Securities and Exchange Commission v. Hauptman et al
| Securities and Exchange Commission |
| Bruce A Hauptman and Grand Teton Capital Management LLC |
| 2:2019cv00177 |
| August 26, 2019 |
| US District Court for the District of Wyoming |
| Nancy D Freudenthal |
| Kelly H Rankin |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on October 9, 2019. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 12 DEFAULT JUDGMENT in favor of Plaintiff against Defendants by the Honorable Nancy D Freudenthal. Copy mailed to defendants via U.S. mail on this date. (Court Staff, sal) Modified on 10/9/2019 (Court Staff, sal). |
| Filing 11 NON-PUBLIC DOCUMENT pursuant to the Judicial Conference Policy on Privacy and Public Access AFFIDAVIT of Michael Roessner re #9 MOTION for Default Judgment as to , #10 Memorandum in Support of Motion filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit) (Roessner, Michael) Security modified on 10/8/2019 (Court Staff, sal). |
| Filing 10 NON-PUBLIC DOCUMENT pursuant to the Judicial Conference Policy on Privacy and Public Access MEMORANDUM in Support of #9 Motion for Default Judgment, filed by Plaintiff Securities and Exchange Commission. (Roessner, Michael) Security modified on 10/8/2019 (Court Staff, sal). |
| Filing 9 NON-PUBLIC DOCUMENT pursuant to the Judicial Conference Policy on Privacy and Public Access MOTION for Default Judgment as to filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Roessner, Michael) Security modified on 10/8/2019 (Court Staff, sal). |
| Filing 8 CLERKS ENTRY OF DEFAULT filed against Defendants, Bruce A. Hauptman and Grand Teton Capital Management LLC by the Clerk of Court, Stephan Harris. (Court Staff, sal) |
| Filing 7 MOTION for Entry of Default against Bruce A. Hauptman filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Affidavit)(Roessner, Michael) Modified on 9/25/2019 (Court Staff, sal). |
| Filing 6 MOTION for Entry of Default against Grand Teton Capital Management, LLC filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Affidavit)(Roessner, Michael) Modified on 9/25/2019 (Court Staff, sal). |
| Filing 5 SUMMONS Returned Executed by Securities and Exchange Commission. Grand Teton Capital Management LLC served on 8/28/2019, answer due on 9/18/2019 (Roessner, Michael) |
| Filing 4 SUMMONS Returned Executed by Securities and Exchange Commission. Bruce A Hauptman served on 8/28/2018, answer due on 9/18/2018 (Roessner, Michael) |
Filing 3
ORDER Granting #2 Motion to Appear Pro Hac Vice admitting Michael J Roessner for Securities and Exchange Commission by the Honorable Kelly H. Rankin (Court Staff, szf)
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| Filing 2 MOTION REFERRED TO Judge Kelly H Rankin. MOTION for Michael J. Roessner to appear pro hac vice filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Declaration, #2 Proposed Order) (Court Staff, sbh) |
| Filing 1 COMPLAINT filed by Securities and Exchange Commission (2 summonses issued) (Attachments: #1 Civil Cover Sheet, #2 Magistrate Consent Form) (Court Staff, sbh) |
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