Cases 31 - 40 of 60
United States Securities and Exchange Commission v. Pearson et al.
as 1:2014cv03785
Plaintiff:
United States Securities and Exchange Commission and 209 Jax Owner LLC
Defendant:
Robert G. Pearson and Illinois Stock Transfer Company
Receiver:
Jill Nicholson
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Mercantile Bancorp, Inc. et al
as 3:2013cv03341
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Mercantile Bancorp, Inc., Ted Awerkamp and Michael McGrath
Cause Of Action: 28 U.S.C. § 1331
United States Securities and Exchange Commission v. Cohn et al
as 1:2013cv05586
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Clayton A. Cohn and Marketaction Advisors, LLC
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
United States of America v. Bronstein, et al.
as 1:2013cv05563
Plaintiff:
United States of America
Defendant:
Joel Bronstein and Dearborn Trading, Inc.
Cause Of Action: 28 U.S.C. § 1345 Recovery of Debt to US
United States Securities and Exchange Commission v. Dushek et al
as 1:2013cv03669
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Charles J. Dushek, Charles S. Dushek, Capital Management Associates, Inc. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
United States Securities And Exchange Commission v. A Chicago Convention Center, LLC et al.
as 1:2013cv00982
Plaintiff:
United States Securities and Exchange Commission
Defendant:
A Chicago Convention Center, LLC , Anshoo R Sethi and Intercontinental Regional Center Trust of Chicago, LLC
Intervenor_plaintiff:
Dong Mei Xu
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
United States Securities and Exchange Commission v. GEI Financial Services, Inc. et al
as 1:2012cv07927
Plaintiff:
United States Securities and Exchange Commission
Defendant:
GEI Financial Services, Inc., Laurie Gatherum and Norman Goldstein
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Commodity Futures Trading Commission v. Battoo et al
as 1:2012cv07127
Plaintiff:
United States Commodity Futures Trading Commission
Defendant:
Nikolai Simon Battoo, BC Capital Group S.A., BC Capital Group International Limited and others
Receiver:
Robb Evans & Associates LLC
Cause Of Action: 7 U.S.C. § 6
United States Securities and Exchange Commission v. Battoo et al
as 1:2012cv07125
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Nikolai S. Battoo, BC Capital Group S.A. (Panama), BC Capital Group Limited (Hong Kong) and others
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. DeMaria
as 1:2012cv04145
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Richard DeMaria
Cause Of Action: 15 U.S.C. § 77
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