of Attorney Natalie S. Pang by Plaintiff Antonio Bachaalani Nacif (Nivison, Benjamin)
May 10, 2022	Filing 84 APPLICATION OF ATTORNEY Natalie S. Pang FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiff Antonio Bachaalani Nacif (Fee Paid) Receipt No. AWAWDC-7548242 (Nivison, Benjamin)
May 6, 2022	Filing 83 MOTION for Judicial Notice , filed by Consol Plaintiff Harshdeep Jawandha, Plaintiffs Antonio Bachaalani Nacif, Wies Rafi. (Attachments: #1 Proposed Order) Noting Date 6/10/2022, (Sadler, Casey)
May 6, 2022	Filing 82 DECLARATION of Casey E. Sadler re #81 Response to Motion by Consol Plaintiff Harshdeep Jawandha, Plaintiffs Antonio Bachaalani Nacif, Wies Rafi (Attachments: #1 Exhibit 1 - IPO Registration Statement, #2 Exhibit 2 - Form 8-K, #3 Exhibit 3 - STAT News Article, #4 Exhibit 4 - PubPeers Frequently Asked Questions, #5 Exhibit 5 - Puget Sound Business Journal Article, #6 Exhibit 6 - Form 10-K)(Sadler, Casey)
May 6, 2022	Filing 81 RESPONSE, by Consol Plaintiff Harshdeep Jawandha, Plaintiffs Antonio Bachaalani Nacif, Wies Rafi, to #76 MOTION to Dismiss for Failure to State a Claim . Oral Argument Requested. (Sadler, Casey)
April 18, 2022	Filing 80 NOTICE OF WITHDRAWAL OF COUNSEL: Attorney Jennifer E.K. Kendrex for Defendant Athira Pharma Inc, Consol Defendants Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson. (Watts, Gregory)
April 1, 2022	Filing 79 ORDER granting Movants' #75 Motion to Withdraw as Attorney. Attorneys Bradley S. Keller and Jofrey M. McWilliam terminated as counsel for Movants Jon T. Gustafson and Suleiman F. Nimri. Signed by Judge Thomas S. Zilly.(MW)
March 8, 2022	Filing 78 MOTION for Judicial Notice and Notice of Incorporation by Reference re #76 MOTION to Dismiss for Failure to State a Claim , filed by Defendants Athira Pharma Inc, Leen Kawas, Consol Defendants Joseph Edelman, John M Fluke Jr, Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, James A Johnson, Glenna Mileson, Stifel Nicolaus & Company Incorporated. (Attachments: #1 Proposed Order Granting Request for Judicial Notice and Notice of Incorporation by Reference) Noting Date 6/10/2022, (Watts, Gregory)
March 8, 2022	Filing 77 DECLARATION of John C. Roberts Jr. filed by Defendants Athira Pharma Inc, Leen Kawas, Consol Defendants Joseph Edelman, John M Fluke Jr, Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, James A Johnson, Glenna Mileson, Stifel Nicolaus & Company Incorporated re #76 MOTION to Dismiss for Failure to State a Claim (Attachments: #1 Exhibit 1 - Chart of False and Misleading Statements, #2 Exhibit 2 - Prospectus, #3 Exhibit 3 - June 2021 Press Release, #4 Exhibit 4 - October 2021 Press Release)(Watts, Gregory)
March 8, 2022	Filing 76 MOTION to Dismiss for Failure to State a Claim , filed by Defendants Athira Pharma Inc, Leen Kawas, Consol Defendants Joseph Edelman, John M Fluke Jr, Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, James A Johnson, Glenna Mileson, Stifel Nicolaus & Company Incorporated. Oral Argument Requested. (Attachments: #1 Proposed Order Granting Defendants Motion to Dismiss Consolidated Amended Complaint) Noting Date 6/10/2022, (Watts, Gregory)
March 7, 2022	Filing 75 MOTION to Withdraw as Attorney , filed by Movants Jon T. Gustafson, Suleiman F. Nimri. (Attachments: #1 Proposed Order) Noting Date 3/25/2022, (Keller, Bradley)
January 7, 2022	Filing 74 AMENDED COMPLAINT Consolidated against defendant(s) Athira Pharma Inc, Joseph Edelman, John M Fluke Jr, Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, James A Johnson, Leen Kawas, Glenna Mileson, Stifel Nicolaus & Company Incorporated with JURY DEMAND Attorney Benjamin T.G. Nivison added to party Antonio Bachaalani Nacif(pty:pla), filed by Antonio Bachaalani Nacif, Wies Rafi.(Nivison, Benjamin)
January 7, 2022	Filing 73 ORDER re #69 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Alec T. Coquin for Plaintiffs Antonio Bachaalani Nacif and Wies Rafi by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d). (JWC)
January 6, 2022	Filing 72 ORDER re #70 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Thomas G Hoffman, Jr for Plaintiffs Antonio Bachaalani Nacif and Wies Rafi by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d). (JWC)
