Oppenheimer & Co Inc v. Mitchell et al
| Oppenheimer & Co. Inc. and Oppenheimer & Co Inc |
| Steven Mitchell, Dori Mitchell, Jerome Hopper and Lori Hopper |
| 2:2023cv00067 |
| January 12, 2023 |
| US District Court for the Western District of Washington |
| Marsha J Pechman |
| Other Statutory Actions |
| 28 U.S.C. § 2201 Declaratory Judgment |
| None |
Docket Report
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This docket was last retrieved on April 5, 2024. A more recent docket listing may be available from PACER.
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Filing 49
ORDER granting Plaintiff's #22 Motion for Preliminary Injunction. The Court hereby ENJOINS Defendants from compelling Oppenheimer to defend the claims they assert against it in the FINRA arbitration. No bond shall be required. But the Court notes that this Order does not resolve the merits of this dispute. Signed by Judge Marsha J. Pechman. (SB)
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Filing 48
MINUTE ENTRY for proceedings held before Judge Marsha J. Pechman- Dep Clerk: Grant Cogswell; Pla Counsel: Jason Frank, Matthew McDonough, Andrew DeCarlow; Def Counsel: Craig Kuglar, John Chapman, Roger Townsend; CR: Nickie Drury; Time of Hearing: 10:00AM; Courtroom: Zoom;Preliminary/Permanent Injunction Hearing held on 3/8/2023.The Court hears oral argument from the parties on the MOTION for Preliminary Injunction (Dkt. No. #22 ). The Court ruled from the bench and GRANTED the Motion for Preliminary Injunction without bond. A written ruling will follow. (GC)
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Filing 47
PRAECIPE to attach document re #36 Declaration by All Defendants (Attachments: #1 Exhibit A)(Townsend, Roger)
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Filing 46
PRAECIPE to attach document re #38 Declaration by All Defendants (Attachments: #1 Exhibit A)(Townsend, Roger)
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Filing 45
PRAECIPE to attach document re #37 Declaration by All Defendants (Attachments: #1 Exhibit A)(Townsend, Roger)
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Filing 44
PRAECIPE to attach document re #35 Declaration by All Defendants (Attachments: #1 Exhibit A)(Townsend, Roger)
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Reset Hearings: Preliminary Injunction Hearing set for 3/8/2023 at 10:00 AM before Judge Marsha J. Pechman. This entry resets the current hearing scheduled for 3/9/2023 at 4:00PM. This hearing will be conducted remotely using Zoom. (GC)
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Set Hearing: Oral Argument set for 3/9/2023 at 04:00 PM before Judge Marsha J. Pechman. (GC)
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Filing 43
NOTICE that the following is RE-NOTED: #42 MOTION to Compel Arbitration. Filed by All Defendants. Noting Date 3/24/2023, (Townsend, Roger)
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Filing 42
MOTION to Compel Arbitration, filed by All Defendants. Oral Argument Requested. (Attachments: #1 Proposed Order) Noting Date 3/24/2023 3/17/2023, (Townsend, Roger) Modified on 3/2/2023 (SB).
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CASE REASSIGNED to Judge Marsha J. Pechman for all further proceedings. Judge Tana Lin no longer assigned to the case. All future documents filed in this case must bear the cause number 2:23-CV-0067-MJP. (KMP)
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Filing 41
ORDER re #27 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney John S Chapman for Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, and Steven Mitchell by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d). (JWC)
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Unable to process #27 APPLICATION OF ATTORNEY John S. Chapman FOR LEAVE TO APPEAR PRO HAC VICE. Attorney Chapman must complete steps for pro hac vice admission via PACER. No further action will be taken at this time. Please contact Attorney Admissions Clerk, Jesse Curry, at 206-370-8439 or admissions@wawd.uscourts.gov with any questions. (Ad Hoc Attorney Chapman) (JWC)
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Filing 40
Supplemental DECLARATION of WILLIAM E. MAHONEY filed by Plaintiff Oppenheimer & Co Inc re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (DeCarlow, Andrew)
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Filing 39
REPLY, filed by Plaintiff Oppenheimer & Co Inc, TO RESPONSE to #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (DeCarlow, Andrew)
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Filing 38
DECLARATION of Lori Anne Hopper filed by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (Townsend, Roger)
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Filing 37
DECLARATION of Jerome Hopper filed by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (Townsend, Roger)
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Filing 36
DECLARATION of Steven Mitchell filed by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (Townsend, Roger)
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Filing 35
DECLARATION of Dori Mitchell filed by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (Townsend, Roger)
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Filing 34
DECLARATION of Michael J. Mooney filed by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (Townsend, Roger)
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Filing 33
DECLARATION of Craig H. Kuglar filed by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (Townsend, Roger)
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Filing 32
RESPONSE, by Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell, to #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. #21 ). Oral Argument Requested. (Townsend, Roger) Modified to add linkage on 2/14/2023 (LH).
