Cases 1 - 3 of 3
DOE v. PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD
as 1:2024cv00780
Plaintiff:
JOHN DOE
Defendant:
PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD and UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv02420
Plaintiff:
EUGENE H. KIM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
SECURITIES EXCHANGES, NATIONAL FUTURES ASSOCIATION, CME GROUP INC. and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
SECURITIES AND EXCHANGE COMMISSION v. ROBERTS
as 1:2007cv00407
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
KENT H. ROBERTS
Movant:
UNITED STATES OF AMERICA
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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