January 6, 2022	Filing 71 ORDER re #68 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Michael P Canty for Plaintiffs Antonio Bachaalani Nacif and Wies Rafi by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d). (JWC)
January 6, 2022	Filing 70 APPLICATION OF ATTORNEY Thomas G. Hoffman, Jr. FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Antonio Bachaalani Nacif, Wies Rafi (Fee Paid) Receipt No. AWAWDC-7394306 (Nivison, Benjamin)
January 6, 2022	Filing 69 APPLICATION OF ATTORNEY Alec T. Coquin FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Antonio Bachaalani Nacif, Wies Rafi (Fee Paid) Receipt No. AWAWDC-7394294 (Nivison, Benjamin)
January 6, 2022	Filing 68 APPLICATION OF ATTORNEY Michael P. Canty FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Antonio Bachaalani Nacif, Wies Rafi (Fee Paid) Receipt No. AWAWDC-7394246 (Nivison, Benjamin)
November 10, 2021	Filing 67 NOTICE OF WITHDRAWAL OF COUNSEL: Attorney Roger M Townsend for Plaintiff Antonio Bachaalani Nacif. (Townsend, Roger)
November 5, 2021	Filing 66 ORDER re #64 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Kara M Wolke for Plaintiffs Antonio Bachaalani Nacif, and Wies Rafi, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(DS)
November 5, 2021	Filing 65 ORDER re #63 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Casey Sadler for Plaintiffs Antonio Bachaalani Nacif, and Wies Rafi, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(DS)
November 1, 2021	Filing 64 APPLICATION OF ATTORNEY Kara M. Wolke FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Antonio Bachaalani Nacif, Wies Rafi (Fee Paid) Receipt No. AWAWDC-7314391 (Nivison, Benjamin)
November 1, 2021	Filing 63 APPLICATION OF ATTORNEY Casey E. Sadler FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Antonio Bachaalani Nacif, Wies Rafi (Fee Paid) Receipt No. AWAWDC-7314328 (Nivison, Benjamin)
October 28, 2021	Filing 62 MINUTE ORDER: The Court hereby DESIGNATES Benjamin T.G. Nivison of Rossi Vucinovich PC as liaison counsel for co-lead plaintiffs and John C. Roberts Jr. of Wilson Sonsini Goodrich & Rosati, P.C. as liaison counsel for defendants, and SETS the following deadlines: A consolidated amended complaint shall be filed by 1/7/2022; Any responsive pleading or motion is due by 3/8/2022; If a responsive motion is filed, it shall be noted for 6/10/2022; any response to such motion shall be filed by 5/6/2022, and any reply in support of such motion shall be filed by 6/62022; and If no responsive motion is filed, co-lead plaintiffs and defendants shall file another Joint Status Report by 3/18/2022, proposing a schedule for this matter, including a deadline for completing discovery and a trial date. Authorized by Judge Thomas S. Zilly. (MW)
October 19, 2021	Filing 61 JOINT STATUS REPORT signed by all parties. (Watts, Gregory)
October 5, 2021	Filing 60 ORDER: Rozas's motion, docket no. #38 , is STRICKEN as moot; The Slynes' motion, docket no. #32 , is DENIED; Nacif's motion, docket no. #40 , is GRANTED in part and DENIED in part; Rafi's motion, docket no. #42 , is GRANTED in part and DENIED in part; Nacif and Rafi are appointed co-lead plaintiffs. Labaton Sucharow LLP and Glancy Prongay & Murray LLP are approved as lead counsel. Breskin Johnson & Townsend, PLLC and Rossi Vucinovich, P.C. are approved as liaison counsel. Within fourteen (14) days of the date of this Order, co-lead plaintiffs and defendants shall meet and confer and file a Joint Status Report proposing a schedule for this matter, including deadlines for the filing of a consolidated complaint and any responsive pleading or motion. Signed by Judge Thomas S. Zilly.(MW)
September 10, 2021	Filing 59 DECLARATION of Eric R. Laliberte in Further Support filed by Consol Plaintiffs Tai Slyne, Timothy Slyne re #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel (Attachments: #1 Exhibit 1)(Farris, Juli)
September 10, 2021	Filing 58 REPLY, filed by Consol Plaintiffs Tai Slyne, Timothy Slyne, TO RESPONSE to #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel (Farris, Juli)
September 10, 2021	Filing 57 REPLY, filed by Movant Antonio Bachaalani Nacif, TO RESPONSE to #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel (Townsend, Roger)