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Filing 31
ORDER re #7 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Jason D Frank for Plaintiff Oppenheimer & Co Inc by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d). (JWC)
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Filing 30
ANSWER to #1 Complaint, by Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell.(Townsend, Roger)
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Filing 29
ORDER re #26 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Craig Kuglar for Defendants Jerome Hopper, Lori Hopper, Dori Mitchell and Steven Mitchell, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(CDA)
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Filing 28
ORDER REGARDING INITIAL DISCLOSURES AND JOINT STATUS REPORT by Judge Tana Lin. FRCP 26(f) Conference Deadline is 2/21/2023, Initial Disclosure Deadline is 3/7/2023, Joint Status Report due by 3/21/2023. (KMP)
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Filing 27
APPLICATION OF ATTORNEY John S. Chapman FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell (Fee Paid) Receipt No. AWAWDC-7859461 (Townsend, Roger)
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Filing 26
APPLICATION OF ATTORNEY Craig H. Kuglar FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell (Fee Paid) Receipt No. AWAWDC-7859449 (Townsend, Roger)
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Filing 25
NOTICE of Appearance by attorney Roger M Townsend on behalf of Defendants Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell. (Townsend, Roger)
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Filing 24
DECLARATION of Michelle Alvarez filed by Plaintiff Oppenheimer & Co Inc re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (DeCarlow, Andrew)
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Filing 23
DECLARATION of William E. Mahoney, Jr. filed by Plaintiff Oppenheimer & Co Inc re #22 MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21) (DeCarlow, Andrew)
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Filing 22
MOTION for Preliminary Injunction (renewed and re-filed per Dkt. 21), filed by Plaintiff Oppenheimer & Co Inc. (Attachments: #1 Proposed Order) Noting Date 2/17/2023, (DeCarlow, Andrew)
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Filing 21
ORDER: Plaintiff's request (Dkt. No. #19 ) to renew and re-note its Motion (Dkt. No. #3 ) is DENIED. Plaintiff is DIRECTED to re-file its Motion and to include the appropriate certificate of service with the renewed motion confirming compliance with all applicable rules and guidance. Signed by Judge Tana Lin. (LH)
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Filing 20
DECLARATION of Matthew McDonough re #19 Notice of Motion Re-Noted by Plaintiff Oppenheimer & Co Inc (Attachments: #1 Exhibit A)(DeCarlow, Andrew)
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Filing 19
NOTICE that the following is RE-NOTED: Filed by Plaintiff Oppenheimer & Co Inc. Noting Date 2/10/2023, (DeCarlow, Andrew)
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Filing 18
CERTIFICATE OF SERVICE by Plaintiff Oppenheimer & Co Inc re #6 Summons Issued, #4 Declaration, #5 Declaration, #1 Complaint, #3 MOTION for Preliminary Injunction on Jerome Hopper and Lori Hopper (DeCarlow, Andrew)
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Filing 17
CERTIFICATE OF SERVICE by Plaintiff Oppenheimer & Co Inc re #6 Summons Issued, #4 Declaration, #5 Declaration, #1 Complaint, #3 MOTION for Preliminary Injunction on Steven Mitchell and Dori Mitchell (DeCarlow, Andrew)
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Filing 16
AFFIDAVIT of Service of Summons and Complaint on Lori Hopper on 1/17/2023, filed by Plaintiff Oppenheimer & Co Inc. (DeCarlow, Andrew)
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Filing 15
AFFIDAVIT of Service of Summons and Complaint on Jerome Hopper on 1/17/2023, filed by Plaintiff Oppenheimer & Co Inc. (DeCarlow, Andrew)
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Filing 14
