Cases filed in New York
Securities and Exchange Commission v. Shapiro We have downloadable decisions or orders for this case
as 1:2015cv07045
Interested Party: Alliancebernstein, L.P. and Putnam Investments LLC
Defendant: Michael A. Gramins, Tyler G. Peters and Ross B. Shapiro
Plaintiff: Securities and Exchange Commission
Intervenor: United States Attorney's Office, District of Connecticut
Cause Of Action: 15 U.S.C. ยง 77

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