September 10, 2021	Filing 56 REPLY, filed by Movant Wies Rafi, TO RESPONSE to #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel, #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel, #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel (Nivison, Benjamin)
September 10, 2021	Filing 55 NOTICE of Non-Opposition to Competing Lead Plaintiff Motions ; filed by Movant Kenneth Rozas. (Turner, Duncan)
September 10, 2021	Filing 54 NOTICE of Appearance by attorney Howard T Longman on behalf of Consol Plaintiffs Tai Slyne, Timothy Slyne. (Longman, Howard)
September 10, 2021	Filing 53 NOTICE to Withdraw Pending Motion re #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel ; by Movants Jon T. Gustafson, Suleiman F. Nimri. (Keller, Bradley)
September 9, 2021	Filing 52 NOTICE of Change of Address/Change of Name of Attorney Kim D Stephens. Filed by Plaintiffs Hang Gao, Fan Wang. (Stephens, Kim)
September 9, 2021	Filing 51 NOTICE of Change of Address/Change of Name of Attorney Cecily Jordan. Filed by Plaintiffs Hang Gao, Fan Wang. (Jordan, Cecily)
September 7, 2021	Filing 50 RESPONSE, by Movant Antonio Bachaalani Nacif, to #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel, #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel. (Townsend, Roger)
September 7, 2021	Filing 49 DECLARATION of Juli E. Farris filed by Consol Plaintiffs Tai Slyne, Timothy Slyne re #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel, #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Farris, Juli)
September 7, 2021	Filing 48 RESPONSE, by Consol Plaintiffs Tai Slyne, Timothy Slyne, to #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel, #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel. (Farris, Juli)
September 7, 2021	Filing 47 RESPONSE, by Defendant Athira Pharma Inc, Consol Defendants Joseph Edelman, John M Fluke Jr, James A Johnson, Glenna Mileson, to #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel, #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel, #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel. (Watts, Gregory)
September 7, 2021	Filing 46 RESPONSE, by Movant Wies Rafi, to #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel, #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel, #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel. (Nivison, Benjamin)
August 25, 2021	Filing 45 NOTICE of Appearance by attorney Benjamin T.G. Nivison on behalf of Movant Wies Rafi. (Nivison, Benjamin)
August 25, 2021	Filing 44 NOTICE of Appearance by attorney Roger M Townsend on behalf of Movant Antonio Bachaalani Nacif. (Townsend, Roger)
August 24, 2021	NOTE: Document #42 was filed incorrectly/improperly. Appearance of attorney Benjamin Nivison is not proper, and notices of electronic filing will not be sent to this attorney until corrected. Signatures must be in accordance with FRCP 11 and LCR 83.2(a) and must comply with #ECF Filing Procedures. (MW)
August 24, 2021	NOTE: Document #40 was filed incorrectly/improperly. Appearance of attorney Roger M. Townsend is not proper, and notices of electronic filing will not be sent to this attorney until corrected. Signatures must be in accordance with FRCP 11 and LCR 83.2(a) and must comply with #ECF Filing Procedures. (MW)
August 24, 2021	Attorney Jofrey M McWilliam added for Jon T. Gustafson, Suleiman F. Nimri; per #34 Notice of Appearance. (MW)
August 24, 2021	Filing 43 DECLARATION of Benjamin Nivison filed by Movant Wies Rafi re #42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Nivison, Benjamin)
August 24, 2021	Filing 42 MOTION to Appoint Lead Plaintiff and for Approval of Counsel, filed by Movant Wies Rafi. Oral Argument Requested. (Attachments: #1 Proposed Order) Noting Date 9/10/2021, (Nivison, Benjamin)
August 24, 2021	Filing 41 DECLARATION of Roger M. Townsend filed by Movant Antonio Bachaalani Nacif re #40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel (Attachments: #1 Exhibit A - Certification, #2 Exhibit B - Loss Analysis, #3 Exhibit C - Notice, #4 Exhibit D - Declaration of A. Nacif, #5 Exhibit E - Labaton Sucharow Firm Resume, #6 Exhibit F - Breskin Johnson & Townsend PLLC Firm Resume)(Townsend, Roger)
