Cases 41 - 50 of 63
United States Securities and Exchange Commission v. Battoo et al
as 1:2012cv07125
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Nikolai S. Battoo, BC Capital Group S.A. (Panama), BC Capital Group Limited (Hong Kong) and others
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. DeMaria
as 1:2012cv04145
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Richard DeMaria
Cause Of Action: 15 U.S.C. § 77
Securities And Exchange Commission v. Dachman et al
as 1:2012cv00821
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Kenneth A Dachman, Scott A Wolf and Stone Lion Management, Inc.
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Folan
as 1:2011cv08905
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Stephen M. Folan
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Malarz et al
as 1:2011cv08803
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Marcin Malarz, Jacek Sienkiewicz, Arthur Lin and others
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Webb et al
as 1:2011cv07152
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Gregory E Webb and InfrAegis, Inc.
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Amella et al
as 1:2011cv06849
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Stephen P Amella and Andre J Hayden
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Petters et al
as 1:2011cv06032
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Thomas J. Petters, Gregory M. Bell , Lancelot Investment Management LLC and others
Cause Of Action: Civil Miscellaneous Case
Type:
Other Statutes
United States Securities and Exchange Commission v. Beckman et al
as 1:2011cv01763
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Jason Bo-Alan Beckman, The Oxford Private Client Group, LLC and Hollie Beckman
Receiver:
R.J. Zayed
Cause Of Action: Civil Miscellaneous Case
Type:
Other Statutes
United States Securities and Exchange Commission v. Carter
as 1:2010cv06145
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Richard Dean Carter
Cause Of Action: 15 U.S.C. § 78
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