Slyne et al v. Athira Pharma Inc et al
Plaintiff: Timothy Slyne and Tai Slyne
Defendant: John M Fluke, Jr, Jefferies LLC, Goldman Sachs & Co. LLC, James A. Johnson, Glenna Mileson, Tadataka Yamada, M.D., Leen Kawas, Ph.D., JMP Securities LLC, Athira Pharma, Inc., Stifel, Nicolaus & Company, Incorporated, Athira Pharma Inc, Leen Kawas, Tadataka Yamada, James A Johnson, Goldman Sachs & Co LLC and Stifel Nicolaus & Company Incorporated
Defendant / Appellant: Joseph Edelman
Case Number: 2:2021cv00864
Filed: June 25, 2021
Court: US District Court for the Western District of Washington
Presiding Judge: Thomas S Zilly
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 9, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 9, 2021 Opinion or Order Filing 11 MINUTE ORDER: the above-captioned cases are hereby CONSOLIDATED for all purposes. All future pleadings, motions, briefs, and other papers shall be filed only in Case No. C21-861 TSZ. The Clerk is DIRECTED to CLOSE Case Nos. C21-862 TSZ and C21-864 TSZ. Authorized by Judge Thomas S. Zilly. (MW)
August 6, 2021 Filing 10 NOTICE of Filing Stipulated Motion to Consolidate Related Actions Under Local Rule 42 ; filed by Defendants Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada. (Watts, Gregory)
August 6, 2021 Filing 9 CORPORATE DISCLOSURE STATEMENT indicating no Corporate Parents and/or Affiliates. Filed pursuant to Fed.R.Civ.P 7.1. Filed by Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada (Watts, Gregory)
August 6, 2021 Filing 8 NOTICE of Appearance by attorney Gregory Lewis Watts on behalf of Defendants Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada. (Watts, Gregory)
August 6, 2021 Opinion or Order Filing 7 MINUTE ORDER: This case is hereby transferred to the Honorable Thomas S. Zilly as related to C21-0861TSZ. All future pleadings shall bear the cause number C21-0864TSZ. Authorized by Judge James L. Robart. (LH)
August 6, 2021 Attorneys John C Roberts, Jr, Jennifer E.K. Kendrex, Tyre L. Tindall added for Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada; per #8 Notice of Appearance. (MW)
July 30, 2021 Attorney Lianna M Bash added for Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, and Nicolaus & Company Incorporated; per #5 Notice of Appearance. (LH)
July 30, 2021 Filing 6 CORPORATE DISCLOSURE STATEMENT identifying Corporate Parent Stifel Financial Corp., Other Affiliate BlackRock, Inc. for Stifel Nicolaus & Company Incorporated; Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co LLC; Corporate Parent Jefferies Group LLC, Other Affiliate Jefferies Financial Group Inc. for Jefferies LLC; Corporate Parent JMP Holding LLC, Other Affiliate JMP Investment Holdings LLC, Other Affiliate JMP Group Inc., Other Affiliate JMP Group LLC for JMP Securities LLC. Filed pursuant to Fed.R.Civ.P 7.1. Filed by Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated (Todaro, Anthony)
July 30, 2021 Filing 5 NOTICE of Appearance by attorney Anthony Todaro on behalf of Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated. (Todaro, Anthony)
July 22, 2021 Opinion or Order Filing 4 ORDER re #3 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Howard T Longman for Plaintiffs Tai Slyne and Timothy Slyne, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(DS)
July 1, 2021 Filing 3 APPLICATION OF ATTORNEY Howard T. Longman FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Tai Slyne, Timothy Slyne (Fee Paid) Receipt No. AWAWDC-7149055 (Farris, Juli)
June 29, 2021 Filing 2 Notice of Filing Deficiency ***Action Required*** Pro Hac Vice Admission.See attached letter for more information and instructions. (RE)
June 29, 2021 Judge James L. Robart added. (RE)
June 25, 2021 Filing 1 COMPLAINT against defendant(s) Athira Pharma, Inc., John M Fluke, Jr, Goldman Sachs & Co. LLC, JMP Securities LLC, Jefferies LLC, James A. Johnson, Leen Kawas, Ph.D., Glenna Mileson, Stifel, Nicolaus & Company, Incorporated, Tadataka Yamada, M.D. with JURY DEMAND (Receipt # AWAWDC-7141670) Attorney Juli E. Farris added to party Tai Slyne(pty:pla), Attorney Juli E. Farris added to party Timothy Slyne(pty:pla), filed by Tai Slyne, Timothy Slyne. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Civil Cover Sheet)(Farris, Juli) Modified on 6/29/2021 to edit document title. (RE)

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Defendant: John M Fluke, Jr
Represented By: Tyre L. Tindall
Represented By: Gregory Lewis Watts
Represented By: Jennifer E.K. Kendrex
Represented By: John C Roberts, Jr.
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Defendant: Jefferies LLC
Represented By: Anthony Todaro
Represented By: Lianna M Bash
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Defendant: Goldman Sachs & Co. LLC
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Defendant: James A. Johnson
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Defendant: Glenna Mileson
Represented By: Gregory Lewis Watts
Represented By: Jennifer E.K. Kendrex
Represented By: John C Roberts, Jr.
Represented By: Tyre L. Tindall
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Defendant: Tadataka Yamada, M.D.
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Defendant: Leen Kawas, Ph.D.
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Defendant: JMP Securities LLC
Represented By: Anthony Todaro
Represented By: Lianna M Bash
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Defendant: Athira Pharma, Inc.
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Defendant: Stifel, Nicolaus & Company, Incorporated
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Defendant: Athira Pharma Inc
Represented By: Gregory Lewis Watts
Represented By: Jennifer E.K. Kendrex
Represented By: John C Roberts, Jr.
Represented By: Tyre L. Tindall
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Defendant: Leen Kawas
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Defendant: Tadataka Yamada
Represented By: Gregory Lewis Watts
Represented By: Jennifer E.K. Kendrex
Represented By: John C Roberts, Jr.
Represented By: Tyre L. Tindall
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Defendant: James A Johnson
Represented By: Gregory Lewis Watts
Represented By: Jennifer E.K. Kendrex
Represented By: John C Roberts, Jr.
Represented By: Tyre L. Tindall
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Defendant: Goldman Sachs & Co LLC
Represented By: Anthony Todaro
Represented By: Lianna M Bash
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Defendant: Stifel Nicolaus & Company Incorporated
Represented By: Anthony Todaro
Represented By: Lianna M Bash
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Defendant / appellant: Joseph Edelman
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Plaintiff: Timothy Slyne
Represented By: Juli E. Farris
Represented By: Howard T Longman
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Plaintiff: Tai Slyne
Represented By: Juli E. Farris
Represented By: Howard T Longman
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