August 24, 2021	Filing 40 MOTION to Appoint Antonio Bachaalani Nacif as Lead Plaintiff and for Approval of Selection of Counsel, filed by Movant Antonio Bachaalani Nacif. (Attachments: #1 Proposed Order) Noting Date 9/10/2021, (Townsend, Roger)
August 24, 2021	Filing 39 DECLARATION of Duncan C. Turner filed by Movant Kenneth Rozas re #38 MOTION to Appoint Lead Plaintiff and Approval of Counsel (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Turner, Duncan)
August 24, 2021	Filing 38 MOTION to Appoint Lead Plaintiff and Approval of Counsel, filed by Movant Kenneth Rozas. Oral Argument Requested. (Attachments: #1 Proposed Order) Noting Date 9/10/2021, (Turner, Duncan)
August 24, 2021	Filing 37 NOTICE of Appearance by attorney Duncan Calvert Turner on behalf of Movant Kenneth Rozas. (Turner, Duncan)
August 24, 2021	Filing 36 DECLARATION of Bradley S. Keller filed by Movants Jon T. Gustafson, Suleiman F. Nimri re #35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel (Keller, Bradley)
August 24, 2021	Filing 35 MOTION to Appoint Lead Plaintiff and Approval of Selection of Counsel, filed by Movants Jon T. Gustafson, Suleiman F. Nimri. Oral Argument Requested. (Attachments: #1 Proposed Order) Noting Date 9/10/2021, (Keller, Bradley)
August 24, 2021	Filing 34 NOTICE of Appearance by attorney Bradley S Keller on behalf of Movants Jon T. Gustafson, Suleiman F. Nimri. (Keller, Bradley)
August 24, 2021	Filing 33 DECLARATION of Juli E. Farris filed by Consol Plaintiffs Tai Slyne, Timothy Slyne re #32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel (Attachments: #1 Exhibit 1 - Notice, #2 Exhibit 2 - Plaintiffs' Certifications, #3 Exhibit 3 - Keller Rohrback Resume, #4 Exhibit 4 - Longman Law Resume)(Farris, Juli)
August 24, 2021	Filing 32 MOTION to Appoint Timothy Slyne and Tai Slyne as Lead Plaintiffs and Approval of Their Selection of Co-Lead Counsel, filed by Consol Plaintiffs Tai Slyne, Timothy Slyne. (Attachments: #1 Proposed Order) Noting Date 9/10/2021, (Farris, Juli)
August 24, 2021	Filing 31 STIPULATION AND ORDER REGARDING WAIVER OF SERVICE BY UNDERWRITER DEFENDANTS AND LEEN KAWAS, PH.D., re #29 Stipulation. Signed by Judge Thomas S. Zilly. (MW)
August 23, 2021	Filing 30 NOTICE of a Party's Death ; filed by Defendant Athira Pharma Inc, Consol Defendants Joseph Edelman, John M Fluke Jr, James A Johnson, Glenna Mileson, Tadataka Yamada. (Watts, Gregory)
August 19, 2021	Filing 29 STIPULATION AND PROPOSED ORDER re Civil Action No. 2:21-cv-00864 Waiver of Service by Underwriter Defendants and Leen Kawas Ph.D. by parties (Farris, Juli)
August 19, 2021	Filing 28 WAIVER re Civil Action No. 2:21-cv-00864 by Stifel, Nicolaus & Company, Incorporated by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 19, 2021	Filing 27 WAIVER re Civil Action No. 2:21-cv-00864 by Dr. Leen Kawas by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 19, 2021	Filing 26 WAIVER re Civil Action No. 2:21-cv-00864 by JMP Securities, LLC by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 19, 2021	Filing 25 WAIVER re Civil Action No. 2:21-cv-00864 by Jefferies LLC by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 19, 2021	Filing 24 WAIVER re Civil Action No. 2:21-cv-00864 by Goldman Sachs & Co. LLC by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 13, 2021	Filing 23 NOTICE of Appearance by attorney Eric Ryan Laliberte on behalf of Consol Plaintiffs Tai Slyne, Timothy Slyne. (Laliberte, Eric)
August 12, 2021	Filing 22 WAIVER re Civil Action No. 2:21-cv-00864 by Glenna Mileson by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 12, 2021	Filing 21 WAIVER re Civil Action No. 2:21-cv-00864 by James A. Johnson by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 12, 2021	Filing 20 WAIVER re Civil Action No. 2:21-cv-00864 by John M. Fluke, Jr. by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 12, 2021	Filing 19 WAIVER re Civil Action No. 2:21-cv-00864 by Joseph Edelman by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 12, 2021	Filing 18 ORDER re #16 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney John J Clarke, Jr for Consol Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, and Stifel Nicolaus & Company Incorporated, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(DS).
