Cases 11 - 20 of 27
U.S. Securities and Exchange Commission
as 1:2019cv03552
Defendant:
GEORGE SLOWINSKI
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Navellier & Associates, Inc. et al
as 1:2019cv02224
Petitioner:
First Trust Advisors LP and First Trust Portfolios LP
Defendant:
Navellier & Associates, Inc. and Louis Navellier
Plaintiff:
Securities and Exchange Commission and U.S. Securities and Exchange Commission
Brown v. U.S. Securities and Exchange Commission
as 1:2018cv01106
Plaintiff:
Curtis Darnell Brown, Jr.
Defendant:
U.S. Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
U.S. Securities and Exchange Commission v. Rangel
as 1:2016cv06391
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Juan Rafael Rangel
Cause Of Action: 15 U.S.C. § 77
U.S. Securities And Exchange Commission v. City of Harvey, Illinois et al
as 1:2014cv04744
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
City of Harvey, Illinois and Joseph T. Letke
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. UNO Charter School Network, Inc. et al
as 1:2014cv04044
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
UNO Charter School Network, Inc. and United Neighborhood Organization of Chicago
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. Goyal et al
as 1:2014cv03900
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Neal Goyal , Caldera Advisors, LLC , Blue Horizon Asset Management, LLC. and others
Receiver:
Kevin B. Duff
Cause Of Action: 28 U.S.C. § 1331
U.S. Securities and Exchange Commission
as 1:2014cv00622
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Steven M. Dombrowski and Lisa L. Fox
Cause Of Action: 15 U.S.C. § 77
U.S. Securities and Exchange Commission v. Rungruangnavarat
as 1:2013cv04172
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Badin Rungruangnavarat
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Fields v. U.S. Securities and Exchange Commission
as 1:2013cv01301
Plaintiff:
Anthony Fields
Defendant:
U.S. Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331 Federal Question
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