Securities/Commodities/Exchanges Cases filed in District of Columbia
Cases 61 - 70 of 377
CASE NUMBER NOT USED
as 1:2016cv01041
Plaintiff: NO PARTY
Defendant: NO PARTY
Cause Of Action: TEMPORARILY OUT OF ORDER
Five Bridges Advisors, LLC et al v. Stone & Youngberg, LLC et al
as 1:2016mc00649
Movant: Five Bridges Advisors, LLC and Michael Youngblood
Respondent: Stone & Youngberg, LLC, Anthony Guaimano, Stifel Financial Corporation and others
Cause Of Action: Motion to Quash Subpoenas
SECURITIES AND EXCHANGE COMMISSION v. SMITH et al
as 1:2016cv00587
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: TOBIN SMITH and NBT GROUP, INC.
Cause Of Action: 15 U.S.C. § 78
CD INTERNATIONAL ENTERPRISES, INC v. ROCKWELL CAPITAL PARTNERS, INC et al We have downloadable decisions or orders for this case
as 1:2016cv00394
Plaintiff: CD INTERNATIONAL ENTERPRISES, INC
Defendant: ROCKWELL CAPITAL PARTNERS, INC , ALPINE SECURITIES CORPORATION, STOUT J. MATHEAU and others
Cause Of Action: 28 U.S.C. § 1331
TASEKO MINES LIMITED v. RAGING RIVER CAPITAL LP et al We have downloadable decisions or orders for this case
as 1:2016cv00390
Defendant: RAGING RIVER CAPITAL LP , RAGING RIVER CAPITAL GP LLC , GRANITE CREEK PARTNERS, LLC and others
Plaintiff: TASEKO MINES LIMITED
Cause Of Action: 15 U.S.C. § 78
HABLISTON et al v. FINRA DISPUTE RESOLUTION, INC. We have downloadable decisions or orders for this case
as 1:2015cv02225
Plaintiff: ANN MORTON YOUNG HABLISTON and SEYMOUR ROBINSON YOUNG, JR.
Defendant: FINRA DISPUTE RESOLUTION, INC.
Cause Of Action: 09 U.S.C. § 1
SECURITIES AND EXCHANGE COMMISSION v. HITACHI, LTD. We have downloadable decisions or orders for this case
as 1:2015cv01573
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: HITACHI, LTD.
Cause Of Action: 15 U.S.C. § 78
HECHT v. SCHMIDT et al
as 1:2015cv00889
Plaintiff: MARION A. HECHT
Defendant: LAWRENCE P. SCHMIDT and DAWN KIL
Cause Of Action: 15 U.S.C. § 77
SECURITIES AND EXCHANGE COMMISSION v. LOCKHEED AIRCRAFT CORPORATION et al
as 1:1976cv00611
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: DANIEL J. HAUGHTON , A.C. KOTCHIAN and LOCKHEED MARTIN CORPORATION
Cause Of Action: 12 U.S.C. § 22
NORTH et al v. SMARSH, INC. et al We have downloadable decisions or orders for this case
as 1:2015cv00494
Plaintiff: THADDEUS J. NORTH and MARK P. POMPEO
Defendant: SMARSH, INC. and FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 15 U.S.C. § 78

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