Securities and Exchange Commission v. Hauptman et al
| Securities and Exchange Commission |
| Bruce A Hauptman and Grand Teton Capital Management LLC |
| 2:2019cv00131 |
| June 19, 2019 |
| US District Court for the District of Wyoming |
| Nancy D Freudenthal |
| Kelly H Rankin |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on July 26, 2019. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 5 NOTICE of Voluntary Dismissal by Plaintiff Securities and Exchange Commission (Roessner, Michael) |
Filing 4
ORDER by the Honorable Nancy D Freudenthal. Within 21 days of this Order, the Commission shall address the Court's jurisdiction in a brief of less than 10 pages or an amended application. Otherwise, the application will be dismissed without prejudice for lack of jurisdiction.(Court Staff, sal)
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Filing 3
ORDER by the Honorable Kelly H Rankin granting #2 Motion to appear pro hac vice admitting Michael J Roessner for Securities and Exchange Commission (Court Staff, sal)
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| Filing 2 MOTION REFERRED TO Judge Kelly H Rankin. MOTION for Michael J. Roessner to appear pro hac vice filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Court Staff, sal) |
| Filing 1 APPLICATION of the Securities and Exchange Commission for an Order under Section 209(d) of the Investment Advisers Act of 1940 and Section 42(d) of the Investment Company Act of 1940 enforcing compliance with final commission order filed by Securities and Exchange Commission. (Attachments: #1 Declaration, #2 Civil Cover Sheet, #3 Magistrate Consent) (Court Staff, sal) Modified on 7/15/2019 (Court Staff, sal). |
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