Cases 101 - 109 of 109
Securities and Exchange Commission v. Vassallo et al
as 2:2010mc00161
Plaintiff:
Securities and Exchange Commission
Defendant:
Anthony Vassallo, Kenneth Kenitzer and Equity Investment Management and Trading
Receiver:
Stephen E. Anderson
Cause Of Action: 28 U.S.C. § 0754
Securities and Exchange Commission v. Provident Royalties et al
as 2:2009mc01104
Plaintiff:
Securities and Exchange Commission
Defendant:
Provident Royalties, Provident Asset management, Provident Energy 1 and others
Receiver:
Dennis L. Roossien, Jr.
Cause Of Action: 28 U.S.C. § 0754 Receiver of Property in Different Districts
Securities and Exchange Commission v. Lund et al
as 2:2009cv01050
Plaintiff:
Securities and Exchange Commission
Defendant:
Whitney D. Lund and Standard Transfer and Trust
Cause Of Action: 15 U.S.C. § 0078 m(a) Securities Exchange Act
SEC v. Merrill Scott Ltd, et al
as 2:2002cv00039
Plaintiff:
Securities and Exchange Commission
Defendant:
Merrill Scott & Associates LTD, Merrill Scott & Associates , Phoenix Overseas Advisers and others
Receiver:
David K. Broadbent
Movant:
The Scott K. Canepa Charitable Supporting Organization and Scott K. Canepa
Thirdparty_defendant:
Certain Underwriters at Lloyds of London, England and James P. Landis
Consol_plaintiff:
Curt Woods , Kathy Woods , Curt & Kathy Woods Charitable Supporting Foundation and others
Intervenor_plaintiff:
Charles Cozean
Intervenor_defendant:
Merrill Scott & Associates LTD, Merrill Scott & Associates , Phoenix Overseas Advisers and others
Consol_defendant:
David K. Broadbent, T Shelton Powers , Advantage Software, Inc. and others
Claimant:
Val Eylands and Jana Eylands
Consol_counter_claimant:
Jeremy Thorne
Counter_claimant:
Jeremy Thorne and Singularity Software
Counter_defendant:
David K. Broadbent
Intervenor:
USA
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Mowen et al
as 2:2009cv00786
Plaintiff:
Securities and Exchange Commission
Defendant:
Jeffrey L. Mowen, Thomas R. Fry, Bevan J. Wilde and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Coadum Advisors et al
as 2:2008mc00017
Plaintiff:
Securities and Exchange Commission
Defendant:
Coadum Advisors, Mansell Capital Partners III, James A. Jeffrey and others
Receiver:
Pat Huddleston, II
Cause Of Action: 28 U.S.C. § 0754 Receiver of Property in Different Districts
Securities and Exchange Commission v. Lane et al
as 2:2007mc00968
Plaintiff:
Securities and Exchange Commission
Defendant:
Robert E. Lane, Wealth Pools International, Recruit For Wealth and others
Receiver:
Denise D. Dell-Powell
Cause Of Action: 28 U.S.C. § 0754 Receiver of Property in Different Districts
SEC v. Wolfson, et al
as 2:2003cv00914
Plaintiff:
Securities and Exchange Commission
Defendant:
NCI Holdings
Cross_claimant:
F10 Oil and Gas Properties , Jon H. Marple and Mary E. Blake
Cross_defendant:
Stem Genetics and NCI Holdings
Thirdparty_defendant:
Laura Henderson, Douglas Hoyt and Bret Benson
Movant:
A-Z Pahl Property Management , Anchor S Ranch , Club Six Lounge and others
Intervenor_defendant:
Church of the Solar Logos
Intervenor:
Cathy Jean Libin , Cherri Lynn Butters , Frank Herbert Pahl and others
Receiver:
David K. Broadbent
Cause Of Action: 15 U.S.C. § 0077
SEC v. Badger, et al
as 2:1997cv00963
Plaintiff:
Securities and Exchange Commission
Defendant:
Duane Marchant , Stephen Spencer , Karl Badger and others
Movant:
Lajuana I. Badger , SB Trust and Thomas E. Stamos
Cause Of Action: 15 U.S.C. § 0077
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