Cases filed in the Ninth Circuit Courts
The Law Office of Christopher, et al v. Swanson Thomas & Coon, et al
as 11-35065
Plaintiff: JEFFREY POOLE, WINSOME P. CARTER, JAMES C. HOWELL and others
Appellant: THE LAW OFFICES OF CHRISTOPHER J. GRAY, P.C., LOUIS F. BURKE, P.C. and LYNN TILLOTSON PINKER & COX, LLP
Appellee: SWANSON THOMAS & COON, DOSTART, CLAPP, GORDON & COVENEY, LLP, WINNE, BANTA HETHINGTON, BASRALIAN & KAHN, PC and others
Defendant: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
Jeffrey Poole, et al v. Merrill Lynch, Pierce, Fenner
as 10-35154
Plaintiff - Appellee: JEFFREY POOLE, WINSOME P. CARTER, JAMES C. HOWELL and others
Objector - Appellant: GREGORY M. CHRISTOPHER, JASON DILAURO and MICHAEL C. SPOLAR
Defendant - Appellee: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
Joseph Glass, et al v. UBS Financial Services, Inc., et al
as 08-16619
Plaintiff: JOSEPH GLASS, DANTE DIFRANCESCO, RALPH CARBONE and others
Appellant: SHRENIK BAVISHI
Defendant - Appellee: UBS FINANCIAL SERVICES, INC., a corporation, UBS PAINE WEBBER, a corporation and PAINE WEBBER GROUP, INC., a corporation
Plaintiff-intervenor: ANTHONY D'ARIA

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