Hensley v. TD Ameritrade Inc et al
| Alain Hensley |
| Financial Industry Regulatory Authority, TD Ameritrade Inc, Waterhouse Securities Inc, TD Waterhouse Investor Services Inc, GTS Equity Partners LLC, GTS Execution Services LLC, GTS Securities LLC, Global Trading Systems, GTS Mischler, Charles Schwab & Co Inc, Schwab Holdings Inc, FINRA and Does 1-200 |
| 3:2023cv05159 |
| February 28, 2023 |
| US District Court for the Western District of Washington |
| David G Estudillo |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 21, 2023. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 4 Summonses Issued in Paper Form at the Intake counter as to defendant(s) Charles Schwab & Co Inc, Financial Industry Regulatory Authority, GTS Equity Partners LLC, GTS Execution Services LLC, GTS Mischler, GTS Securities LLC, Global Trading Systems, Schwab Holdings Inc, TD Ameritrade Inc, TD Waterhouse Investor Services Inc, Waterhouse Securities Inc. (Attachments: #1 Summons - GTS Defendants, #2 Summons - Schwab Defendants, #3 Summons - Financial Industry Regulatory Authority Inc)(AMD) |
| Filing 3 AMENDED COMPLAINT against All Defendants with JURY DEMAND filed by Alain Hensley.(AMD) |
| Filing 2 NOTICE: Plaintiff Alain Hensley has registered to electronically file and receive electronic service in this case. (KB) |
| Filing 1 COMPLAINT against defendant(s) Charles Schwab & Co Inc, Does 1-200, Financial Industry Regulatory Authority, GTS Equity Partners LLC, GTS Execution Services LLC, GTS Mischler, GTS Securities LLC, Global Trading Systems, Schwab Holdings Inc, TD Ameritrade Inc, TD Waterhouse Investor Services Inc, Waterhouse Securities Inc with JURY DEMAND filed by Alain Hensley. (Receipt # T300000204) (Attachments: #1 Civil Cover Sheet)(AMD) |
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