Cases filed in the U.S. Court of Appeals, Ninth Circuit
Gregory Raifman, et al v. Wachovia Securities, LLC, et al We have downloadable decisions or orders for this case
as 14-15851
Plaintiff - Appellant: GREGORY R. RAIFMAN, SUSAN RAIFMAN, husband & wife, individually and on behalf of their marital community and as Trustees of the Raifman Family Revocable Intervivos Trust and as beneficiaries of the Palladian Trust, GEKKO HOLDINGS, LLC and others
Defendant - Appellee: WACHOVIA SECURITIES, LLC, n/k/a Wells Fargo Advisors, LLC and WELLS FARGO ADVISORS, LLC, successor in interest to Wachovia Securities, LLC
Douglas McDaniel, et al v. Wells Fargo Investments, LLC, et al We have downloadable decisions or orders for this case
as 11-17017
Plaintiff - Appellant: DOUGLAS K. MCDANIEL and BRYAN CLARK, on behalf of themselves, all others similarly situated, and the general public
Defendant - Appellee: WELLS FARGO INVESTMENTS, LLC, a Delaware limited liability company, WELLS FARGO BANK, N.A., a National Association and WELLS FARGO ADVISORS, LLC, a Delaware limited liability company, FKA Wachovia Securities, LLC

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