INSTITUTIONAL SHAREHOLDER SERVICES INC. v. SECURITIES AND EXCHANGE COMMISSION et al
Plaintiff: INSTITUTIONAL SHAREHOLDER SERVICES INC.
Defendant: SECURITIES AND EXCHANGE COMMISSION and WALTER JOSEPH CLAYTON, III
Case Number: 1:2019cv03275
Filed: October 31, 2019
Court: US District Court for the District of Columbia
Presiding Judge: Amit P Mehta
Nature of Suit: Administrative Procedure Act/Review or Appeal of Agency Decision
Cause of Action: 05 U.S.C. ยง 702
Jury Demanded By: None
Docket Report

This docket was last retrieved on February 23, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 16, 2019 Opinion or Order Filing 11 NOTICE of Appearance by MariAnne Pisarri on behalf of INSTITUTIONAL SHAREHOLDER SERVICES INC. (Pisarri, MariAnne)
December 11, 2019 Opinion or Order Filing 10 NOTICE of Appearance by Jacob R Loshin on behalf of SECURITIES AND EXCHANGE COMMISSION (Loshin, Jacob)
December 5, 2019 Opinion or Order Filing 9 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed on United States Attorney General. Date of Service Upon United States Attorney General 11/26/2019. (Harris, Jeffrey)
December 5, 2019 Opinion or Order Filing 8 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed as to the United States Attorney. Date of Service Upon United States Attorney on 11/26/2019. Answer due for ALL FEDERAL DEFENDANTS by 1/25/2020. (Harris, Jeffrey)
December 5, 2019 Opinion or Order Filing 7 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed. WALTER JOSEPH CLAYTON, III served on 11/25/2019 (Harris, Jeffrey)
December 5, 2019 Opinion or Order Filing 6 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed. SECURITIES AND EXCHANGE COMMISSION served on 11/25/2019 (Harris, Jeffrey)
December 2, 2019 Opinion or Order Filing 5 NOTICE of Appearance by Jeffrey M. Harris on behalf of INSTITUTIONAL SHAREHOLDER SERVICES INC. (Harris, Jeffrey)
November 25, 2019 Opinion or Order Filing 4 SUMMONS (2) Issued Electronically as to U.S. Attorney and U.S. Attorney General. (eg)
November 22, 2019 Opinion or Order Filing 3 REQUEST FOR SUMMONS TO ISSUE for Attorney General and Civil Process Clerk filed by INSTITUTIONAL SHAREHOLDER SERVICES INC.. (Attachments: #1 Summons Attorney General Summons)(Connolly, John)
October 31, 2019 Opinion or Order Filing 2 SUMMONS (2) Issued Electronically as to WALTER JOSEPH CLAYTON, III, INSTITUTIONAL SHAREHOLDER SERVICES INC.. (Attachments: #1 Notice and Consent)(zrdj)
October 31, 2019 Opinion or Order Filing 1 COMPLAINT against All Defendants ( Filing fee $ 400 receipt number ADCDC-6493778) filed by INSTITUTIONAL SHAREHOLDER SERVICES INC.. (Attachments: #1 Civil Cover Sheet Civil Cover Sheet, #2 Summons Clayton Summons, #3 Summons SEC Summons, #4 Exhibit Proxy Adviser Release)(Connolly, John)
October 31, 2019 Opinion or Order Case Assigned to Judge Amit P. Mehta. (zrdj)

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Plaintiff: INSTITUTIONAL SHAREHOLDER SERVICES INC.
Represented By: John Michael Connolly
Represented By: MariAnne Pisarri
Represented By: Jeffrey M. Harris
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Defendant: SECURITIES AND EXCHANGE COMMISSION
Represented By: Jacob R Loshin
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Defendant: WALTER JOSEPH CLAYTON, III
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