Cases 1 - 10 of 15
U.S. Securities and Exchange Commission v. Appelbaum
as 9:2022cv81115
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Alan Z. Appelbaum
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
U.S. Securities and Exchange Commission v. Stanley, II
as 2:2020mc14097
Defendant:
Thomas R. Stanley, II
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0078
U.S. Securities and Exchange Commission v. Palm Beach Atlantic Financial Group, LLC et al
as 9:2019cv81652
Defendant:
William A. Smith and Palm Beach Atlantic Financial Group, LLC
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0078
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD. et al
as 8:2019cv00448
Defendant:
Micah J Eldred, Carl E. Dilley, Island Capital Management and others
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0077
U.S. Securities and Exchange Commission v. Naccarato
as 1:2017cv24682
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Owen H. Naccarato
Cause Of Action: 15 U.S.C. § 0078
U.S. Securities and Exchange Commission v. Greenberg et al
as 1:2015cv21176
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Keith G. Greenberg, Elise Greenberg, First Rock Trustees, Ltd. and others
Cause Of Action: 28 U.S.C. § 1345
U.S. Securities and Exchange Commission v. Edge
as 9:2013cv80591
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
James D Edge
Cause Of Action: 12 U.S.C. § 0022 Securities Fraud
U.S. Securities and Exchange Commission v. Big Apple Consulting USA, Inc. et al
as 6:2009cv01963
Plaintiff:
U.S. Securities and Exchange Commission, U.S. Securities and Exchange Commission, U.S. Securities and Exchange Commission and others
Defendant:
Big Apple Consulting USA, Inc., MJMM Investments, LLC, Marc Jablon and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
U.S. Securities and Exchange Commission v. Grocock
as 6:2009cv01833
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
J. Bennett Grocock
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
U.S. Securities and Exchange Commission v. Huber et al
as 6:2009mc00144
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
William A. Huber, Hubadex, Inc., The Quarter Funds, L.P. and others
Receiver:
Kevin B. Duff
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