Cases 1 - 7 of 7
Transportation Insurance Advisors, LLC v. Triana et al
as 2:2019cv00003
Plaintiff:
Transportation Insurance Advisors, LLC
Defendant:
James Triana and Relation Insurance, Inc.
Cause Of Action: 28 U.S.C. § 1441
Drapeau v. ProShare Trust, ProShares Advisors LLC et al
as 5:2018cv00107
Plaintiff:
Richard Drapeau
Defendant:
ProShares Trust, ProShares Advisors LLC, Michael L. Sapir, John Does and others
Cause Of Action: 29 U.S.C. § 1109
Gingras et al v. Victory Park Capital Advisors, LLC et al
as 5:2017cv00233
Plaintiff:
Jessica Gingras and Angela C. Given
Defendant:
Victory Park Capital Advisors, LLC, Victory Park Management, LLC, GPL Servicing, LTD. and others
Cause Of Action: 18 U.S.C. § 1964
French v. Wells Fargo Advisors, LLC
as 5:2011cv00246
Plaintiff:
Michael E. French
Defendant:
Wells Fargo Advisors, LLC
Cause Of Action: 28 U.S.C. § 1332
Securities and Exchange Commission v. McGinn, Smith & Co., Inc. et al
as 2:2010mc00037
Plaintiff:
Securities and Exchange Commission
Defendant:
McGinn, Smith & Co., Inc., McGinn, Smith Advisors, LLC, McGinn, Smith Capital Holdings Corp. and others
United States Securities and Exchange Commission v. Cook et al
as 2:2009mc00121
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth, LLC and others
U.S. Commodity Futures Trading Commission v. Cook et al
as 2:2009mc00120
Plaintiff:
U.S. Commodity Futures Trading Commission
Defendant:
Trevor Cook, Patrick Kiley, Universal Brokerage FX and Universal Brokerage FX Diversified and others
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