AFFIDAVIT of Service of Summons and Complaint on Dori Mitchell on 1/17/2023, filed by Plaintiff Oppenheimer & Co Inc. (DeCarlow, Andrew)
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Filing 13
AFFIDAVIT of Service of Summons and Complaint on Steven Mitchell on 1/17/2023, filed by Plaintiff Oppenheimer & Co Inc. (DeCarlow, Andrew)
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Filing 12
ORDER re #8 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Matthew Christopher McDonough for Plaintiff Oppenheimer & Co Inc, by Clerk Ravi Subramanian. No document associated with this docket entry, text only.NOTE TO COUNSEL: Local counsel agrees to sign all filings and to be prepared to handle the matter, including the trial thereof, in the event the applicant is unable to be present on any date scheduled by the court, pursuant to LCR 83.1(d).(CDA)
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Filing 11
ORDER striking Plaintiff's #3 Motion for Preliminary Injunction. Plaintiff may renew its motion at an appropriate time and with the requisite notice to Defendants. Signed by Judge Tana Lin. (LH)
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Filing 10
MINUTE ORDER (text only) made at the direction of Judge Tana Lin: The Court has posted Chambers Procedures at http://www.wawd.uscourts.gov/judges/lin-procedures. All counsel and unrepresented ("pro se") parties are DIRECTED to review them, if they have not already done so. Failure to follow the requirements set forth in the Chambers Procedures may result in the imposition of sanctions. (KMP)
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Filing 9
STANDING ORDER REGARDING 28 U.S.C. 455 AND CANON 3 OF THE CODE OF CONDUCT FOR UNITED STATES JUDGES by Judge Tana Lin. (KMP)
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Filing 8
APPLICATION OF ATTORNEY Matthew McDonough FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiff Oppenheimer & Co Inc (Fee Paid) Receipt No. AWAWDC-7852595 (DeCarlow, Andrew) (Main Document 8 replaced on 1/19/2023 due to malformed PDF) (CDA).
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Filing 7
APPLICATION OF ATTORNEY Jason Frank FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiff Oppenheimer & Co Inc (Fee Paid) Receipt No. AWAWDC-7852573 (DeCarlow, Andrew) (Main Document 7 replaced on 1/19/2023 due to malformed PDF) (CDA).
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Filing 6
Summons(es) Electronically Issued as to defendant(s) Jerome Hopper, Lori Hopper, Dori Mitchell, Steven Mitchell (Attachments: #1 Summons, #2 Summons, #3 Summons) (CR)
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Judge Tana Lin added. (CR)
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Filing 5
DECLARATION of Michelle Alvarez filed by Plaintiff Oppenheimer & Co. Inc. re #3 MOTION for Preliminary Injunction (DeCarlow, Andrew)
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Filing 4
DECLARATION of William E. Mahoney, Jr. filed by Plaintiff Oppenheimer & Co. Inc. re #3 MOTION for Preliminary Injunction (Attachments: #1 Exhibit A, #2 Exhibit B)(DeCarlow, Andrew)
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Filing 3
MOTION for Preliminary Injunction , filed by Plaintiff Oppenheimer & Co. Inc.. (Attachments: #1 Proposed Order) Noting Date 2/3/2023, (DeCarlow, Andrew)
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Filing 2
CORPORATE DISCLOSURE STATEMENT identifying Corporate Parent Oppenheimer Holdings Inc. for Oppenheimer & Co. Inc.. Filed pursuant to Fed.R.Civ.P 7.1. Filed by Oppenheimer & Co. Inc. (DeCarlow, Andrew)
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Filing 1
COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF against defendant(s) Oppenheimer & Co. Inc. Stephen Mitchell, Dori Mitchell, Jerome Hopper and Lori Hopper (Receipt # AWAWDC-7847637) Attorney Andrew S DeCarlow added to party Oppenheimer & Co. Inc.(pty:pla), filed by Oppenheimer & Co. Inc.. (Attachments: #1 Civil Cover Sheet, #2 Summons, #3 Summons, #4 Summons, #5 Summons)(DeCarlow, Andrew) Modified on 1/13/2023 (CR).
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