August 11, 2021	Filing 17 WAIVER re Civil Action No. 2:21-cv-00864 by Athira Pharma, Inc. by Consol Plaintiffs Tai Slyne, Timothy Slyne (Farris, Juli)
August 11, 2021	Filing 16 APPLICATION OF ATTORNEY John J. Clarke, Jr. FOR LEAVE TO APPEAR PRO HAC VICE for Consol Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated (Fee Paid) Receipt No. AWAWDC-7204398 (Todaro, Anthony)
August 9, 2021	Filing 15 MINUTE ORDER: Pursuant to the parties' stipulation, docket no. #14 , to consolidate related action under Local Civil Rule 42, the above-captioned cases are hereby CONSOLIDATED for all purposes. All future pleadings, motions, briefs, and other papers shall be filed only in Case No. C21-861 TSZ. The pretrial deadlines set in Case No. C21-861 TSZ, see docket nos. #4 & #12 , shall control. Within fourteen (14) days of the Court's Order for the appointment of Lead Plaintiff and approval of Lead Counsel pursuant to the PSLRA, the Lead Plaintiff and Defendants shall meet and confer and submit a schedule for the filing of a consolidated complaint or designation of an operative complaint, and a briefing schedule for Defendants' anticipated motion(s) to dismiss. Authorized by Judge Thomas S. Zilly. (MW)
August 5, 2021	Filing 14 Joint Stipulated MOTION to Consolidate Related Actions Under Local Rule 42, filed by Defendant Athira Pharma Inc. Noting Date 8/5/2021, (Watts, Gregory)
July 28, 2021	Filing 13 NOTICE of Appearance by attorney Jennifer E.K. Kendrex on behalf of Defendant Athira Pharma Inc. (Kendrex, Jennifer)
July 26, 2021	Filing 12 ORDER granting the parties' #11 Stipulated Motion to Extend Time to Respond to the Complaint and Vacate Discovery Deadlines. Signed by Judge Thomas S. Zilly. (PM)
July 23, 2021	Filing 11 Stipulated MOTION and PROPOSED ORDER to Extend Time to Respond to the Complaint and Vacate Discovery Deadlines, filed by Defendant Athira Pharma Inc. Noting Date 7/23/2021, (Watts, Gregory)
July 23, 2021	Filing 10 WAIVER OF SERVICE of Summons upon defendant Leen Kawas mailed on 7/23/2021 (Stephens, Kim)
July 23, 2021	Filing 9 NOTICE of Appearance by attorney Sean C Knowles on behalf of Defendant Leen Kawas. (Knowles, Sean)
July 22, 2021	Filing 8 WAIVER OF SERVICE of Summons upon defendant Athira Pharma Inc mailed on 7/21/2021 (Stephens, Kim)
July 21, 2021	Filing 7 CORPORATE DISCLOSURE STATEMENT indicating no Corporate Parents and/or Affiliates. Filed pursuant to Fed.R.Civ.P 7.1. Filed by Athira Pharma Inc (Watts, Gregory)
July 21, 2021	Filing 6 NOTICE of Appearance by attorney Gregory Lewis Watts on behalf of Defendant Athira Pharma Inc. (Watts, Gregory)
July 21, 2021	Attorneys John C Roberts, Jr, Tyre L. Tindall added for Athira Pharma Inc; per #6 Notice of Appearance. Attorney Jennifer E.K. Kendrex has not been admitted to practice in the Western District of Washington. (MW)
June 30, 2021	Filing 5 NOTICE of Related Case(s) 2:21-cv-00864-JLR and 2:21-cv-00862-JCC, by Plaintiffs Hang Gao, Fan Wang. (Stephens, Kim)
June 30, 2021	Filing 4 ORDER REGARDING INITIAL DISCLOSURES AND JOINT STATUS REPORT by Judge Thomas S. Zilly. Joint Status Report due by 8/30/2021, FRCP 26(f) Conference Deadline is 8/16/2021, Initial Disclosure Deadline is 8/30/2021. (SRS)
June 28, 2021	Filing 3 CIVIL COVER SHEET re #1 Complaint ; filed by Plaintiffs Hang Gao, Fan Wang. (Stephens, Kim)
June 28, 2021	Filing 2 Notice of Filing Deficiency *Action Required* Civil Cover Sheet Omitted.See attached letter for more information and instructions. (RE)
June 28, 2021	Judge Thomas S. Zilly added. (RE)
June 25, 2021	Filing 1 COMPLAINT against defendant(s) Athira Pharma, Inc., Leen Kawas with JURY DEMAND (Receipt # AWAWDC-7141466), filed by Fan Wang, Hang Gao. (Attachments: #1 Exhibit Plaintiff's Certification)(Stephens, Kim)

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Search for this case: Nacif et al v. Athira Pharma Inc et al
