Slyne et al v. Athira Pharma Inc et al
Timothy Slyne and Tai Slyne |
John M Fluke, Jr, Jefferies LLC, Goldman Sachs & Co. LLC, James A. Johnson, Glenna Mileson, Tadataka Yamada, M.D., Leen Kawas, Ph.D., JMP Securities LLC, Athira Pharma, Inc., Stifel, Nicolaus & Company, Incorporated, Athira Pharma Inc, Leen Kawas, Tadataka Yamada, James A Johnson, Goldman Sachs & Co LLC and Stifel Nicolaus & Company Incorporated |
Joseph Edelman |
2:2021cv00864 |
June 25, 2021 |
US District Court for the Western District of Washington |
Thomas S Zilly |
Securities/Commodities |
15 U.S.C. ยง 77 |
Plaintiff |
Docket Report
This docket was last retrieved on August 9, 2021. A more recent docket listing may be available from PACER.
Document Text |
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Filing 11 MINUTE ORDER: the above-captioned cases are hereby CONSOLIDATED for all purposes. All future pleadings, motions, briefs, and other papers shall be filed only in Case No. C21-861 TSZ. The Clerk is DIRECTED to CLOSE Case Nos. C21-862 TSZ and C21-864 TSZ. Authorized by Judge Thomas S. Zilly. (MW) |
Filing 10 NOTICE of Filing Stipulated Motion to Consolidate Related Actions Under Local Rule 42 ; filed by Defendants Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada. (Watts, Gregory) |
Filing 9 CORPORATE DISCLOSURE STATEMENT indicating no Corporate Parents and/or Affiliates. Filed pursuant to Fed.R.Civ.P 7.1. Filed by Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada (Watts, Gregory) |
Filing 8 NOTICE of Appearance by attorney Gregory Lewis Watts on behalf of Defendants Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada. (Watts, Gregory) |
Filing 7 MINUTE ORDER: This case is hereby transferred to the Honorable Thomas S. Zilly as related to C21-0861TSZ. All future pleadings shall bear the cause number C21-0864TSZ. Authorized by Judge James L. Robart. (LH) |
Attorneys John C Roberts, Jr, Jennifer E.K. Kendrex, Tyre L. Tindall added for Athira Pharma Inc, Joseph Edelman, John M Fluke, Jr, James A Johnson, Glenna Mileson, Tadataka Yamada; per #8 Notice of Appearance. (MW) |
Attorney Lianna M Bash added for Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, and Nicolaus & Company Incorporated; per #5 Notice of Appearance. (LH) |
Filing 6 CORPORATE DISCLOSURE STATEMENT identifying Corporate Parent Stifel Financial Corp., Other Affiliate BlackRock, Inc. for Stifel Nicolaus & Company Incorporated; Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co LLC; Corporate Parent Jefferies Group LLC, Other Affiliate Jefferies Financial Group Inc. for Jefferies LLC; Corporate Parent JMP Holding LLC, Other Affiliate JMP Investment Holdings LLC, Other Affiliate JMP Group Inc., Other Affiliate JMP Group LLC for JMP Securities LLC. Filed pursuant to Fed.R.Civ.P 7.1. Filed by Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated (Todaro, Anthony) |
Filing 5 NOTICE of Appearance by attorney Anthony Todaro on behalf of Defendants Goldman Sachs & Co LLC, JMP Securities LLC, Jefferies LLC, Stifel Nicolaus & Company Incorporated. (Todaro, Anthony) |
Filing 4 ORDER re #3 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Howard T Longman for Plaintiffs Tai Slyne and Timothy Slyne, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(DS) |
Filing 3 APPLICATION OF ATTORNEY Howard T. Longman FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiffs Tai Slyne, Timothy Slyne (Fee Paid) Receipt No. AWAWDC-7149055 (Farris, Juli) |
Filing 2 Notice of Filing Deficiency ***Action Required*** Pro Hac Vice Admission.See attached letter for more information and instructions. (RE) |
Judge James L. Robart added. (RE) |
Filing 1 COMPLAINT against defendant(s) Athira Pharma, Inc., John M Fluke, Jr, Goldman Sachs & Co. LLC, JMP Securities LLC, Jefferies LLC, James A. Johnson, Leen Kawas, Ph.D., Glenna Mileson, Stifel, Nicolaus & Company, Incorporated, Tadataka Yamada, M.D. with JURY DEMAND (Receipt # AWAWDC-7141670) Attorney Juli E. Farris added to party Tai Slyne(pty:pla), Attorney Juli E. Farris added to party Timothy Slyne(pty:pla), filed by Tai Slyne, Timothy Slyne. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Civil Cover Sheet)(Farris, Juli) Modified on 6/29/2021 to edit document title. (RE) |
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