Securities/Commodities/Exchanges Cases filed in New York
Cases 1 - 10 of 13
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Securities And Exchange Commission v. Pirrello et al We have downloadable decisions or orders for this case
as 2:2023cv08953
Plaintiff: Securities And Exchange Commission
Defendant: Raymond Pirrello, Marcello Follano, Robert Cassino and others
Intervenor: United States Attorney Eastern District of New York
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Velissaris We have downloadable decisions or orders for this case
as 1:2022cv01346
Plaintiff: Securities and Exchange Commission
Defendant: James Velissaris
Intervenor: United States Attorney - SDNY
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Commodity Futures Trading Commission v. Velissaris We have downloadable decisions or orders for this case
as 1:2022cv01347
Plaintiff: Commodity Futures Trading Commission
Defendant: James Robert Velissaris
Intervenor: United States Attorney
Securities and Exchange Commission v. Simeon et al We have downloadable decisions or orders for this case
as 2:2021cv05266
Plaintiff: Securities and Exchange Commission
Defendant: Frantz Simeon and First Black Enterprises, Inc.
Intervenor: United States Attorney Office for the Eastern District of New York
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission et al v. GPB Capital Holdings, LLC et al We have downloadable decisions or orders for this case
as 1:2021cv00583
Defendant: David Gentile, Jeffry Schneider, GPB Capital Holdings, LLC and others
Plaintiff: Securities and Exchange Commission
Interested Party: Bohnenkamp Living Trust, Joseph T. Gardemal III and People Of The State Of New York
Intervenor: United States Attorney's Office for the Eastern District of New York
Amicus Curiae: FSC Securities Corp.
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Malley et al We have downloadable decisions or orders for this case
as 1:2021cv00237
Plaintiff: Securities and Exchange Commission
Defendant: MG GP III LP, Eric C Malley, MG Capital Management LP and others
Intervenor: United States Attorney's Office
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Sugarman We have downloadable decisions or orders for this case
as 1:2019cv05998
Defendant: Jason Sugarman
Plaintiff: Securities and Exchange Commission
Intervenor Plaintiff: United States Attorney's Office, Southern District of New York
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Borland et al We have downloadable decisions or orders for this case
as 1:2018cv04352
Plaintiff: United States Securities and Exchange Commission
Defendant: Brent Borland, Borland Capital Group, LLC and Belize Infrastructure Fund I, LLC
Relief_defendant: Canyon Acquisitions, LLC and Alana LaTorra Borland
Intervenor: United States Attorney's Office (S.D.N.Y.)
Cause Of Action: 15 U.S.C. § 77
U.S. Securities & Exchange Commission v. Willner
as 1:2017cv06305
Plaintiff: U.S. Securities & Exchange Commission
Intervenor: United States Attorney's Office for the Eastern District of New York
Defendant: Joseph P. Willner
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v.Bergstein
as 1:2016cv08701
Defendant: David R Bergstein
Plaintiff: Securities and Exchange Commission
Intervenor: United States Attorney's Office (S.D.N.Y.)
Cause Of Action: 15 U.S.C. § 78

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