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Plaintiff: Hang Gao
Represented By:	Cecily C Shiel
Represented By:	Kim D Stephens
Represented By:	Cecily Jordan
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Plaintiff: Fan Wang
Represented By:	Cecily C Shiel
Represented By:	Kim D Stephens
Represented By:	Cecily Jordan
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Plaintiff: Antonio Bachaalani Nacif
Represented By:	Alec T Coquin
Represented By:	Casey Sadler
Represented By:	Kara M Wolke
Represented By:	Michael P Canty
Represented By:	Natalie S Pang
Represented By:	Thomas G Hoffman, Jr.
Represented By:	Roger M Townsend
Represented By:	Benjamin T.G. Nivison
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Plaintiff: Wies Rafi
Represented By:	Alec T Coquin
Represented By:	Casey Sadler
Represented By:	Kara M Wolke
Represented By:	Michael P Canty
Represented By:	Natalie S Pang
Represented By:	Thomas G Hoffman, Jr.
Represented By:	Benjamin T.G. Nivison
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Defendant: Athira Pharma, Inc.
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Defendant: Leen Kawas
Represented By:	Sean C Knowles
Represented By:	Zachary E Davison
Represented By:	Joseph E. Bringman
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Defendant: Athira Pharma Inc
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Consolidated plaintiff: Harshdeep Jawandha
Represented By:	Pavithra Rajesh
Represented By:	Benjamin T.G. Nivison
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Consolidated plaintiff: Timothy Slyne
Represented By:	Howard T Longman
Represented By:	Eric Ryan Laliberte
Represented By:	Juli E. Farris
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Consolidated plaintiff: Tai Slyne
Represented By:	Howard T Longman
Represented By:	Eric Ryan Laliberte
Represented By:	Juli E. Farris
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Consolidated defendant: Glenna Mileson
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Consolidated defendant: Tadataka Yamada
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Consolidated defendant: Joseph Edelman
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Consolidated defendant: John M Fluke Jr
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Consolidated defendant: James A Johnson
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Consolidated defendant: Goldman Sachs & Co LLC
Represented By:	John J Clarke, Jr
Represented By:	Lianna M Bash
Represented By:	Anthony Todaro
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Consolidated defendant: Jefferies LLC
Represented By:	John J Clarke, Jr
Represented By:	Lianna M Bash
Represented By:	Anthony Todaro
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Consolidated defendant: Stifel Nicolaus & Company Incorporated
Represented By:	John J Clarke, Jr
Represented By:	Lianna M Bash
Represented By:	Anthony Todaro
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Consolidated defendant: JMP Securities LLC
Represented By:	John J Clarke, Jr
Represented By:	Lianna M Bash
Represented By:	Anthony Todaro
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Consolidated defendant: John M Fluke, Jr
Represented By:	Gregory Lewis Watts
Represented By:	Jennifer E.K. Kendrex
Represented By:	John C Roberts, Jr.
Represented By:	Tyre L. Tindall
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Petitioner: Jon T. Gustafson
Represented By:	Bradley S Keller
Represented By:	Jofrey M McWilliam
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Petitioner: Suleiman F. Nimri
Represented By:	Bradley S Keller
Represented By:	Jofrey M McWilliam
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Petitioner: Kenneth Rozas
Represented By:	Duncan Calvert Turner
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