Securities/Commodities/Exchanges Cases filed in New York
Cases 1 - 10 of 14
Saba Capital CEF Opportunities 1, Ltd. et al v. Nuveen Floating Rate Income Fund et al We have downloadable decisions or orders for this case
as 1:2021cv00327
Plaintiff: Saba Capital Management, L.P. and Saba Capital CEF Opportunities 1, Ltd.
Defendant: William C. Hunter, Margaret L. Wolff, Nuveen Floating Rate Income Fund and others
College Retirement Equities Fund et al v. Petroleo Brasileiro S.A.-Petrobras et al
as 1:2017cv01820
Plaintiff: College Retirement Equities Fund , Teachers Insurance and Annuity Association of America , TIAA-CREF Life Insurance Company and others
Defendant: Petroleo Brasileiro S.A.-Petrobras and Petrobras Global Finance B.V.
Cause Of Action: 15 U.S.C. § 77
The Prudential Insurance Company of America et al v. Petroleo Brasileiro S.A. et al
as 1:2016cv07192
Plaintiff: The Prudential Insurance Company of America , Prudential Retirement Insurance & Annuity Company , Prudential Trust Company and others
Defendant: Petroleo Brasileiro S.A., Petrobras International Finance Company S.A. and Petrobras Global Finance B.V.
Cause Of Action: 28 U.S.C. § 1331
Massachusetts Mutual Life Insurance Company et al v. Petroleo Brasileiro S.A. et al
as 1:2015cv09243
Plaintiff: Massachusetts Mutual Life Insurance Company , MassMutual Asia Limited , MassMutual Select Blackrock Global Allocation Fund and others
Defendant: Petroleo Brasileiro S.A., Petrobras International Finance Company S.A. and Petrobras Global Finance B.V.
Cause Of Action: 28 U.S.C. § 1331
The Hartford Mutual Funds, Inc. et al v. Petrleo Brasileiro S.A. et al
as 1:2015cv09182
Plaintiff: The Hartford Mutual Funds, Inc. , Hartford Balanced Income Fund , Hartford Capital Appreciation Fund and others
Defendant: Petrleo Brasileiro S.A., Petrobras International Finance Company S.A. and Petrobras Global Finance B.V.
Cause Of Action: 28 U.S.C. § 1331
BlackRock ACS US Equity Tracker Fund et al v. American Realty Capital Properties, Inc. et al
as 1:2015cv08464
Plaintiff: BlackRock ACS US Equity Tracker Fund , BlackRock Allocation Target Shares: Series C Portfolio , Blackrock Allocation Target Shares: Series S Portfolio and others
Defendant: American Realty Capital Properties, Inc., ARC Properties Operating Partnership, L.P., AR Capital, LLC and others
Cause Of Action: 28 U.S.C. § 1331
PIMCO Funds: PIMCO Diversified Income Fund et al v. American Realty Capital Properties, Inc. et al
as 1:2015cv08466
Plaintiff: PIMCO Funds: PIMCO Diversified Income Fund , Pimco Funds: Pimco Investment Grade Corporate Bond Fund , Pimco Funds: Pimco Floating Income Fund and others
Defendant: American Realty Capital Properties, Inc., ARC Properties Operating Partnership, L.P., AR Capital, LLC and others
Cause Of Action: 28 U.S.C. § 1331
Pimco Funds: Pimco Total Return Fund et al v. Petroleo Brasileiro S.A. et al
as 1:2015cv08192
Defendant: Marcos Antonio Zacarias, Daniel Lima De Oliveira, Josue Christiano Gomes Da Silva and others
Plaintiff: Pimco Total Return Collective Trust, Pimco Luxembourg Trust, CommoditiesPlus Strategy Fund, PIMCO Funds: Global Investors Series plc, Global Multi-Asset Fund and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
In re CHINA MOBILE GAMES & ENTERTAINMENT GROUP, LTD SECURITIES LITIGATION We have downloadable decisions or orders for this case
as 1:2014cv04471
Lead Plaintiff: Johnnie Dormier
Plaintiff: Darryl Reitan, Sophia Chang, Edward McCaffery and others
Petitioner: ASHOK SAGAR, OP Investment Management Ltd, Miran Segregated Portfolio Company Miran Long Short Equity Segregated Portfolio and others
Defendant: China Mobile Games & Entertainment Group, LTD, Ken Jian Xiao, Ying Shuling and others
Cause Of Action: 15 U.S.C. § 78
Charles Schwab Corporation et al v. Bank of America Corporation et al We have downloadable decisions or orders for this case
as 1:2013cv07005
Plaintiff: Charles Schwab Corporation , Charles Schwab Bank, N.A. , Charles Schwab & Co., Inc. and others
Defendant: Bank of America Corporation , Bank of America, N.A. , Bank of Tokyo-Mitsubishi UFJ Ltd. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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